[D] ProtoKinetix, Inc. SEC Filing
ProtoKinetix, Inc. filed a Form D claiming Regulation D exemptions (Rule 506(b) and Securities Act Section 4(a)(5)) for an equity offering with a total target amount of $100,000. The issuer reports $5,000 sold to date and $95,000 remaining, with one investor already participating and a stated minimum investment of $0. The offering is not intended to last more than one year and is not tied to any business combination. The filing lists key officers: Clarence Smith identified as President and CEO, Michael Guzzetta as CFO (and signer), and Edward McDonough as a director. The issuer's principal place of business is 109 W. Main St., Dalton, Ohio 44618. The filing reports no sales commissions or finders' fees and indicates no proceeds will be paid to named executives or directors.
ProtoKinetix, Inc. ha presentato una Form D richiedendo esenzioni Regulation D (Regola 506(b) e Sezione 4(a)(5) del Securities Act) per un'offerta di azioni con un importo obiettivo totale di $100,000. L'emittente riporta $5,000 già venduti e $95,000 residui, con un investitore già partecipante e un investimento minimo dichiarato di $0. L'offerta non è prevista durare più di un anno e non è legata a nessuna fusione aziendale. La pratica elenca i dirigenti principali: Clarence Smith indicato come Presidente e CEO, Michael Guzzetta come CFO (e firmatario), e Edward McDonough come consigliere. La sede principale dell'emittente è 109 W. Main St., Dalton, Ohio 44618. La pratica non riporta commissioni di vendita o onorari dei finder e indica che nessun provento sarà pagato ai dirigenti o ai membri del consiglio nominati.
ProtoKinetix, Inc. presentó un Form D reclamando exenciones de Regulation D (Regla 506(b) y Sección 4(a)(5) de la Securities Act) para una oferta de acciones con un monto total objetivo de $100,000. El emisor reporta $5,000 vendidos hasta la fecha y $95,000 restantes, con un inversor ya participando y una inversión mínima declarada de $0. La oferta no pretende durar más de un año y no está vinculada a ninguna combinación comercial. La presentación lista a los ejecutivos clave: Clarence Smith identificado como Presidente y CEO, Michael Guzzetta como CFO (y firmante), y Edward McDonough como director. La sede principal de la entidad es 109 W. Main St., Dalton, Ohio 44618. La presentación no reporta comisiones de ventas ni honorarios de busqueda y señala que no se pagarán ingresos a los directivos o a los directores nombrados.
ProtoKinetix, Inc.는 Regulation D 면제(규칙 506(b) 및 Securities Act 제4(a)(5) 항목)를 주장하는 Form D를 제출했으며, 총 목표 금액은 $100,000이다. 발행사는 현재까지 $5,000가 판매되었고 $95,000이 남아 있으며 한 명의 투자자가 이미 참여했고 최소 투자액은 $0으로 명시되어 있다. 이번 모집은 1년 이상 지속될 예정이 아니며 어떠한 사업 결합과도 연계되지 않는다. 제출서에는 주요 임원으로 Clarence Smith를 사장 겸 CEO로, Michael Guzzetta를 CFO( 및 서명인)로, Edward McDonough를 이사로 기재하고 있다. 발행사의 주요 사업장 주소는 109 W. Main St., Dalton, Ohio 44618이다. 이 제출서는 판매 수수료나 파인더 수수료를 보고하지 않으며 명시된 임원 또는 이사에게 수익이 지급될 예정이 없다고 기재한다.
ProtoKinetix, Inc. a déposé un Form D réclamant des exemptions Regulation D (Règle 506(b) et Section 4(a)(5) du Securities Act) pour une offre d'actions d'un montant total cible de $100,000. L'émetteur rapporte $5,000 déjà vendus et $95,000 restants, avec un investisseur déjà participant et un investissement minimum déclaré de $0. L'offre n'est pas destinée à durer plus d'un an et n'est liée à aucune opération de fusion. Le dossier liste les principaux dirigeants: Clarence Smith identifié comme Président et PDG, Michael Guzzetta comme CFO (et signataire), et Edward McDonough comme administrateur. Le siège social de l'émetteur est situé au 109 W. Main St., Dalton, Ohio 44618. Le dossier n'indique aucuns frais de vente ni commissions de recherche et précise qu'aucun produit ne sera versé aux cadres nommés ou aux administrateurs.
