[Form 4] Perfect Moment Ltd. Insider Trading Activity

Rhea-AI Filing Summary

Director Berndt Dieter Hauptkorn reported a grant of 54,348 restricted stock units in Perfect Moment Ltd. (PMNT) on 10/01/2025. These RSUs are common-stock equivalents under the 2021 Equity Incentive Plan and vest in four installments of 13,587 shares on 12/31/2025, 03/31/2026, 06/30/2026 and 09/30/2026. The report was signed on 10/07/2025. The filing identifies the reporting person as a director and shows the post-transaction beneficial ownership as 54,348 shares, noting the RSUs represent a contingent right to common stock upon vesting.

Positive

• 54,348 RSUs granted to a director, aligning pay with long‑term shareholder value
• RSUs vest in four scheduled installments on 12/31/2025, 03/31/2026, 06/30/2026, and 09/30/2026, supporting retention

Negative

• RSUs are contingent on vesting and represent potential future issuance of 54,348 shares upon vesting

Insights

Corporate Governance Analyst

Director received time‑based RSUs that vest across four dates through September 2026.

The award of 54,348 restricted stock units aligns director compensation with shareholder value by tying delivery to future vesting dates. The units are described as common-stock equivalents that convert to shares only upon vesting, which preserves compensation deferral and retention incentives.

The main dependency is continued service through the vesting schedule; investors can watch the four installment dates—12/31/2025 through 09/30/2026—for share issuance and any related insider sales or post‑vesting transactions.

Insider Transactions Specialist

Form 4 discloses a non‑derivative grant and reports beneficial ownership of the RSUs immediately after the grant.

The filing shows transaction code V indicating a vesting‑related award under the issuer's equity plan and lists the post‑transaction beneficial amount as 54,348 RSU equivalents. The reporting person is identified as a director and filed the Form 4 on 10/07/2025 for a transaction dated 10/01/2025.

Key near‑term items to monitor are whether each installment vests on the scheduled dates and whether any shares are delivered or sold following vesting, which would affect outstanding share count and potential insider liquidity signals over the next year.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hauptkorn Berndt Dieter

(Last) (First) (Middle)

244 FIFTH AVENUE

SUITE 1219

(Street)

NEW YORK NY 10001

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Perfect Moment Ltd. [ PMNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	10/01/2025		A		54,348(2)	A	(3)	54,348	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

2. RSUs vest in four installments of 13,587 shares on December 31, 2025, March 31, 2026, June 30, 2026 and September 30, 2026.

3. Not applicable.

Remarks:

	/s/ Berndt Dieter Hauptkorn	10/07/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 4 filed for PMNT disclose?

It disclosed a grant of 54,348 restricted stock units to director Berndt Dieter Hauptkorn, reported with a transaction date of 10/01/2025 and a filing/signature date of 10/07/2025.

When do the RSUs for PMNT vest?

The RSUs vest in four equal installments of 13,587 shares on 12/31/2025, 03/31/2026, 06/30/2026, and 09/30/2026.

How many shares will be outstanding if all RSUs vest?

If all RSUs vest, up to 54,348 shares could be issued to the reporting person as common stock equivalents upon vesting.

What is the nature of these RSUs?

They are restricted stock units under the issuer's 2021 Equity Incentive Plan, described as common‑stock equivalents that convert to common stock only upon vesting.

What role does the reporting person hold at PMNT?

The Form 4 identifies Berndt Dieter Hauptkorn as a Director of Perfect Moment Ltd.