STOCK TITAN

Plug Power (NASDAQ: PLUG) director receives 8,850-share equity grant under compensation plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Joggerst Patrick reported acquisition or exercise transactions in this Form 4 filing.

PLUG POWER INC director Patrick Joggerst received a grant of 8,850 shares of Common Stock as compensation. The shares were awarded on April 1, 2026 under Plug Power Inc.'s Non-Employee Director Compensation Plan at a reported price of $2.26 per share.

Following this equity award, Joggerst directly holds 205,787 shares of Plug Power common stock. This transaction reflects a compensation-related share grant rather than an open-market purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Joggerst Patrick
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 8,850 $2.26 $20K
Holdings After Transaction: Common Stock — 205,787 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares granted 8,850 shares Common Stock award on April 1, 2026
Grant price $2.26 per share Reported value for compensation award
Shares owned after grant 205,787 shares Total direct holdings following transaction
Transaction code A (grant/award acquisition) Non-derivative Common Stock transaction
Non-Employee Director Compensation Plan financial
"Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan."
Common Stock financial
"Compensation awarded to directors pursuant to Plug Power Inc.'s Common Stock plan."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
grant, award, or other acquisition regulatory
"transaction_code_description: Grant, award, or other acquisition"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Joggerst Patrick

(Last)(First)(Middle)
C/O PLUG POWER INC.
125 VISTA BOULEVARD

(Street)
SLINGERLANDS NEW YORK 12159

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PLUG POWER INC [ PLUG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026A(1)8,850A$2.26205,787D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan.
/s/ Gerard L. Conway Jr., Attorney-in-Fact04/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did PLUG director Patrick Joggerst report on this Form 4?

Patrick Joggerst reported receiving an award of 8,850 shares of Plug Power Common Stock. The grant was made as part of the Non-Employee Director Compensation Plan, reflecting equity-based compensation rather than an open-market stock purchase or sale.

At what price was Patrick Joggerst’s PLUG stock award valued on the transaction date?

The 8,850 Plug Power shares awarded to Patrick Joggerst were reported at $2.26 per share. This price is used in the Form 4 disclosure to value the compensation grant made under the company’s Non-Employee Director Compensation Plan on April 1, 2026.

How many PLUG shares does Patrick Joggerst hold after this Form 4 transaction?

After receiving the 8,850-share award, Patrick Joggerst directly holds 205,787 shares of Plug Power Common Stock. This total reflects his post-transaction ownership as reported in the Form 4, giving investors a snapshot of his current equity stake.

Was Patrick Joggerst’s PLUG stock transaction an open-market buy or a compensation grant?

The transaction was a compensation grant, not an open-market buy. The Form 4 lists code “A” for grant, award, or other acquisition, and a footnote clarifies it was compensation under Plug Power’s Non-Employee Director Compensation Plan.

What plan governed the PLUG stock award to director Patrick Joggerst?

The 8,850-share award to Patrick Joggerst was granted under Plug Power Inc.'s Non-Employee Director Compensation Plan. The Form 4 footnote explains that the Common Stock was compensation awarded to directors pursuant to this plan, rather than a discretionary market transaction.