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PERFECT MOMENT LTD Form 4 Filings

PMNT OTC

Every Form 4 that PERFECT MOMENT LTD (PMNT) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow PMNT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full PMNT filings page.

Rhea-AI Summary

Perfect Moment Ltd. director and 10% owner Max Gottschalk reported open-market purchases of a total of 29,050 shares of common stock on February 25, 2026 at prices around $0.25 per share.

One transaction covered 25,000 shares at a weighted average price of $0.2499, made indirectly through Joachim Gottschalk & Associates Ltd., which is owned by the Gottschalk Family Trust; Gottschalk disclaims beneficial ownership except for any pecuniary interest. A separate direct purchase covered 4,050 shares at $0.25 per share.

After these trades, Gottschalk directly owned 778,772 shares, and additional indirect holdings were reported through Fermain Limited and shares held by his spouse, over which he and his spouse share voting and dispositive control.

Rhea-AI Summary

Perfect Moment Ltd. director Adam Epstein filed a Form 4 reporting indirect changes in ownership through investment funds he oversees. On January 15, 2026, Blue Opportunity Fund LP converted 77,580 shares of 12% Series AA Convertible Preferred Stock into 961,093 shares of common stock, and MAZE Focus Fund LP converted 60,340 preferred shares into 747,517 common shares. The preferred stock automatically converted to common stock under the issuer’s Certificate of Designation at a rate based on dividing the original purchase price by $0.46822, resulting in a conversion rate of $12.388 per share. Epstein is the managing member of MAZE Investments LLC, the general partner of both funds, and disclaims beneficial ownership of the funds’ shares except to the extent of any pecuniary interest.

Rhea-AI Summary

Perfect Moment Ltd. insider Jane Gottschalk, a director, president and 10% owner, reported changes in indirect and direct holdings of the company’s common stock. On January 15, 2026, an entity associated with her, Joachim Gottschalk & Associates Ltd., acquired 4,271,486 shares of common stock through the automatic conversion of previously held 12% Series AA Convertible Preferred Stock, at a conversion formula referenced in the filing, with no cash price per share shown.

Following this conversion, that entity held 6,335,933 common shares in total. Separate indirect holdings are reported as 3,479,491 shares through Fermain Limited and 774,722 shares through her spouse, with each party sharing voting and dispositive control as described in the footnotes. Jane Gottschalk also reports 566,600 common shares held directly. The filing notes that she disclaims beneficial ownership beyond any pecuniary interest.

Rhea-AI Summary

Perfect Moment Ltd. insider filing details a large preferred-to-common share conversion by entities associated with director and 10% owner Max Gottschalk. On January 15, 2026, 344,797 shares of 12% Series AA Preferred Stock held by Joachim Gottschalk & Associates Ltd. automatically converted into 4,271,486 shares of common stock at no additional cash consideration. Following this, that entity held 6,335,933 common shares indirectly. The filing also reports 774,722 common shares held directly, 3,479,491 common shares held through Fermain Limited, and 566,600 common shares held by Max Gottschalk’s spouse. The footnotes state that ownership through these entities is subject to trust and sharing arrangements and that Gottschalk disclaims beneficial ownership except to the extent of any pecuniary interest.

Rhea-AI Summary

Perfect Moment Ltd. director Adam Z. Epstein reported a grant of 65,758 employee stock options on 10/01/2025. Each option has an exercise price of $0.46 and expires on 10/01/2035. The award vests in four tranches: 16,440 options vest and become exercisable on 12/31/2025, 16,440 on 03/31/2026, 16,439 on 06/30/2026, and 16,439 on 09/30/2026. Following the grant, Mr. Epstein beneficially owns 65,758 underlying common shares via direct ownership of the options. The Form 4 was signed on 10/09/2025.

Rhea-AI Summary

Andre R. Keijsers, a director of Perfect Moment Ltd. (PMNT), was granted employee stock options totaling 148,958 shares across three option awards. The largest grant—65,758 options—was granted on 10/01/2025 with an exercise price of $0.46, exercisable starting 12/31/2025 and expiring 10/01/2035; that grant vests in four installments (two of 16,440 and two of 16,439) across 12/31/2025 through 09/30/2026. A separate 40,000-option award at $0.48 shows 09/18/2025 with an expiration of 09/17/2035. An earlier 43,200-option award at $4.10 from 10/25/2024 expires 03/04/2034. The Form 4 is filed individually by Keijsers and reflects these non-derivative and derivative option holdings reported as direct ownership.