ProtoKinetix, Inc. hat ein Form D eingereicht, das Regulation D-Ausnahmen (Rule 506(b) und Securities Act Section 4(a)(5)) für ein Eigenkapitalangebot beantragt, mit einem Gesamtzielbetrag von $100,000. Der Emittent meldet $5,000 bisher verkauft und $95,000 verbleibend, mit einem Investor der bereits teilnimmt und einer gemeldeten Mindestrechnung von $0. Das Angebot soll voraussichtlich nicht länger als ein Jahr dauern und ist nicht mit einer Unternehmensfusion verbunden. Die Einreichung listet Schlüsselangestellte: Clarence Smith als Präsident und CEO, Michael Guzzetta als CFO (und Unterzeichner) und Edward McDonough als Direktor. Der Hauptgeschäftssitz des Emittenten lautet 109 W. Main St., Dalton, Ohio 44618. Die Einreichung meldet keine Verkaufsprovisionen oder Findergebühren und gibt an, dass keine Erlöse an benannte Führungskräfte oder Direktoren ausgeschüttet werden.
ProtoKinetix, Inc. قدمت نموذج D مطالبة باستثناءات Regulation D (القاعدة 506(b) والقسم 4(a)(5) من قانون الأوراق المالية) لعروض أسهم بإجمالي هدف قدره $100,000. يذكر المصدر أن $5,000 قد بيعت حتى الآن و$95,000 المتبقية، مع مستثمر واحد يشارك بالفعل و حد أدنى للاستثمار مذكور قدره $0. لا يُقصد أن تستمر العرض أكثر من عام واحد ولا يرتبط بأي اندماج تجاري. يسرد الملف التنفيذيين الرئيسيين: Clarence Smith مذكور كـرئيس تنفيذي ورئيس مجلس الإدارة، Michael Guzzetta كـCFO (والموقع)، وEdward McDonough كعضو مجلس إدارة. مكان عمل المصدر الرئيسي هو 109 W. Main St., Dalton, Ohio 44618. لا يورد الملف عمولات بيع أو رسوم باحثين، ويشير إلى أنه لن يتم دفع أي عائدات للمسؤولين التنفيذيين المذكورين أو directors.
ProtoKinetix, Inc. 已提交 Form D，主张 Regulation D 免税条款（Rule 506(b) 与 Securities Act 第4(a)(5)条），用于一项总目标金额为 $100,000 的股权发行。发行方报告至今已售出 $5,000，剩余 $95,000，一名投资者已参与，声明的最低投资额为 $0。该发行预计不超过一年完成，且与任何商业并购无关。申报列出关键高管：Clarence Smith 被认定为总裁兼 CEO，Michael Guzzetta 为 CFO（及签名人），Edward McDonough 为董事。发行方的主要营业地点位于 109 W. Main St., Dalton, Ohio 44618。申报未报告销售佣金或寻访费，且指明不会向被命名的高管或董事支付任何收益。
- Clear reliance on Rule 506(b) and Section 4(a)(5) exemptions, which are common and understood private-placement frameworks
- Low distribution cost disclosed: no sales commissions or finders' fees reported
- Specified corporate officers and signer (Clarence Smith, Michael Guzzetta, Edward McDonough) provide accountability and contact points
- Very limited subscription to date: only $5,000 sold of a $100,000 offering
- Only one investor has participated so far, indicating low investor traction at filing time
- Minimal information on business use of proceeds or operational detail beyond stating that no proceeds will be paid to named officers or directors
Insights
TL;DR: Small, early-stage equity raise under Rule 506(b) with minimal subscription to date; limited immediate market impact.
The filing documents a Regulation D private equity offering for a modest $100,000 target with only $5,000 sold so far and a single investor. Use of proceeds excludes payments to executives per the form. The selection of Rule 506(b) indicates reliance on traditional private placement exemptions without general solicitation. Absence of sales compensation simplifies cost structure but may limit distribution reach. The filing contains standard disclosure elements and lists named officers and the principal business address, providing necessary contact points for due diligence.
TL;DR: Governance disclosures are basic and complete for a Form D; officer roles and signatures are provided.
The Form D names corporate officers and a signing official, showing that corporate authorization and signer identification are in place. It explicitly states $0 will be used to pay named executives or directors from offering proceeds and reports no sales commissions, which reduces potential conflicts of interest related to compensation from the raise. The document does not provide additional governance details beyond officer names and addresses, which is typical for this filing type.
