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Plug Power (PLUG) director granted 7,644 compensation shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Joggerst Patrick reported acquisition or exercise transactions in this Form 4 filing.

Plug Power Inc. director Patrick Joggerst received an equity grant of 7,644 shares of common stock. The shares were awarded at a price of $2.71 per share as compensation under Plug Power Inc.'s Non-Employee Director Compensation Plan. Following this grant, Joggerst directly holds 253,184 shares of Plug Power common stock. This is a routine, compensation-related award rather than an open-market purchase or sale.

Positive

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Negative

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Insider Joggerst Patrick
Role null
Type Security Shares Price Value
Grant/Award Common Stock 7,644 $2.71 $21K
Holdings After Transaction: Common Stock — 253,184 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 7,644 shares Equity award to director on July 1, 2026
Grant price $2.71 per share Reported price for common stock award
Shares held after 253,184 shares Director’s direct holdings following the grant
Non-Employee Director Compensation Plan financial
"Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan."
Common Stock financial
"The reported security is Plug Power Inc. Common Stock."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"Transaction code A is described as Grant, award, or other acquisition."
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Joggerst Patrick

(Last)(First)(Middle)
C/O PLUG POWER INC.
125 VISTA BOULEVARD

(Street)
SLINGERLANDS NEW YORK 12159

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PLUG POWER INC [ PLUG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026A(1)7,644A$2.71253,184D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan.
/s/ Gerard L. Conway Jr., Attorney-in-Fact07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Plug Power (PLUG) director Patrick Joggerst report in this Form 4?

Patrick Joggerst reported receiving 7,644 shares of Plug Power common stock. The filing shows this was a grant awarded as director compensation rather than an open-market transaction, increasing his directly held stake to 253,184 shares after the award.

Was the Plug Power (PLUG) Form 4 transaction a stock purchase or a grant?

The Form 4 reports a stock grant, not a market purchase. Code A and the footnote indicate the 7,644 shares were compensation awarded under Plug Power Inc.'s Non-Employee Director Compensation Plan, reflecting routine director pay in equity form.

How many Plug Power shares does Patrick Joggerst hold after this award?

After the 7,644-share award, Patrick Joggerst directly holds 253,184 Plug Power common shares. This total reflects his position immediately following the compensation grant reported in the Form 4, providing context for the relative size of the new award.

What was the price used for the Plug Power director’s share award?

The 7,644-share grant to director Patrick Joggerst was recorded at $2.71 per share. This price is used for reporting the value of the equity compensation and does not represent an open-market trade or a negotiated purchase price.

Is the Plug Power (PLUG) Form 4 transaction part of a director compensation plan?

Yes. A footnote states the 7,644-share award was compensation under Plug Power Inc.'s Non-Employee Director Compensation Plan. This indicates the transaction is a standard equity-based payment for board service rather than a discretionary trading decision.