Rhea-AI Summary

Perfect Moment Ltd. director Tim Bernd Nixdorf reported receipt of 54,348 restricted stock units (RSUs) under the 2021 Equity Incentive Plan on 10/01/2025. These RSUs are common-stock equivalents that convert into shares upon vesting. The award vests in four equal installments of 13,587 shares on 12/31/2025, 03/31/2026, 06/30/2026 and 09/30/2026. The filing indicates the reporting person is a director and the Form 4 was signed on 10/07/2025. No cash price or exercise terms apply because these are non‑derivative RSU grants; ownership following the grant is reported as 54,348 shares direct beneficial ownership.

Rhea-AI Summary

Director Berndt Dieter Hauptkorn reported a grant of 54,348 restricted stock units in Perfect Moment Ltd. (PMNT) on 10/01/2025. These RSUs are common-stock equivalents under the 2021 Equity Incentive Plan and vest in four installments of 13,587 shares on 12/31/2025, 03/31/2026, 06/30/2026 and 09/30/2026. The report was signed on 10/07/2025. The filing identifies the reporting person as a director and shows the post-transaction beneficial ownership as 54,348 shares, noting the RSUs represent a contingent right to common stock upon vesting.

Rhea-AI Summary

Andre R. Keijsers, a director of Perfect Moment Ltd. (PMNT), reported option transactions on Form 4. The filing shows a transaction dated 09/18/2025 that added 40,000 employee stock options with an exercise price of $0.48, exercisable beginning 09/18/2025 and expiring 09/17/2035. The filing also records 43,200 employee stock options with an exercise price of $4.10 associated with a 10/25/2024 grant and related to common stock.

The Options are granted under the Issuer's 2021 Equity Incentive Plan and vest in scheduled installments, including 20,000 vesting on 09/18/2025 and subsequent installments described in the filing. Both option positions are reported as directly held by the reporting person.

Rhea-AI Summary

Andre R. Keijsers, a director of Perfect Moment Ltd. (PMNT), filed an amended Form 4 to correct prior reporting of an insider purchase. The amendment states the reported purchase of 1,600 shares on 02/12/2024 did not close and no shares were issued. Following the amendment, the reporting person holds only the securities previously disclosed on his Form 3 filed 02/07/2024. The amendment was signed on 09/26/2025 and replaces the Form 4 originally filed 02/14/2024.

Rhea-AI Summary

Perfect Moment Ltd. (PMNT) insider amendment: This amended Form 4 states that director Tim Bernd Nixdorff did not acquire 1,600 shares previously reported as purchased on February 12, 2024. The amendment voids the February 14, 2024 Form 4 entry because the purchase "did not close and no shares were issued." The filing confirms the reporting person currently holds no common stock of the issuer as reflected on his Form 3 filed February 7, 2024. The form is signed by the reporting person on 09/26/2025 and identifies his relationship to the issuer as a director.

Rhea-AI Summary

Perfect Moment Ltd. (PMNT) insider Chath J. Weerasinghe received a grant of 250,000 restricted stock units (RSUs) under the companys 2021 Equity Incentive Plan, increasing reported beneficial ownership to 550,000 common stock equivalents following the transaction. The RSUs are contingent rights to receive common stock upon vesting and vest in equal installments beginning December 31, 2025, then quarterly on March 31, June 30, September 30 and December 31 across 20262028 and on March 31, June 30 and September 30, 2029. The transaction date reported is September 18, 2025.

Rhea-AI Summary

Jane Gottschalk, a director, 10% owner and President of Perfect Moment Ltd. (PMNT), reported a non-derivative acquisition of 250,000 restricted stock units (RSUs) on 09/18/2025. After the reported transaction she directly beneficially owns 566,600 common shares. The RSUs are common-stock equivalents that vest in equal installments beginning 12/31/2025 and then quarterly through 09/30/2029. The filing also reports substantial indirect holdings: 2,064,447 shares held by Joachim Gottschalk & Associates Ltd., 3,479,491 shares held by Fermain Limited, 574,722 shares held by spouse, and 344,797 Series AA preferred shares held indirectly (convertible into common stock).

Rhea-AI Summary

Perfect Moment Ltd. director and 10% owner Max Gottschalk reported receipt of 200,000 restricted stock units (RSUs) under the company’s 2021 Equity Incentive Plan. These RSUs are common stock equivalents that will convert into common shares upon vesting and are scheduled to vest in equal installments starting December 31, 2025 and then quarterly through September 30, 2029.

The filing also discloses Mr. Gottschalk’s beneficial ownership positions: 774,722 shares directly, 3,479,491 shares held by Fermain Limited, 566,600 shares held by his spouse, 2,064,447 shares held by Joachim Gottschalk & Associates Ltd., and 344,797 shares of Series AA preferred stock convertible into common shares. Several indirect holdings are noted with disclaimers of beneficial ownership.