Planet 13 (PLNH) VP awarded 821,997 shares, then sells 32,500 in market trades

Rhea-AI Filing Summary

Planet 13 Holdings Inc. VP of Operations Chris Wren received a grant of 821,997 shares of common stock at no cost, then executed open-market sales of 30,000 shares at $0.1507 and 2,500 shares at $0.1534. Following these transactions, Wren holds 5,077,784 common shares directly.

Insider Trade Summary 10b5-1

Net Seller: 32,500 shares ($4,905)

Net Sell 3 txns

Insider Wren Chris

Role VP of Operations

Sold 32,500 shs ($5K)

Type	Security	Shares	Price	Value
Sale	Common Stock	30,000	$0.1507	$5K
Sale	Common Stock	2,500	$0.1534	$383.50
Grant/Award	Common Stock	821,997	$0.00	--

Holdings After Transaction: Common Stock — 5,077,784 shares (Direct, null)

Footnotes (1)

Key Figures

Grant shares: 821,997 shares First sale: 30,000 shares at $0.1507 Second sale: 2,500 shares at $0.1534 +3 more

6 metrics

Grant shares 821,997 shares Common Stock grant at $0.00 per share

First sale 30,000 shares at $0.1507 Open-market sale of Common Stock

Second sale 2,500 shares at $0.1534 Open-market sale of Common Stock

Net shares sold 32,500 shares Total common shares sold across two transactions

Shares after transactions 5,077,784 shares Direct Common Stock holdings following transactions

Net buy/sell direction net-sell of 32,500 shares TransactionSummary for non-derivative Common Stock

Key Terms

open-market sale, grant/award acquisition, Form 4, non-derivative

4 terms

open-market sale financial

"transaction_action: "open-market sale" for Common Stock dispositions"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

grant/award acquisition financial

"transaction_action: "grant/award acquisition" for the 821,997-share entry"

Form 4 regulatory

"INSIDER FILING DATA (Form 4) describing Planet 13 transactions"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

non-derivative financial

"transaction_type: "non-derivative" on all Common Stock records"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wren Chris

(Last) (First) (Middle)

5711 ASPEN FALLS CIR.

(Street)

LAS VEGAS NEVADA 89149

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Planet 13 Holdings Inc. [ PLNH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP of Operations

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/16/2026		A		821,997	A	$0	5,110,284	D
Common Stock	04/17/2026		S		2,500	D	$0.1534	5,107,784	D
Common Stock	04/20/2026		S		30,000	D	$0.1507	5,077,784	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Christopher Wren	04/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Planet 13 (PLNH) VP Chris Wren report?

Chris Wren reported a large equity grant and two small stock sales. He was granted 821,997 common shares at $0.00, then sold 30,000 shares at $0.1507 and 2,500 shares at $0.1534 in open-market transactions.

How many Planet 13 (PLNH) shares does Chris Wren hold after these trades?

After the reported transactions, Chris Wren directly holds 5,077,784 shares of Planet 13 common stock. This figure reflects the net result of the 821,997-share grant and subsequent 32,500 shares sold in open-market sales on the reported dates.

Were Chris Wren’s Planet 13 (PLNH) transactions open-market sales?

Yes. The filing classifies both dispositions as open-market sales of common stock, coded “S.” He sold 30,000 shares at $0.1507 and 2,500 shares at $0.1534, while the separate “A” code transaction reflects a non-cash share grant.

What type of acquisition did Chris Wren report for Planet 13 (PLNH) stock?

Chris Wren reported a grant/award acquisition of 821,997 common shares, coded “A” with a $0.00 per-share price. This indicates a compensation-related award rather than a purchase, increasing his direct equity position in Planet 13.

Did Chris Wren exercise any Planet 13 (PLNH) stock options in this Form 4?

No option exercises are shown in this Form 4. The transactions involve a stock grant of 821,997 shares and open-market sales totaling 32,500 shares. The derivativeSummary section is empty, indicating no reported derivative exercises in this filing.