PennyMac officer reports 7,407 restricted stock units

PennyMac Mortgage Investment Trust filed an initial statement of beneficial ownership for Chief Enterprise Risk Officer Shiva Iyer.

Accepted by SEC EDGAR 03/19/2026 - 06:47 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

PennyMac Mortgage Investment Trust filed an initial statement of beneficial ownership for Chief Enterprise Risk Officer Shiva Iyer. The filing reports 7,407 restricted stock units, each to be settled in one common share of beneficial interest when the units vest.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Iyer Shiva

Role Chief Enterprise Risk Officer

Type	Security	Shares	Price	Value
Holding	Common Shares of Beneficial Interest	--	--	--

Holdings: Common Shares of Beneficial Interest — 7,407 shares (Direct)

Footnotes (1)

1. F1. The reported amount consists of 7,407 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Shares of Beneficial Interest upon vesting.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the PennyMac (PMT) Form 3 filed for Shiva Iyer show?

The Form 3 reports Shiva Iyer’s initial beneficial ownership in PennyMac. It discloses 7,407 restricted stock units, which will be settled in an equal number of common shares of beneficial interest once the units vest over time.

How many PennyMac (PMT) shares does Shiva Iyer beneficially own?

Shiva Iyer beneficially owns 7,407 restricted stock units in PennyMac Mortgage Investment Trust. According to the filing, each unit will convert into one common share of beneficial interest upon vesting, representing his reported equity stake.

What type of security is reported in the PennyMac (PMT) Form 3?

The Form 3 reports restricted stock units tied to common shares of beneficial interest. The filing states that the 7,407 restricted stock units will be settled in an equal number of common shares of beneficial interest when the units vest, creating share ownership.

Is the PennyMac (PMT) Form 3 a buy or sell transaction?

The Form 3 is not a buy or sell transaction. It is an initial statement of beneficial ownership, showing Shiva Iyer’s holdings of 7,407 restricted stock units that will convert into common shares upon vesting, rather than reflecting a market trade.

How will Shiva Iyer’s restricted stock units in PennyMac (PMT) be settled?

The restricted stock units will be settled in shares of common beneficial interest. The filing states that the 7,407 restricted stock units are to be settled in an equal number of PennyMac common shares when the units vest, creating direct share ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Iyer Shiva

(Last) (First) (Middle)

C/O PENNYMAC MORTGAGE INVESTMENT TRUST

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CALIFORNIA 91361

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/09/2026

3. Issuer Name and Ticker or Trading Symbol
PennyMac Mortgage Investment Trust [ PMT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Enterprise Risk Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares of Beneficial Interest	7,407(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported amount consists of 7,407 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Shares of Beneficial Interest upon vesting.

	/s/ Derek Stark, attorney-in-fact for Mr. Iyer	03/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)