ProtoKinetix, Inc. ha presentato una Form D richiedendo esenzioni Regulation D (Regola 506(b) e Sezione 4(a)(5) del Securities Act) per un'offerta di azioni con un importo obiettivo totale di $100,000. L'emittente riporta $5,000 già venduti e $95,000 residui, con un investitore già partecipante e un investimento minimo dichiarato di $0. L'offerta non è prevista durare più di un anno e non è legata a nessuna fusione aziendale. La pratica elenca i dirigenti principali: Clarence Smith indicato come Presidente e CEO, Michael Guzzetta come CFO (e firmatario), e Edward McDonough come consigliere. La sede principale dell'emittente è 109 W. Main St., Dalton, Ohio 44618. La pratica non riporta commissioni di vendita o onorari dei finder e indica che nessun provento sarà pagato ai dirigenti o ai membri del consiglio nominati.
ProtoKinetix, Inc. presentó un Form D reclamando exenciones de Regulation D (Regla 506(b) y Sección 4(a)(5) de la Securities Act) para una oferta de acciones con un monto total objetivo de $100,000. El emisor reporta $5,000 vendidos hasta la fecha y $95,000 restantes, con un inversor ya participando y una inversión mínima declarada de $0. La oferta no pretende durar más de un año y no está vinculada a ninguna combinación comercial. La presentación lista a los ejecutivos clave: Clarence Smith identificado como Presidente y CEO, Michael Guzzetta como CFO (y firmante), y Edward McDonough como director. La sede principal de la entidad es 109 W. Main St., Dalton, Ohio 44618. La presentación no reporta comisiones de ventas ni honorarios de busqueda y señala que no se pagarán ingresos a los directivos o a los directores nombrados.
ProtoKinetix, Inc.는 Regulation D 면제(규칙 506(b) 및 Securities Act 제4(a)(5) 항목)를 주장하는 Form D를 제출했으며, 총 목표 금액은 $100,000이다. 발행사는 현재까지 $5,000가 판매되었고 $95,000이 남아 있으며 한 명의 투자자가 이미 참여했고 최소 투자액은 $0으로 명시되어 있다. 이번 모집은 1년 이상 지속될 예정이 아니며 어떠한 사업 결합과도 연계되지 않는다. 제출서에는 주요 임원으로 Clarence Smith를 사장 겸 CEO로, Michael Guzzetta를 CFO( 및 서명인)로, Edward McDonough를 이사로 기재하고 있다. 발행사의 주요 사업장 주소는 109 W. Main St., Dalton, Ohio 44618이다. 이 제출서는 판매 수수료나 파인더 수수료를 보고하지 않으며 명시된 임원 또는 이사에게 수익이 지급될 예정이 없다고 기재한다.
ProtoKinetix, Inc. a déposé un Form D réclamant des exemptions Regulation D (Règle 506(b) et Section 4(a)(5) du Securities Act) pour une offre d'actions d'un montant total cible de $100,000. L'émetteur rapporte $5,000 déjà vendus et $95,000 restants, avec un investisseur déjà participant et un investissement minimum déclaré de $0. L'offre n'est pas destinée à durer plus d'un an et n'est liée à aucune opération de fusion. Le dossier liste les principaux dirigeants: Clarence Smith identifié comme Président et PDG, Michael Guzzetta comme CFO (et signataire), et Edward McDonough comme administrateur. Le siège social de l'émetteur est situé au 109 W. Main St., Dalton, Ohio 44618. Le dossier n'indique aucuns frais de vente ni commissions de recherche et précise qu'aucun produit ne sera versé aux cadres nommés ou aux administrateurs.
ProtoKinetix, Inc. hat ein Form D eingereicht, das Regulation D-Ausnahmen (Rule 506(b) und Securities Act Section 4(a)(5)) für ein Eigenkapitalangebot beantragt, mit einem Gesamtzielbetrag von $100,000. Der Emittent meldet $5,000 bisher verkauft und $95,000 verbleibend, mit einem Investor der bereits teilnimmt und einer gemeldeten Mindestrechnung von $0. Das Angebot soll voraussichtlich nicht länger als ein Jahr dauern und ist nicht mit einer Unternehmensfusion verbunden. Die Einreichung listet Schlüsselangestellte: Clarence Smith als Präsident und CEO, Michael Guzzetta als CFO (und Unterzeichner) und Edward McDonough als Direktor. Der Hauptgeschäftssitz des Emittenten lautet 109 W. Main St., Dalton, Ohio 44618. Die Einreichung meldet keine Verkaufsprovisionen oder Findergebühren und gibt an, dass keine Erlöse an benannte Führungskräfte oder Direktoren ausgeschüttet werden.
FAQ
What exemptions does ProtoKinetix (PKTX) claim on its Form D?
How much is ProtoKinetix offering and how much has been sold?
What type of securities is ProtoKinetix offering in this filing?
Who are the named officers listed on the Form D for ProtoKinetix?
Are there sales commissions or finders' fees reported for this offering?
Is the offering associated with a merger or acquisition?
