STOCK TITAN

Pharvaris (PHVS) President has 226 shares withheld to cover RSU taxes

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Pharvaris N.V. President Lu Peng reported two code F transactions involving company common stock. On 2026-08-12, 117 shares were withheld at $34.42 per share, and on 2026-08-11, 109 shares were withheld at $34.84 per share. Footnote disclosure states these 226 shares were retained by the issuer to satisfy tax withholding obligations upon the vesting of restricted stock units, rather than being sold in open-market transactions. The filing indicates these events were not executed under a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Lu Peng
Role President
Type Security Shares Price Value
Tax Withholding Common Stock F1 117 $34.42 $4K
Tax Withholding Common Stock F1 109 $34.84 $4K
Holdings After Transaction: Common Stock — 65,179 shares (Direct)
Footnotes (1)
  1. F1. Represents shares withheld by the issuer to satisfy tax withholding obligations upon the vesting of restricted stock units.
Shares withheld 2026-08-12 117 shares Withheld to satisfy tax withholding on RSU vesting at $34.42 per share
Price per share 2026-08-12 $34.42 Value used for tax-withholding share calculation on 117 withheld shares
Shares withheld 2026-08-11 109 shares Withheld to satisfy tax withholding on RSU vesting at $34.84 per share
Price per share 2026-08-11 $34.84 Value used for tax-withholding share calculation on 109 withheld shares
Total shares withheld for taxes 226 shares Aggregate shares withheld across two code F transactions for RSU tax obligations
Code F transactions count 2 Number of tax-withholding dispositions reported by Lu Peng
restricted stock units financial
"upon the vesting of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"to satisfy tax withholding obligations upon the vesting"
Rule 10b5-1 trading plan regulatory
"not carried out under a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
code F transaction financial
"two code F transactions where a total of 226 Pharvaris"

FAQ

What did Pharvaris (PHVS) President Lu Peng report in this Form 4?

Lu Peng reported two code F transactions where a total of 226 Pharvaris common shares were withheld by the company to cover tax obligations arising from vested restricted stock units.

How many Pharvaris (PHVS) shares were involved in Lu Peng’s tax withholding?

A total of 226 shares of Pharvaris common stock were withheld, consisting of 117 shares on 2026-08-12 and 109 shares on 2026-08-11, all tied to RSU vesting tax obligations.

Were Lu Peng’s Pharvaris (PHVS) transactions open-market sales?

No. The Form 4 states the shares were withheld by the issuer to satisfy tax withholding obligations upon the vesting of restricted stock units, rather than being sold in open-market transactions.

At what prices were Pharvaris (PHVS) shares withheld for Lu Peng’s tax obligations?

The company withheld 117 shares at $34.42 per share on 2026-08-12 and 109 shares at $34.84 per share on 2026-08-11 in connection with RSU vesting tax withholding.

Were Lu Peng’s Pharvaris (PHVS) Form 4 transactions under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as a plan transaction, indicating these tax-withholding events were not carried out under a Rule 10b5-1 trading plan.

What does code F mean in Lu Peng’s Pharvaris (PHVS) Form 4?

Code F indicates payment of tax liability by delivering or withholding securities. Here, Pharvaris withheld shares from Lu Peng’s vested restricted stock units to meet tax withholding obligations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lu Peng

(Last)(First)(Middle)
1 CRANBERRY HILL SUITE 400

(Street)
LEXINGTON MASSACHUSETTS 02421

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Pharvaris N.V. [ PHVS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/11/2026F109(1)D$34.8465,296D
Common Stock08/12/2026F117(1)D$34.4265,179D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares withheld by the issuer to satisfy tax withholding obligations upon the vesting of restricted stock units.
/s/ Marnus Nel, Attorney-in-Fact for Peng Lu08/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)