PennyMac officer proposes $19.2K sale of common shares

Merrill Lynch is listed as broker, and the proposed transaction has an approximate sale date of October 1, 2026.

Rhea-AI Filing Summary

PennyMac Mortgage Investment Trust officer Gregory Hendry reported a proposed sale of 2,444 common shares with an aggregate market value of $19,209.84. The notice lists 87,202,362 common shares outstanding. It also records two sales during the prior three months: 2,444 shares on August 3, 2026, for $22,900.28, and 2,444 shares on September 1, 2026, for $22,655.88.

Key Figures

Proposed shares for sale: 2,444 common shares Aggregate market value: $19,209.84 Common shares outstanding: 87,202,362 shares +4 more

7 metrics

Proposed shares for sale 2,444 common shares Proposed sale

Aggregate market value $19,209.84 Proposed sale

Common shares outstanding 87,202,362 shares Issuer share count

Shares sold 2,444 shares August 3, 2026

Reported sale value $22,900.28 Sale on August 3, 2026

Shares sold 2,444 shares September 1, 2026

Reported sale value $22,655.88 Sale on September 1, 2026

Key Terms

Rule 144, restricted stock unit awards, equity compensation plan

3 terms

Rule 144 regulatory

"definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock unit awards financial

"Vesting of restricted stock unit awards"

Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.

equity compensation plan financial

"Granted as part of issuer equity compensation plan"

A plan by which a company gives employees, directors or contractors ownership or the right to buy ownership in the company through stock, options or similar awards — think of promising slices of the company pie as part of someone's pay. It matters to investors because these awards can change the number of shares outstanding, affect reported profits and influence management’s decisions; large or generous plans can dilute existing holders and alter incentives over time.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many PMT shares does Gregory Hendry propose to sell?

Gregory Hendry, identified as an officer of PennyMac Mortgage Investment Trust, reported a proposed sale of 2,444 common shares with an aggregate market value of $19,209.84. The approximate sale date is October 1, 2026, and Merrill Lynch is listed as the broker.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/01/2026 - 04:07 PM Accepted by SEC EDGAR 10/01/2026 - 04:07 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001486334
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PennyMac Mortgage Investment Trust
SEC File Number	001-34416
Address of Issuer	3043 TOWNSGATE ROAD WESTLAKE VILLAGE CALIFORNIA 91361
Phone	(818) 224-7442
Name of Person for Whose Account the Securities are To Be Sold	Hendry Gregory L
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty Street Floor 37 New York NY 10281	2444	19209.84	87202362	10/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	05/15/2014	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			399	05/15/2014	Granted as part of issuer equity compensation plan
Common Stock	03/08/2015	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			500	03/08/2015	Granted as part of issuer equity compensation plan
Common Stock	03/14/2015	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			250	03/14/2015	Granted as part of issuer equity compensation plan
Common Stock	06/03/2015	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			1225	06/03/2015	Granted as part of issuer equity compensation plan
Common Stock	02/24/2016	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			70	02/24/2016	Granted as part of issuer equity compensation plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Gregory Hendry 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361	Common Stock	08/03/2026	2444	22900.28
Gregory Hendry 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361	Common Stock	09/01/2026	2444	22655.88

144: Remarks and Signature

Remarks
Date of Notice	10/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/19/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Gregory Hendry
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)