Perfect Moment (PMNT) Insider Filing: 40,000 and 43,200 Options Disclosed

Rhea-AI Filing Summary

Andre R. Keijsers, a director of Perfect Moment Ltd. (PMNT), reported option transactions on Form 4. The filing shows a transaction dated 09/18/2025 that added 40,000 employee stock options with an exercise price of $0.48, exercisable beginning 09/18/2025 and expiring 09/17/2035. The filing also records 43,200 employee stock options with an exercise price of $4.10 associated with a 10/25/2024 grant and related to common stock.

The Options are granted under the Issuer's 2021 Equity Incentive Plan and vest in scheduled installments, including 20,000 vesting on 09/18/2025 and subsequent installments described in the filing. Both option positions are reported as directly held by the reporting person.

Positive

• Transparent disclosure of grant size, exercise prices, vesting schedule, and exercisability windows
• Options granted under the company's 2021 Equity Incentive Plan, indicating use of an established compensation framework

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Routine director equity awards reported; vesting schedule disclosed with immediate and phased vesting.

The filing documents standard equity compensation activity for a director rather than an open-market purchase or sale. The report identifies the reporting person as a director and shows direct ownership of options granted under the companys 2021 Equity Incentive Plan. The vesting schedule is explicit, with an initial tranche of 20,000 options vesting on 09/18/2025 and further installments thereafter, which clarifies the timeline for potential dilution and alignment of incentives with future service.

Executive Compensation Analyst

TL;DR: Two option grants disclosed with different exercise prices and expirations; typical for incentive alignment.

The filing lists two sets of employee stock options: 40,000 options at $0.48 exercisable from 09/18/2025 through 09/17/2035 and 43,200 options with a $4.10 exercise price tied to a 10/25/2024 grant. The disclosure specifies direct beneficial ownership and the vesting cadence for the first grant. This provides clear, actionable details about grant size, prices, exercisability windows, and vesting milestones useful for compensation benchmarking and dilution modeling.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Keijsers Andre Ruben

(Last) (First) (Middle)

244 FIFTH AVENUE

SUITE 1219

(Street)

NEW YORK NY 10001

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Perfect Moment Ltd. [ PMNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/18/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Options (right to buy)(1)	$0.48	09/18/2025		A		40,000		09/18/2025(2)	09/17/2035	Common Stock	40,000	(3)	40,000	D
Employee Stock Options (right to buy)(1)	$4.1							10/25/2024	03/04/2034	Common Stock	43,200		43,200	D

Explanation of Responses:

1. Employee stock options (right to buy) ("Options") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended.

2. Options vest as follows: 20,000 Options vest on September 18, 2025. Thereafter, Options vest and are exercisable in installments of 2,500 shares on October 1, 2025, January 1, April 1, July 1, and October 1, 2026, and January 1, April 1, and July 1, 2027.

3. Not applicable.

Remarks:

	/s/ Andre R. Keijsers	09/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Andre R. Keijsers report on Form 4 for PMNT?

The filing reports two employee stock option positions: 40,000 options at $0.48 exercisable from 09/18/2025 to 09/17/2035 and 43,200 options at $4.10 related to a 10/25/2024 grant.

When do any of the reported options vest for PMNT (Form 4)?

The filing states 20,000 of the 40,000 options vest on 09/18/2025, with the remaining vesting in specified installments through July 2027.

What is the reporting persons relationship to Perfect Moment Ltd. (PMNT)?

The reporting person, Andre Ruben Keijsers, is listed as a Director and the Form 4 was filed by one reporting person.

Under what plan were the options granted?

The options were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended.

Are the reported options direct or indirect holdings?

Both reported option positions are shown as Direct (D) beneficial ownership in the filing.