Planet 13 Holdings Inc. (PLNH) officer awarded 1,000,000 RSUs in Form 4

Rhea-AI Filing Summary

Planet 13 Holdings Inc. reported that its General Counsel received a grant of derivative equity on a recent insider transaction date. On 01/02/2026, the officer was granted 1,000,000 Restricted Stock Units (RSUs), each representing the right to receive one share of common stock. The RSUs vest in three equal parts, with one-third vesting on the grant date, one-third on May 16, 2026, and one-third on May 16, 2027, subject to continued service through each vesting date. Following this grant, the reporting person beneficially owned 1,058,000 derivative securities related to Planet 13 common stock, held in direct ownership form.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Oganyan Tatev

(Last) (First) (Middle)

2548 WEST DESERT INN ROAD

SUITE 100

(Street)

LAS VEGAS NV 89109

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Planet 13 Holdings Inc. [ PLNH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit(1)	(2)	01/02/2026		A		1,000,000		(2)	(2)	Common Stock	1,000,000	$0	1,058,000	D

Explanation of Responses:

1. Consists of Restricted Stock Units ("RSU"). Each RSU represents the right to receive one share of common stock.

2. Subject to continued service through each vesting date, the RSUs vest one-third on the grant date, one-third on May 16, 2026, and one-third on May 16, 2027.

	/s/ Tatev Oganyan	01/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Planet 13 Holdings Inc. (PLNH) report?

Planet 13 Holdings Inc. reported that its General Counsel received a grant of 1,000,000 Restricted Stock Units (RSUs) on 01/02/2026.

Who is the reporting person in this Planet 13 (PLNH) Form 4 filing and what is their role?

The reporting person is an officer of Planet 13 Holdings Inc., serving as General Counsel, and is filing individually as indicated by the Form filed by one reporting person.

How many RSUs were granted in this Planet 13 (PLNH) transaction and what do they represent?

The officer was granted 1,000,000 RSUs. Each RSU represents the right to receive one share of common stock of Planet 13 Holdings Inc.

What is the vesting schedule for the 1,000,000 RSUs at Planet 13 Holdings Inc. (PLNH)?

Subject to continued service, the RSUs vest one-third on the grant date, one-third on May 16, 2026, and one-third on May 16, 2027.

What was the amount of derivative securities beneficially owned after the reported Planet 13 (PLNH) transaction?

After the reported grant, the officer beneficially owned 1,058,000 derivative securities related to Planet 13 common stock, held in direct ownership form.

What type of security is reported in Table II of this Planet 13 (PLNH) Form 4?

Table II reports a grant of Restricted Stock Units, a type of derivative security that can settle in shares of Planet 13 common stock.