PMNT Form 4: 250,000 RSUs Granted to Insider; Vesting Through 2029

Rhea-AI Filing Summary

Jane Gottschalk, a director, 10% owner and President of Perfect Moment Ltd. (PMNT), reported a non-derivative acquisition of 250,000 restricted stock units (RSUs) on 09/18/2025. After the reported transaction she directly beneficially owns 566,600 common shares. The RSUs are common-stock equivalents that vest in equal installments beginning 12/31/2025 and then quarterly through 09/30/2029. The filing also reports substantial indirect holdings: 2,064,447 shares held by Joachim Gottschalk & Associates Ltd., 3,479,491 shares held by Fermain Limited, 574,722 shares held by spouse, and 344,797 Series AA preferred shares held indirectly (convertible into common stock).

Positive

• RSU grant of 250,000 units aligns executive incentives with long-term shareholder value via deferred vesting
• Clear vesting schedule provided, beginning 12/31/2025 and continuing quarterly through 09/30/2029

Negative

• Concentrated insider ownership across direct and multiple indirect entities (total indirect holdings reported exceed several million shares)
• Potential future share dilution when RSUs vest and Series AA preferred shares convert to common stock

Insights

Securities Analyst

TL;DR: Director/insider received 250,000 RSUs, increasing direct holdings and confirming insider alignment via deferred vesting.

The RSU grant and the disclosed vesting schedule indicate an equity-based compensation event that will convert to common shares over four years, reinforcing management's stake in shareholder outcomes. The direct post-transaction ownership of 566,600 shares combined with large indirect holdings signals concentrated insider ownership, which can meaningfully affect voting control and potential future share supply when RSUs vest.

Corporate Governance Expert

TL;DR: Significant insider ownership and structured RSU vesting suggest strong alignment, with governance implications from concentrated indirect holdings.

The filing clearly outlines multiple vehicles through which shares are held and disclaimed, including a family trust, private entities, and spousal holdings. Those arrangements preserve familial control while the RSU vesting schedule phases in additional shares. The disclosures and disclaimers are standard and provide transparency on voting/dispositive arrangements.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gottschalk Jane

(Last) (First) (Middle)

244 5TH AVENUE

SUITE 1219

(Street)

NEW YORK NY 10001

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Perfect Moment Ltd. [ PMNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	President

3. Date of Earliest Transaction (Month/Day/Year)
09/18/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	09/18/2025		A		250,000(2)	A	(3)	566,600	D
Common Stock								2,064,447	I	By Joachim Gottschalk & Associates Ltd.(4)
Common Stock								3,479,491	I	By Fermain Limited.(5)
Common Stock								574,722	I	By Spouse.(6)
Series AA Preferred Stock								344,797(7)	I	By Joachim Gottschalk & Associates Ltd.(4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

2. RSUs vest in equal installments beginning on December 31, 2025, and thereafter thereafter on March 31, June 30, September 30, and December 31 of 2026, 2027 and 2028, and March 31, June 30 and September 30, 2029.

3. Not applicable.

4. The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from Reporting Person as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

5. Fermain Limited ("Fermain") is controlled by the Reporting Person and her spouse, Max Gottschalk, each of whom shares voting and dispositive control over shares held by Fermain with no single person controlling investment or voting decisions with respect to such shares. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.

6. The Reporting Person and her spouse, Max Gottschalk, each share voting and dispositive control over the shares of common stock beneficially owned by the other.

7. Such shares are convertible into shares of common stock of Issuer, subject to the provisions of the certificate of designation of the series AA preferred stock.

Remarks:

	/s/ Jane Gottschalk	09/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Jane Gottschalk report on Form 4 for PMNT?

The filing reports an acquisition of 250,000 RSUs on 09/18/2025, recorded as a non-derivative grant.

How many shares does Jane Gottschalk beneficially own after the reported transaction?

She directly beneficially owns 566,600 common shares following the reported transaction, plus significant indirect holdings.

What is the RSU vesting schedule disclosed in the PMNT Form 4?

RSUs vest in equal installments beginning 12/31/2025, then quarterly on 03/31, 06/30, 09/30, and 12/31 through 2029 as described in the filing.

What indirect holdings are disclosed in the Form 4 for PMNT?

Indirect holdings include 2,064,447 shares via Joachim Gottschalk & Associates Ltd., 3,479,491 via Fermain Limited, 574,722 held by spouse, and 344,797 Series AA preferred shares (convertible).

What roles does the reporting person hold at Perfect Moment Ltd.?

The reporting person, Jane Gottschalk, is listed as a Director, 10% owner, and President of the issuer.