No PIMCO Municipal Income Fund (PML) shares reported in Chang Form 3
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
PIMCO Municipal Income Fund filed an initial insider ownership report for Stephen Koon Bong Chang, a member of PIMCO's Executive Committee. PIMCO serves as the fund's investment advisor. The Form 3 states that no securities of the fund are beneficially owned by the reporting person.
Positive
- None.
Negative
- None.
FAQ
What does the Form 3 filing for PIMCO Municipal Income Fund (PML) disclose about Stephen Koon Bong Chang?
The Form 3 filing shows that Stephen Koon Bong Chang, a member of PIMCO's Executive Committee, has filed an initial insider ownership report for PIMCO Municipal Income Fund. The document explicitly states that no securities of the fund are beneficially owned by him.
What is the relationship between PIMCO and PIMCO Municipal Income Fund (PML) in this Form 3?
The filing notes that Pacific Investment Management Company LLC (PIMCO) is the investment advisor of PIMCO Municipal Income Fund. It also explains that the reporting person, Stephen Koon Bong Chang, is a member of PIMCO's Executive Committee, linking him to the advisor rather than direct fund ownership.
Why is Stephen Koon Bong Chang categorized as "Other" in his relationship to PML?
In the relationship section, the boxes for director, officer, and 10% owner are not checked, and "Other" is marked with a reference to remarks. The remarks clarify that he is a member of PIMCO's Executive Committee, tying his role to the advisor instead of a standard insider category.
Are there any transactions or derivative securities reported in the PML Form 3 for Stephen Koon Bong Chang?
No transactions or derivative securities are reported in the Form 3. Both the non-derivative and derivative securities tables contain no entries, and the remarks section confirms that no securities of PIMCO Municipal Income Fund are beneficially owned by the reporting person.
Who signed the Form 3 for PIMCO Municipal Income Fund (PML) on behalf of Stephen Koon Bong Chang?
The Form 3 is signed by Ryan Leshaw as Attorney-in-Fact for Stephen Koon Bong Chang. The exhibit list references a Power of Attorney, which authorizes the attorney-in-fact to execute the filing on the reporting person's behalf under the disclosed authority.