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[Form 4/A] Perfect Moment Ltd. Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Perfect Moment Ltd. (PMNT) insider amendment: This amended Form 4 states that director Tim Bernd Nixdorff did not acquire 1,600 shares previously reported as purchased on February 12, 2024. The amendment voids the February 14, 2024 Form 4 entry because the purchase "did not close and no shares were issued." The filing confirms the reporting person currently holds no common stock of the issuer as reflected on his Form 3 filed February 7, 2024. The form is signed by the reporting person on 09/26/2025 and identifies his relationship to the issuer as a director.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Amendment clarifies no shares were issued; no immediate ownership change for director.

The amendment corrects a prior Form 4 by voiding a reported purchase of 1,600 common shares that "did not close and no shares were issued." This removes an apparent insider acquisition from public disclosure and confirms the director holds no common stock per his Form 3. For investors, the filing is procedural: it eliminates previously reported insider buying but does not indicate any executed purchase or change in beneficial ownership. No transaction price, proceeds, or derivative activity is reported.

TL;DR: Filing restores accuracy of insider ownership records; indicates corrective disclosure rather than a substantive event.

The amendment serves to correct the ownership record by voiding a non-closed purchase. It demonstrates the reporting person and issuer are updating Section 16 reporting to reflect actual ownership. The filing includes the reporting person's relationship as a director and references his Form 3 holding no common stock. This is a governance/filing housekeeping action without evidence of executed insider trading or transfer.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Nixdorff Tim Bernd

(Last) (First) (Middle)
244 FIFTH AVENUE
SUITE 1219

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Perfect Moment Ltd. [ PMNT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/12/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
02/14/2024
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 0(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. As of the date of this amendment, Reporting Person holds no common stock of Issuer as reported on his Form 3, filed February 7, 2024. See also Remarks.
Remarks:
This amendment is being filed to void Reporting Person's purchase of 1,600 shares of Issuer's common stock on February 12, 2024, as reported on a Form 4 filed February 14, 2024. The purchase transaction did not close and no shares were issued.
/s/ Tim Bernd Nixdorf 09/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
PERFECT MOMENT LTD

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