PLTR (NYSE: PLTR) files Form 144 reporting Class A share sale notice and dated quantities

Rhea-AI Filing Summary

PLTR submitted a Form 144 notice reporting intended sales of Class A shares. The filing lists multiple historical issuances and dispositions of Class A stock with dated line‑items, and includes several specific share quantities tied to dates such as 03/30/2012 (280,220) and 04/01/2011 (894,588).

Insights

Corporate Governance Analyst

Form 144 lists planned secondary sales and historical distributions of Class A shares.

The filing records multiple Class A share line items tied to distribution and private placement events with dated quantities, including 03/30/2012 (280,220) and 04/01/2011 (894,588). These entries appear as reported dispositions and prior issuances.

Timing and proceeds treatment for the newly reported sale(s) are not specified in the excerpt; subsequent SEC filings or broker disclosures would state execution details and settlement outcomes.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A	Merrill Lynch, Pierce, Fenner & Smith Inc 555 California St Ste 1800 San Francisco CA 94104	2000000	280000000	2291470751	03/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A	03/30/2012	Distribution from a Partnership	Issuer			280220	03/30/2012	Cash
Class A	03/24/2009	Distribution from a Partnership	Issuer			155847	03/24/2009	Cash
Class A	04/20/2011	Distribution from a Partnership	Issuer			30134	04/20/2011	Cash
Class A	06/22/2012	Private Placement	Issuer			370370	06/22/2012	Cash
Class A	11/27/2014	Private Placement	Issuer			87888	11/27/2014	Cash
Class A	12/18/2014	Private Placement	Issuer			66667	12/18/2014	Cash
Class A	01/05/2015	Private Placement	Issuer			100000	01/05/2015	Cash
Class A	01/27/2015	Private Placement	Issuer			14286	01/27/2015	Cash
Class A	04/01/2011	Distribution from a Partnership	Issuer			894588	04/01/2011	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does PLTR's Form 144 filing report?

It reports a notice of proposed sale of Class A shares. The filing lists dated share quantities tied to distributions and placements, including specific line items such as 280,220 shares on 03/30/2012 and 894,588 shares on 04/01/2011.

Does the Form 144 state how many shares are being offered now for PLTR?

The excerpt lists several share amounts by date but does not present a single explicit current aggregate 'offered' total. The filing shows line items like 155,847 and 370,370 associated with specific dates and transactions.

Who is the broker or dealer named on the PLTR Form 144?

The filing shows a broker address for Merrill Lynch, Pierce, Fenner & Smith Inc. at 555 California St Ste 1800, San Francisco, CA, which is listed in the securities information section.

Are the listed share entries primary issuances or secondary sales in PLTR's filing?

The excerpt includes both 'Distribution from a Partnership' entries and 'Private Placement' entries, indicating a mix of historical distributions and placements. Each line item in the table is labeled with its transaction type and date.

Does the Form 144 indicate proceeds recipient for the PLTR shares?

Each line item in the excerpt shows 'Issuer' and 'Cash' as labels for transaction type and consideration, but the excerpt does not consolidate or summarize who will receive proceeds for any newly reported sale.