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Palantir Technologies Inc. (PLTR) director sells 3,032 shares under 10b5-1 plan

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(Negative)
Form Type
4

Rhea-AI Filing Summary

Palantir Technologies Inc. director Lauren Elaina Friedman Stat sold 3,032 shares of Class A Common Stock on August 5, 2026 at $165 per share in an open-market transaction under a Rule 10b5-1 trading plan entered on February 11, 2026. Following the sale, she held 54,107 shares directly, plus reported indirect holdings of 43,794 shares through her spouse and 7,335 shares through a child's 2025 gift trust where she serves as trustee.

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Insider Stat Lauren Elaina Friedman
Role Director
Sold 3,032 shs ($500K)
Type Security Shares Price Value
Sale Class A Common Stock F1 3,032 $165.00 $500K
holding Class A Common Stock -- -- --
holding Class A Common Stock F2 -- -- --
Holdings After Transaction: Class A Common Stock — 54,107 shares (Direct); Class A Common Stock — 43,794 shares (Indirect, By spouse); Class A Common Stock — 7,335 shares (Indirect, By child's 2025 gift trust)
Footnotes (2)
  1. F1. The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on February 11, 2026.
  2. F2. These shares are held of record by the Reporting Person's spouse's child's 2025 gift trust, of which the Reporting Person serves as trustee.
Shares sold 3,032 shares Class A Common Stock sold on August 5, 2026
Sale price $165 per share Open-market sale price for Class A Common Stock
Direct holdings after sale 54,107 shares Class A Common Stock held directly after August 5, 2026 sale
Indirect holdings by spouse 43,794 shares Class A Common Stock reported as held indirectly by spouse
Indirect holdings by 2025 gift trust 7,335 shares Class A Common Stock held by spouse's child's 2025 gift trust
10b5-1 plan adoption date February 11, 2026 Date Rule 10b5-1 trading plan was entered for the reported sale
Rule 10b5-1 trading plan regulatory
"sold shares of Class A Common Stock in the open market pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
affirmative defense conditions regulatory
"trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c)"
Class A Common Stock financial
"The Reporting Person sold shares of Class A Common Stock in the open market"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
beneficially held financial
"all shares and/or other equity securities owned or beneficially held by the Reporting Person"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Palantir (PLTR) director Lauren Elaina Friedman Stat sell?

She sold 3,032 shares of Palantir Class A Common Stock at $165 per share on August 5, 2026. The transaction was an open-market sale executed under a pre-arranged Rule 10b5-1 trading plan intended to satisfy affirmative defense conditions.

What are Lauren Elaina Friedman Stat's Palantir (PLTR) holdings after the sale?

After the reported sale, she directly held 54,107 Palantir Class A shares. The filing also lists indirect holdings of 43,794 shares through her spouse and 7,335 shares through a child's 2025 gift trust for which she serves as trustee.

Was the Palantir (PLTR) share sale made under a Rule 10b5-1 plan?

Yes. The sale was made pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). The plan governing this transaction was entered into on February 11, 2026, before the August 5, 2026 sale.

What type of security did the Palantir (PLTR) director trade?

The transaction involved Palantir’s Class A Common Stock. On August 5, 2026, Lauren Elaina Friedman Stat executed an open-market sale, disposing of 3,032 Class A shares while continuing to report substantial direct and indirect Class A holdings.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stat Lauren Elaina Friedman

(Last)(First)(Middle)
C/O PALANTIR TECHNOLOGIES INC.
19505 BISCAYNE BOULEVARD, SUITE 2350

(Street)
AVENTURA FLORIDA 33180

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Palantir Technologies Inc. [ PLTR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/05/2026S(1)3,032D$16554,107D
Class A Common Stock43,794IBy spouse
Class A Common Stock7,335IBy child's 2025 gift trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on February 11, 2026.
2. These shares are held of record by the Reporting Person's spouse's child's 2025 gift trust, of which the Reporting Person serves as trustee.
Remarks:
This Form 4 has been compiled based on applicable requirements to reflect the specific transactions described herein and is not intended to disclose or describe all shares and/or other equity securities owned or beneficially held by the Reporting Person. For additional details regarding the Reporting Person's overall stock and equity holdings, please see the Issuer's Proxy Statement filed with the Securities and Exchange Commission on April 24, 2026, including under the heading "Security Ownership Of Certain Beneficial Owners And Management" (subject to the definitions, explanations, and time periods described therein).
/s/ Devon Klein, under power of attorney08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)