PERFECT MOMENT LTD SEC Filings

Andre R. Keijsers, a director of Perfect Moment Ltd. (PMNT), reported option transactions on Form 4. The filing shows a transaction dated 09/18/2025 that added 40,000 employee stock options with an exercise price of $0.48, exercisable beginning 09/18/2025 and expiring 09/17/2035. The filing also records 43,200 employee stock options with an exercise price of $4.10 associated with a 10/25/2024 grant and related to common stock.

The Options are granted under the Issuer's 2021 Equity Incentive Plan and vest in scheduled installments, including 20,000 vesting on 09/18/2025 and subsequent installments described in the filing. Both option positions are reported as directly held by the reporting person.

Andre R. Keijsers, a director of Perfect Moment Ltd. (PMNT), filed an amended Form 4 to correct prior reporting of an insider purchase. The amendment states the reported purchase of 1,600 shares on 02/12/2024 did not close and no shares were issued. Following the amendment, the reporting person holds only the securities previously disclosed on his Form 3 filed 02/07/2024. The amendment was signed on 09/26/2025 and replaces the Form 4 originally filed 02/14/2024.

Perfect Moment Ltd. (PMNT) insider amendment: This amended Form 4 states that director Tim Bernd Nixdorff did not acquire 1,600 shares previously reported as purchased on February 12, 2024. The amendment voids the February 14, 2024 Form 4 entry because the purchase "did not close and no shares were issued." The filing confirms the reporting person currently holds no common stock of the issuer as reflected on his Form 3 filed February 7, 2024. The form is signed by the reporting person on 09/26/2025 and identifies his relationship to the issuer as a director.

Perfect Moment Ltd. (PMNT) insider Chath J. Weerasinghe received a grant of 250,000 restricted stock units (RSUs) under the companys 2021 Equity Incentive Plan, increasing reported beneficial ownership to 550,000 common stock equivalents following the transaction. The RSUs are contingent rights to receive common stock upon vesting and vest in equal installments beginning December 31, 2025, then quarterly on March 31, June 30, September 30 and December 31 across 20262028 and on March 31, June 30 and September 30, 2029. The transaction date reported is September 18, 2025.

Jane Gottschalk, a director, 10% owner and President of Perfect Moment Ltd. (PMNT), reported a non-derivative acquisition of 250,000 restricted stock units (RSUs) on 09/18/2025. After the reported transaction she directly beneficially owns 566,600 common shares. The RSUs are common-stock equivalents that vest in equal installments beginning 12/31/2025 and then quarterly through 09/30/2029. The filing also reports substantial indirect holdings: 2,064,447 shares held by Joachim Gottschalk & Associates Ltd., 3,479,491 shares held by Fermain Limited, 574,722 shares held by spouse, and 344,797 Series AA preferred shares held indirectly (convertible into common stock).

Perfect Moment Ltd. director and 10% owner Max Gottschalk reported receipt of 200,000 restricted stock units (RSUs) under the company’s 2021 Equity Incentive Plan. These RSUs are common stock equivalents that will convert into common shares upon vesting and are scheduled to vest in equal installments starting December 31, 2025 and then quarterly through September 30, 2029.

The filing also discloses Mr. Gottschalk’s beneficial ownership positions: 774,722 shares directly, 3,479,491 shares held by Fermain Limited, 566,600 shares held by his spouse, 2,064,447 shares held by Joachim Gottschalk & Associates Ltd., and 344,797 shares of Series AA preferred stock convertible into common shares. Several indirect holdings are noted with disclaimers of beneficial ownership.

X3 Higher Moment Fund LLC reported beneficial ownership of 3,172,858 shares of Perfect Moment Ltd. common stock, representing 9.9% of the outstanding class based on 32,049,075 shares provided by the issuer as of August 27, 2025. The reported position reflects ownership of 3,172,858 shares and warrants to purchase up to 3,204,908 shares at $0.46822 per share, although those warrants are subject to a blocker that prevents exercise to the extent it would cause ownership to exceed 9.9%.

The filing indicates the position is held with shared voting and dispositive power and the Reporting Person certified the holding is not intended to change or influence control of the issuer. The statement was signed by Toby Maitland Hudson as Partner, Head of Portfolio Management, on behalf of X3 Higher Moment Fund LLC on September 4, 2025.