Planet 13 Holdings Inc. (PLNH) director reports 805,643 new indirect shares

Rhea-AI Filing Summary

Planet 13 Holdings Inc. director David Loop reported an insider transaction involving common stock. On 10/09/2025, 805,643 shares of common stock were acquired at a price of $0 in a transaction coded "W" and are held indirectly through Loop's Nursery & Greenhouses Inc.

Following this transaction, Loop also reports indirect beneficial ownership of 989,654 shares through his spouse, Doris Wilson Loop, and 12,534,708 shares through the Doris Wilson Loop Irrevocable Trust. In addition, he directly holds 677,966 Restricted Stock Units, each representing one share of common stock. These RSUs vest in three equal installments on May 16, 2026, May 16, 2027, and May 16, 2028, with related expiration dates on May 15, 2027, May 15, 2028, and May 15, 2029, and the exercise price for each tranche will be set on the day before its vesting date.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Loop David W

(Last) (First) (Middle)

2548 WEST DESERT INN ROAD

SUITE 100

(Street)

LAS VEGAS NV 89109

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Planet 13 Holdings Inc. [ PLNH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/09/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/09/2025		W	V	805,643	A	$0	805,643	I	By Loop's Nursery & Greenhouses Inc.(1)
Common Stock								989,654	I	By Spouse Doris Wilson Loop
Common Stock								12,534,708	I	By Doris Wilson Loop Irrevocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit(2)	(3)							(3)	(3)	Common Stock	677,966(4)		677,966	D

Explanation of Responses:

1. Mr. Loop is the President/CEO of Loop's Nursery and Greenhouses Inc. ("Nursery"). Mr. Loop, through the David Loop Irrevocable Trust, has a 100% ownership interest in Nursery.

2. Consists of Restricted Stock Units ("RSU"). Each RSU represents the right to receive one share of common stock.

3. Subject to continued service through each vesting date, the RSUs vest 1/3 on May 16, 2026, 1/3 on May 16, 2027, and 1/3 on May 16, 2028, with each tranche expiring on May 15, 2027, May 15, 2028, and May 15, 2029, respectively.

4. The exercise price will be determined on the day prior to each vesting date.

	/s/ David Loop	12/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did Planet 13 Holdings Inc. (PLNH) director David Loop report?

David Loop reported that on 10/09/2025, 805,643 shares of Planet 13 Holdings Inc. common stock were acquired at a price of $0 in a transaction coded "W" and are held indirectly through Loop's Nursery & Greenhouses Inc.

How many Planet 13 (PLNH) shares does David Loop hold indirectly through related entities?

After the reported transaction, David Loop indirectly beneficially owns 805,643 shares through Loop's Nursery & Greenhouses Inc., 989,654 shares through his spouse Doris Wilson Loop, and 12,534,708 shares through the Doris Wilson Loop Irrevocable Trust.

What Restricted Stock Units (RSUs) in Planet 13 (PLNH) does David Loop hold?

David Loop holds 677,966 Restricted Stock Units, each representing the right to receive one share of Planet 13 Holdings Inc. common stock.

When do David Loop's Planet 13 (PLNH) RSUs vest and expire?

Subject to continued service, the RSUs vest in three equal tranches on May 16, 2026, May 16, 2027, and May 16, 2028. The corresponding tranches expire on May 15, 2027, May 15, 2028, and May 15, 2029.

How is the exercise price determined for David Loop's Planet 13 (PLNH) RSUs?

The exercise price for the RSUs will be determined on the day prior to each vesting date.

What is David Loop's relationship to Loop's Nursery & Greenhouses Inc. in connection with Planet 13 (PLNH) stock?

David Loop is the President and CEO of Loop's Nursery & Greenhouses Inc., and through the David Loop Irrevocable Trust he has a 100% ownership interest in that company, which holds 805,643 Planet 13 common shares for his indirect benefit.