Welcome to our dedicated page for PHXE SEC filings (Ticker: PHXE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Phoenix Energy One, LLC (NYSE American: PHXE.P) provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Phoenix Energy is an energy company formed in 2019 and focused on oil and gas exploration and production, with drilling operations concentrated in the Williston Basin in North Dakota and Montana. Its listed security is the Series A Cumulative Redeemable Preferred Shares, and the terms of this preferred stock are described in the company’s Third Amended and Restated Limited Liability Company Agreement and related share designation filed on EDGAR.
Through this page, users can review Form 10-Q quarterly reports, where Phoenix Energy presents financial and operating results, including production data and discussion of non-GAAP measures such as EBITDA, alongside the required GAAP financial statements. Current reports on Form 8-K are also available, documenting material events such as executive transitions, compensation arrangements, and other corporate developments affecting the company and its securities.
The filings section further links to exhibits that define the rights and preferences of the PHXE.P preferred shares, including distribution terms and liquidation preference, as referenced in company press releases. Investors interested in capital structure details, preferred share terms, or governance matters can consult these documents for the official language governing Phoenix Energy’s obligations.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of lengthy reports, highlight important changes from prior periods, and make it easier to interpret complex disclosures. Real-time updates from EDGAR help ensure that new 10-Q, 10-K (if filed), 8-K, and related exhibits appear promptly, while insider-related filings such as Form 4, if applicable, can be reviewed to understand transactions by company insiders.
Phoenix Energy One, LLC entered into Amendment No. 8 to its Amended and Restated Senior Secured Credit Agreement with Fortress Credit Corp. and other lenders. The amendment establishes $75 million in Amendment No. 7 discretionary delayed draw term loan commitments, all of which were drawn on the amendment’s effective date of February 12, 2026. This reduces the aggregate principal amount available on a discretionary basis during the Amendment No. 7 delayed draw term loan availability period from $300 million to $225 million and carries an original issue discount of 3.00%. The amendment also provides limited waivers to certain financial covenants, including the total secured leverage ratio, current ratio over a specified late‑2025 to early‑2026 period, and the asset coverage ratio as of December 31, 2025. Phoenix Energy One and Phoenix Operating LLC plan to use the new term loan commitments to finance development of their oil and gas properties under an approved development plan in the credit agreement.
Phoenix Energy One, LLC entered into new employment agreements with its Chief Executive Officer, Adam Ferrari, Chief Financial Officer, Curtis Allen, and Chief Business Officer, Lindsey Wilson, effective January 1, 2026. These agreements replace prior contracts that had been in place since January 2025.
Under the new agreements, Mr. Ferrari and Mr. Allen will continue to receive variable revenue-based compensation for fiscal year 2026, now set at 0.9% and 0.45% of assumed gross revenue, respectively, reduced from 1.1% and 0.55% under their prior agreements. Ms. Wilson’s compensation structure shifts from variable revenue-based compensation to a base salary of $575,000 for fiscal year 2026, which the Company may change upon notice. The non-executive members of the board of directors approved these new agreements in line with the Company’s governance policies.
Phoenix Energy One, LLC reported that it entered into a Transition and Separation Agreement with Brandon K. Allen following his resignation on November 3, 2025. Under this agreement, Mr. Allen will serve in a non-employee advisory role for one year from the separation date to help transition his former duties and responsibilities. In return for these services and his release of claims and other commitments, the Company will pay him $1,000,000 in substantially equal installments over the 12-month period following the separation date, following the normal payroll schedule.
The filing notes that, under pre-existing equity agreements, all Class A and Class B Units previously issued to Mr. Allen by Phoenix Equity Holdings, LLC were forfeited for no consideration on the separation date. The agreement also includes a general release of claims in favor of the Company and its affiliates, as well as non-disparagement, confidentiality, cooperation provisions, and reaffirmation of certain restrictive covenants.
Phoenix Energy One (PHXE) reported an insider stock transaction by its former Chief Operating Officer. The reporting person sold a total of 2,500 Series A Cumulative Redeemable Preferred Shares in two trades on 11/20/2025: 2,159 shares at $20.11 per share and 341 shares at $20.1357 per share, leaving 0 shares beneficially owned afterward.
These sales were matchable under Section 16(b) against a prior purchase of 2,500 Series A preferred shares at $20.00 per share on 09/29/2025. The reporting person paid $283.77 to Phoenix Energy One, representing the full short-swing profit that must be returned to the company under these rules.