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  4. [Form 4] PARK OHIO HOLDINGS CORP Insider Trading Activity

Park-Ohio (PKOH) director now holds 23,279 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AULETTA PATRICK V reported acquisition or exercise transactions in this Form 4 filing.

PARK OHIO HOLDINGS CORP reported that director Patrick V. Auletta received a grant of 59 Restricted Stock Units (RSUs) on August 14, 2026 as additional RSUs credited under the dividend equivalent provisions of existing RSU agreements. Each RSU represents one share of common stock and is fully vested. These RSUs will be settled in shares and delivered to him within 30 days after separation of service, bringing his directly held RSU-based interest to 23,279 units.

Positive

  • None.

Negative

  • None.
Insider AULETTA PATRICK V
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2, F3 59 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 23,279 shares (Direct)
Footnotes (3)
  1. F1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Park-Ohio Holdings Corp. common stock ("Share").
  2. F2. Reflects additional RSUs granted on August 14, 2026 pursuant to dividend equivalent sections of the Restricted Stock Units Agreements between Issuer and the Reporting Person.
  3. F3. RSUs are fully vested and will be settled in Shares and delivered to the Reporting Person within 30 days after separation of service.
RSUs granted 59 units Additional RSUs granted on August 14, 2026 under dividend equivalent provisions
RSUs after transaction 23,279 units Total RSU-based interest held directly by Patrick V. Auletta following the grant
Settlement window 30 days RSUs will be settled in shares within 30 days after separation of service
Transaction date August 14, 2026 Date the additional 59 RSUs were granted as dividend equivalents
Underlying common stock per RSU 1 share Each RSU represents a contingent right to receive one share of PKOH common stock
Restricted Stock Units financial
"Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent financial
"additional RSUs granted on August 14, 2026 pursuant to dividend equivalent sections"
A dividend equivalent is a payment someone receives that matches the cash dividends paid on a stock, even though they don’t actually hold the shares. It often shows up in stock-based pay or certain derivatives, and matters to investors because it preserves the income value and alters the after-tax return and timing of payouts — think of it like getting a paycheck for the dividends you would have earned if you owned the stock directly.
separation of service financial
"settled in Shares and delivered to the Reporting Person within 30 days after separation of service"

FAQ

What insider transaction did PKOH director Patrick V. Auletta report on this Form 4?
Patrick V. Auletta reported an acquisition of 59 Restricted Stock Units (RSUs) on August 14, 2026. These RSUs were granted as additional units under the dividend equivalent provisions of his existing RSU agreements and are fully vested, each representing one share of common stock.

How many Park Ohio (PKOH) RSUs does Patrick V. Auletta hold after this transaction?
After the August 14, 2026 award, Patrick V. Auletta holds 23,279 RSUs representing an equivalent number of PKOH common shares. This figure reflects the prior balance plus the 59 additional RSUs granted pursuant to the dividend equivalent sections of his RSU agreements.

What does each RSU represent in the PKOH Form 4 filing for Patrick V. Auletta?
Each RSU reported for Patrick V. Auletta represents a contingent right to receive one share of Park-Ohio Holdings Corp. common stock. The Form 4 states that these RSUs are fully vested and will ultimately be settled in shares of PKOH common stock.

When will Patrick V. Auletta’s PKOH RSUs from this grant be settled and delivered?
The RSUs reported in this filing will be settled in shares and delivered to Patrick V. Auletta within 30 days after separation of service. Until that separation event occurs, the RSUs remain as deferred, fully vested rights to PKOH common stock.

Were the PKOH RSUs granted to Patrick V. Auletta part of a 10b5-1 trading plan?
The filing’s Rule 10b5-1 checkbox is not affirmed, and the footnotes describe the transaction as a grant of dividend equivalent RSUs. There is no indication in this Form 4 that the award was executed pursuant to a Rule 10b5-1 trading plan.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AULETTA PATRICK V
(Last)(First)(Middle)
6065 PARKLAND BLVD.
(Street)
CLEVELAND OHIO 44124
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
PARK OHIO HOLDINGS CORP [ PKOH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)08/14/2026A59(2) (3) (3)Common Stock59$023,279D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Park-Ohio Holdings Corp. common stock ("Share").
2. Reflects additional RSUs granted on August 14, 2026 pursuant to dividend equivalent sections of the Restricted Stock Units Agreements between Issuer and the Reporting Person.
3. RSUs are fully vested and will be settled in Shares and delivered to the Reporting Person within 30 days after separation of service.
Remarks:
Robert D. Vilsack, Attorney-In-Fact for Patrick V. Auletta08/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR