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Pliant Therapeutics (NASDAQ: PLRX) shifts to new $50M at-the-market program

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Pliant Therapeutics, Inc. updated its at-the-market stock offering arrangements. The company has a Sales Agreement with Leerink Partners LLC that allows it to offer and sell common stock with an aggregate offering price of up to $50.0 million under an at-the-market prospectus. Effective March 27, 2026, it terminated a prior Controlled Equity Offering℠ Sales Agreement with Cantor Fitzgerald & Co., with no termination penalties and no shares having been sold under the 2021 agreement.

Positive

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Negative

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Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
ATM capacity $50.0 million aggregate offering price Maximum common stock that may be sold under at-the-market prospectus
at-the-market offering program financial
"with respect to an at-the-market offering program to sell shares of the Company’s common stock"
An at-the-market offering program lets a company sell newly issued shares directly into the open market at current trading prices through a broker, rather than issuing a large block of stock all at once. It matters to investors because it provides the company a flexible way to raise cash over time, which can dilute existing shares gradually and affect earnings per share and stock price depending on how much and when shares are sold—think of it as a faucet the company can open or close to add supply to the market.
Sales Agreement financial
"entered into a Sales Agreement, or the 2026 Sales Agreement, with Leerink Partners LLC"
A sales agreement is a written contract that sets out the terms for selling goods, services, or assets, specifying price, delivery, payment schedule and responsibilities of each side. For investors it matters because it creates a predictable stream of revenue or cash obligations, clarifies timing and risk, and can change a company’s value or forecasts much like a signed order turns a customer’s verbal intent into a firm commitment.
Controlled Equity Offering℠ Sales Agreement financial
"terminated the Controlled Equity Offering℠ Sales Agreement dated July 2, 2021, or the 2021 Sales Agreement"
emerging growth company regulatory
"Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
0001746473FALSE00017464732026-03-272026-03-270001746473plrx:CommonStockParValue0.0001PerShareMember2026-03-272026-03-270001746473plrx:SeriesAJuniorParticipatingPreferredPurchaseRightsMember2026-03-272026-03-27

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
__________________________________________
FORM 8-K
__________________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 27, 2026
__________________________________________
PLIANT THERAPEUTICS, INC.
(Exact name of Registrant as Specified in Its Charter)
__________________________________________
Delaware001-3930347-4272481
(State or Other Jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
   
331 Oyster Point Blvd., South San Francisco, CA
94080
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, Including Area Code: (650) 481-6770
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
__________________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.0001 per sharePLRXThe Nasdaq Stock Market LLC
Series A Junior Participating Preferred Purchase RightsN/AThe Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



Item 8.01 Other Events

As previously disclosed, on March 30, 2026, Pliant Therapeutics, Inc. (the “Company”) entered into a Sales Agreement, or the 2026 Sales Agreement, with Leerink Partners LLC, as sales agent, with respect to an at-the-market offering program to sell shares of the Company’s common stock from time to time through the sales agent. Pursuant to the “at the market offering” prospectus, the Company may offer and sell shares of its common stock having an aggregate offering price of up to $50.0 million.
Effective as of March 27, 2026, the Company terminated the Controlled Equity Offering℠ Sales Agreement dated July 2, 2021, or the 2021 Sales Agreement, with Cantor Fitzgerald & Co. The Company is not subject to any termination penalties related to the termination of the 2021 Sales Agreement. Prior to termination, the Company had not sold any shares of its common stock pursuant to the 2021 Sales Agreement. As a result of the termination of the 2021 Sales Agreement, the Company will not offer or sell any shares of its common stock under the 2021 Sales Agreement.
A copy of the 2021 Sales Agreement was filed as Exhibit 1.2 to the registration statement on Form S-3ASR (File No. 333-257684) filed by the Company on July 2, 2021. The description of the 2021 Sales Agreement contained herein does not purport to be complete and is qualified in its entirety by reference to the copy of the 2021 Sales Agreement filed as Exhibit 1.2 to the registration statement on Form S-3ASR (File No. 333-257684) filed by the Company on July 2, 2021.






SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 PLIANT THERAPEUTICS, INC.
   
Date: March 30, 2026
By:/s/ Keith Cummings
  Keith Cummings, M.D., MBA
  Chief Financial Officer



FAQ

What did Pliant Therapeutics (PLRX) announce in this 8-K filing?

Pliant Therapeutics reported changes to its at-the-market stock offering arrangements. It detailed a Sales Agreement with Leerink Partners LLC and confirmed termination of an earlier Controlled Equity Offering℠ Sales Agreement with Cantor Fitzgerald & Co., under which no shares had been sold.

How large is Pliant Therapeutics’ at-the-market offering program?

Pliant Therapeutics’ at-the-market offering program allows sales of common stock up to an aggregate offering price of $50.0 million. These shares may be issued from time to time through Leerink Partners LLC acting as sales agent under an at-the-market prospectus.

Which sales agreement did Pliant Therapeutics (PLRX) terminate?

Pliant Therapeutics terminated its Controlled Equity Offering℠ Sales Agreement dated July 2, 2021 with Cantor Fitzgerald & Co. The filing states the company incurred no termination penalties and had not sold any common shares under that 2021 Sales Agreement before ending it.

Does Pliant Therapeutics owe any penalties for ending the 2021 Sales Agreement?

No, Pliant Therapeutics owes no penalties for ending the 2021 Sales Agreement. The filing clearly notes the company is not subject to any termination penalties and confirms no common stock was sold under that prior Controlled Equity Offering℠ arrangement.

Will Pliant Therapeutics (PLRX) sell any more stock under the 2021 Cantor agreement?

Pliant Therapeutics will not sell any stock under the 2021 Cantor agreement. The company states that, as a result of terminating the 2021 Sales Agreement, it will not offer or sell any shares of its common stock under that prior Controlled Equity Offering℠ program.

Filing Exhibits & Attachments

4 documents