Piedmont Lithium Inc SEC Filings

Michael A. Bless, a director of Piedmont Lithium Inc. (PLL), reported a transaction dated 08/29/2025 in which he disposed of 11,065 shares of Piedmont common stock and, following the reported transaction, beneficially owns 0 shares. The filing states the disposition is tied to the Merger Agreement among Piedmont, Sayona Mining Limited and Shock MergeCo Inc., under which each Piedmont share was converted into the right to receive 527 ordinary shares of Sayona. The Form 4 is signed by Mr. Bless on 08/29/2025 and indicates he filed as a reporting person who is a director. No derivative transactions or prices are reported on the form.

Jorge Beristain, a director of Piedmont Lithium Inc. (PLL), reported a disposal of 42,421 shares of Piedmont common stock on 08/29/2025. The Form 4 shows that following the reported transaction the reporting person beneficially owns 0 shares of Piedmont common stock. The filing explains this action occurred in connection with the November 18, 2024 merger agreement under which each Piedmont share was converted into the right to receive 527 ordinary shares of Sayona Mining Limited, reflecting a corporate reorganization rather than an isolated open-market sale.

Claude Demby, a director of Piedmont Lithium Inc. (PLL), reported a disposal of 11,179 shares of Piedmont common stock on 08/29/2025, leaving him with 0 shares following the transaction. The Form 4 identifies the transaction code as a disposal and lists the reporting person as a director based at Piedmont Lithium Inc.'s Belmont, NC address.

The filing explains this transaction in the context of the Agreement and Plan of Merger dated November 18, 2024, under which each share of Piedmont common stock was converted into the right to receive 527 ordinary shares of Sayona Mining Limited at the effective time of the merger. The Form 4 is signed by Claude Demby and provides no exercise or derivative information.

Piedmont Lithium Inc. insider filing shows a post-merger conversion and resulting disposition. Director Dawne S. Hickton reported a disposition of 7,724 shares of Piedmont common stock on 08/29/2025, leaving her with 0 shares reported beneficially owned after the transaction. The filing explains this resulted from the previously disclosed Agreement and Plan of Merger dated November 18, 2024, under which each Piedmont common share was converted into the right to receive 527 ordinary shares of Sayona Mining Limited at the effective time of the merger. The Form 4 is a single-person filing and is signed by the reporting person.

Insider sale and merger conversion: Jeffrey T. Armstrong, a director of Piedmont Lithium Inc. (PLL), reported a disposition of 50,824 shares of Piedmont common stock on 08/29/2025, after which he reports owning 0 shares. The filing states that Piedmont merged with Merger Sub under a Merger Agreement that converted each share of Piedmont common stock into the right to receive 527 ordinary shares of Sayona Mining Limited.

This Form 4 shows a director-level sale tied to the post-merger ownership structure rather than continued direct Piedmont common stock ownership. The filing does not disclose sale price per share or any derivative holdings.

Keith D. Phillips, President and CEO and a director of Piedmont Lithium Inc. (PLL), reported transactions dated 08/29/2025 on a Form 4. The filing shows an acquisition of 137,560 shares of Piedmont common stock and a disposition of 301,569 shares, after which the reported beneficial ownership figures reflect the conversion events tied to a merger. Multiple Piedmont stock options were disposed of in connection with the Merger, converting into options and restricted units of Sayona Mining Limited pursuant to the Merger Agreement. Footnotes state performance stock units were deemed satisfied at the Merger and each Piedmont security was converted into rights to 527 Sayona ordinary shares or units. The form is signed by Mr. Phillips on 08/29/2025.

Insider transactions by Michael D. White, EVP and CFO of Piedmont Lithium Inc. (PLL) show activity tied to the Merger with Sayona Mining Limited. The filing reports on 08/29/2025 that 33,410 Piedmont performance shares were treated as acquired and 63,066 common shares were disposed. The explanatory notes state that under the Merger Agreement each Piedmont share and restricted stock unit converted into 527 Sayona ordinary shares, and each Piedmont option converted into an option to purchase 527 Sayona shares. Several existing Piedmont stock options are shown as disposed on the same date, with zero Piedmont derivative securities remaining following the transactions.

Christina M. Alvord, a director of Piedmont Lithium Inc. (PLL), reported the disposition of 9,315 shares of Piedmont common stock on 08/29/2025, leaving her with 0 shares beneficially owned following the transaction. The Form 4 discloses that the disposition relates to the previously announced merger agreement among Piedmont, Sayona Mining Limited and Shock MergeCo Inc., under which each Piedmont share was converted into the right to receive 527 ordinary shares of Sayona. The filing indicates the sale/disposition was reported under transaction code D and lists the reporting person’s address as Belmont, North Carolina. No derivative securities or other holdings are reported on this Form 4.

Piedmont Lithium Inc. filed a Post-Effective Amendment to its Registration Statement on Form S-8 (originally filed May 25, 2021) that had registered 3,000,000 shares of common stock under the Piedmont Lithium Inc. Stock Incentive Plan. On August 29, 2025, Merger Sub merged into Piedmont with Piedmont surviving as a wholly owned subsidiary of Sayona Mining Limited pursuant to the Agreement and Plan of Merger dated November 18, 2024 (as amended April 22, 2025). As a result of the Merger, Piedmont terminated all offers and sales of the securities registered under that Registration Statement and is deregistering all Shares that remained unsold or unissued as of the date of this amendment. The Registration Statement is amended to reflect the deregistration and the Registrant has terminated the effectiveness of the Registration Statement.