PHVS reports 10b5-1 sales and option exercise (PHVS)
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
PHVS-related filing: A Form 144 reports the proposed sale following an exercise of 300 common shares on 06/18/2026. The filing also lists recent Rule 10b5-1 sales in Apr–May 2026, with individual transactions such as 14,166 shares on 05/01/2026.
Positive
- None.
Negative
- None.
Key Figures
Option exercise: 300 shares
10b5-1 sale: 14,166 shares
10b5-1 sale: 15,000 shares
+3 more
6 metrics
Option exercise
300 shares
exercise of stock options on 06/18/2026, cash
10b5-1 sale
14,166 shares
sale on 05/01/2026, proceeds $427,417.97
10b5-1 sale
15,000 shares
sale on 04/30/2026, proceeds $453,627.00
10b5-1 sale
3,733 shares
sale on 04/29/2026, proceeds $112,232.27
10b5-1 sale
100 shares
sale on 04/23/2026, proceeds $3,003.00
10b5-1 sale
7,001 shares
sale on 04/22/2026, proceeds $210,401.75
Key Terms
Form 144, 10b5-1, Exercise of Stock Options
3 terms
Form 144 regulatory
"Form 144 reports the proposed sale following an exercise"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
10b5-1 regulatory
"10b5-1 Sales for PENG LU ... listed with dates and amounts"
A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.
Exercise of Stock Options financial
"Securities To Be Sold ... Exercise of Stock Options ... 300"
FAQ
What does PHVS Form 144 disclose about the 06/18/2026 exercise?
It discloses an exercise of 300 common shares on 06/18/2026. The filing lists the exercise as a sale to the issuer for cash, showing the exercised shares were issued and sold on that date.
How many 10b5-1 sales are listed in the PHVS excerpt?
The excerpt lists five 10b5-1 sales occurring in Apr–May 2026. Examples include 14,166 shares on 05/01/2026 and 15,000 shares on 04/30/2026, with dollar proceeds shown per transaction.
Who is the reporting party for the 10b5-1 sales in the PHVS filing?
The sales are reported under a 10b5-1 plan attributed to PENG LU with an indicated address in Leiden. The filing lists each sale date, share count, and gross proceeds for those transactions.
Does the Form 144 state how sale proceeds are treated for PHVS?
The excerpt shows the exercise was completed 'for Cash' when issued to the issuer. For the 10b5-1 transactions, the filing lists gross proceeds per sale; further allocation or use of proceeds is not described in the excerpt.