PHVS (NASDAQ: PHVS) affiliate files Form 144 to resell 9,667 restricted shares

Rhea-AI Filing Summary

PHVS submitted a Form 144 notice disclosing proposed sales of restricted common stock by an affiliate. The filing lists two lots of restricted shares: 4,667 shares dated 04/11/2025 and 5,000 shares dated 03/12/2026.

The broker identified is Morgan Stanley Smith Barney LLC and the filing shows an amount of $292,853.06 alongside broker and exchange details. The filing is a routine affiliate resale notice under securities rules.

Insights

Securities Counsel

Routine Form 144 resale notice listing two restricted-stock lots.

The filing lists proposed sales of restricted common stock in two separate lots: 4,667 shares with a 04/11/2025 date and 5,000 shares with a 03/12/2026 date. It names Morgan Stanley Smith Barney LLC as the broker.

Form 144 is a notice of intent by an affiliate to sell restricted shares; the exact method and timing of any sale depend on subsequent market transactions and compliance with transfer restrictions.

Key Figures

Restricted shares (lot 1): 4,667 shares Restricted shares (lot 2): 5,000 shares Amount shown: $292,853.06 +1 more

4 metrics

Restricted shares (lot 1) 4,667 shares dated 04/11/2025

Restricted shares (lot 2) 5,000 shares dated 03/12/2026

Amount shown $292,853.06 appears on broker/exchange line

Filing date / exchange line 05/21/2026 associated with NASDAQ line in excerpt

Key Terms

Restricted Stock, Form 144, Issuer

3 terms

Restricted Stock regulatory

"Common | 04/11/2025 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer financial

"Restricted Stock | Issuer | | | 4667"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/21/2026 - 05:31 PM Learn about SEC filing dates

FAQ

What does the PHVS Form 144 disclose?

The Form 144 discloses proposed sales of restricted common stock by an affiliate, listing 4,667 shares dated 04/11/2025 and 5,000 shares dated 03/12/2026, and names the broker involved.

Who is the broker listed on the PHVS Form 144?

The broker identified is Morgan Stanley Smith Barney LLC, located at 1 New York Plaza, 8th Floor, New York, NY. The filing pairs the broker with exchange listing information.

What monetary figure appears in the PHVS filing?

The filing shows a monetary figure of $292,853.06 associated with the broker/exchange line. The excerpt does not tie that figure to a labeled proceeds statement.

Does the Form 144 specify trading methods or timing for PHVS shares?

The excerpt lists the restricted-stock lots and dates but does not state specific trading methods or a concrete execution timeline for sales of the disclosed shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	9667	292853.06	65423863	05/21/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/11/2025	Restricted Stock	Issuer			4667	04/11/2025	Not Applicable
Common	03/12/2026	Restricted Stock	Issuer			5000	03/12/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)