PERFECT MOMENT LTD SEC Filings

Jane Gottschalk, a director, 10% owner and President of Perfect Moment Ltd. (PMNT), reported a non-derivative acquisition of 250,000 restricted stock units (RSUs) on 09/18/2025. After the reported transaction she directly beneficially owns 566,600 common shares. The RSUs are common-stock equivalents that vest in equal installments beginning 12/31/2025 and then quarterly through 09/30/2029. The filing also reports substantial indirect holdings: 2,064,447 shares held by Joachim Gottschalk & Associates Ltd., 3,479,491 shares held by Fermain Limited, 574,722 shares held by spouse, and 344,797 Series AA preferred shares held indirectly (convertible into common stock).

Perfect Moment Ltd. director and 10% owner Max Gottschalk reported receipt of 200,000 restricted stock units (RSUs) under the company’s 2021 Equity Incentive Plan. These RSUs are common stock equivalents that will convert into common shares upon vesting and are scheduled to vest in equal installments starting December 31, 2025 and then quarterly through September 30, 2029.

The filing also discloses Mr. Gottschalk’s beneficial ownership positions: 774,722 shares directly, 3,479,491 shares held by Fermain Limited, 566,600 shares held by his spouse, 2,064,447 shares held by Joachim Gottschalk & Associates Ltd., and 344,797 shares of Series AA preferred stock convertible into common shares. Several indirect holdings are noted with disclaimers of beneficial ownership.

X3 Higher Moment Fund LLC reported beneficial ownership of 3,172,858 shares of Perfect Moment Ltd. common stock, representing 9.9% of the outstanding class based on 32,049,075 shares provided by the issuer as of August 27, 2025. The reported position reflects ownership of 3,172,858 shares and warrants to purchase up to 3,204,908 shares at $0.46822 per share, although those warrants are subject to a blocker that prevents exercise to the extent it would cause ownership to exceed 9.9%.

The filing indicates the position is held with shared voting and dispositive power and the Reporting Person certified the holding is not intended to change or influence control of the issuer. The statement was signed by Toby Maitland Hudson as Partner, Head of Portfolio Management, on behalf of X3 Higher Moment Fund LLC on September 4, 2025.

Max Gottschalk, a director and >10% owner of Perfect Moment Ltd. (PMNT), received and immediately vested 521,802 restricted stock units (RSUs) on 08/26/2025, with a reported $0 acquisition price, increasing his direct common stock holdings to 574,722 shares. The filing shows additional indirect beneficial ownership: 3,479,491 shares held by Fermain Limited, 316,600 shares owned by his spouse Jane Gottschalk, and 2,064,447 shares (plus 344,797 Series AA preferred shares) held by Joachim Gottschalk & Associates Ltd., yielding substantial combined influence through affiliated entities and family interests. The RSUs are granted under the 2021 Equity Incentive Plan and are tied to performance criteria; footnotes state the RSUs represent contingent rights to common stock and that some shares are disclaimed except for pecuniary interest.