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[Form 4] Planet 13 Holdings Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Planet 13 Holdings (PLNH) officer (VP of Operations) reported open-market sales of common stock. Transactions included: 30,000 shares at $0.2021 on 10/31/2025, 2,450 shares at $0.20 on 11/03/2025, and 27,550 shares at $0.1947 on 11/04/2025. Following these sales, beneficial ownership was 4,845,511 shares, held directly. The filing was made by one reporting person.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wren Chris

(Last) (First) (Middle)
5711 ASPEN FALLS CIR

(Street)
LAS VEGAS NV 89149

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Planet 13 Holdings Inc. [ PLNH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP of Operations
3. Date of Earliest Transaction (Month/Day/Year)
10/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/31/2025 S 30,000 D $0.2021 4,875,511 D
Common Stock 11/03/2025 S 2,450 D $0.2 4,873,061 D
Common Stock 11/04/2025 S 27,550 D $0.1947 4,845,511 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Christopher Wren 11/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did PLNH’s officer report on Form 4?

Open-market sales of common stock on 10/31/2025, 11/03/2025, and 11/04/2025, with direct ownership remaining after the transactions.

How many PLNH shares were sold and at what prices?

30,000 at $0.2021 (10/31), 2,450 at $0.20 (11/03), and 27,550 at $0.1947 (11/04).

What is the reporting person’s role at PLNH?

The reporting person is an Officer, titled VP of Operations.

How many PLNH shares were beneficially owned after the sales?

Beneficial ownership following the reported transactions was 4,845,511 shares, held directly.

Was this Form 4 filed by one person or a group?

It was filed by one reporting person.

What is the security involved in the transactions?

Common Stock of Planet 13 Holdings Inc. (PLNH).
Planet 13 Hldgs Inc

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PLNH Stock Data

79.80M
217.16M
32.28%
0.46%
Drug Manufacturers - Specialty & Generic
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United States
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