PennyMac CFO reports tax share withholding

PennyMac Mortgage Investment Trust’s Chief Financial Officer Daniel Stanley Perotti reported a tax-related share disposition.

Rhea-AI Filing Summary

PennyMac Mortgage Investment Trust’s Chief Financial Officer Daniel Stanley Perotti reported a tax-related share disposition. On February 28, 2026, 2,929 Common Shares of Beneficial Interest were withheld to cover taxes upon vesting of restricted share units at $12.26 per share. After this non‑market, tax-withholding disposition, Perotti directly held 55,935 common shares, and an additional 99,654 common shares were held indirectly through The Perotti Family Trust.

Insider Trade Summary

Exercise Price or Tax Liability: 2,929 shares

Exercise Price or Tax Liability 2 txns

Insider Perotti Daniel Stanley

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Shares of Beneficial Interest	2,929	$12.26	$36K
holding	Common Shares of Beneficial Interest	--	--	--

Holdings After Transaction: Common Shares of Beneficial Interest — 55,935 shares (Direct); Common Shares of Beneficial Interest — 99,654 shares (Indirect, The Perotti Family Trust)

Footnotes (2)

1. F1. Represents shares withheld for taxes upon vesting of restricted share units.
2. F2. The reported amount consists of 39,595 restricted share units and 16,340 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PennyMac (PMT) report for CFO Daniel Perotti?

PennyMac (PMT) reported that CFO Daniel Perotti had 2,929 common shares withheld for taxes upon vesting of restricted share units. This was a Form 4 tax-withholding disposition, not an open-market buy or sell transaction.

How many PennyMac (PMT) shares were withheld for Daniel Perotti’s taxes?

A total of 2,929 PennyMac common shares of beneficial interest were withheld to satisfy tax obligations tied to vesting restricted share units. The shares were valued at $12.26 each for this tax-withholding transaction.

How many PennyMac (PMT) shares does Daniel Perotti hold directly after the filing?

After the tax-withholding disposition, Daniel Perotti directly held 55,935 PennyMac common shares of beneficial interest. This figure includes both restricted share units and common shares as described in the accompanying Form 4 footnotes.

What is The Perotti Family Trust’s indirect holding in PennyMac (PMT)?

The Perotti Family Trust held 99,654 PennyMac common shares of beneficial interest as an indirect ownership position. This trust-related holding is reported separately from Daniel Perotti’s direct ownership in the Form 4 filing.

Was the PennyMac (PMT) Form 4 transaction an open-market sale by the CFO?

No, the Form 4 transaction for PennyMac’s CFO reflects shares withheld for taxes upon vesting of restricted share units. It is categorized as a tax-withholding disposition, not an open-market sale of shares by the executive.

What does transaction code F mean in the PennyMac (PMT) Form 4?

Transaction code F on the PennyMac Form 4 indicates shares were used to pay an exercise price or tax liability. Here, 2,929 shares were withheld specifically to satisfy taxes on vesting restricted share units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/03/2026 - 06:47 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Perotti Daniel Stanley

(Last) (First) (Middle)

C/O PENNYMAC MORTGAGE INVESTMENT TRUST

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Mortgage Investment Trust [ PMT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares of Beneficial Interest	02/28/2026		F		2,929(1)	D	$12.26	55,935(2)	D
Common Shares of Beneficial Interest								99,654	I	The Perotti Family Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld for taxes upon vesting of restricted share units.

2. The reported amount consists of 39,595 restricted share units and 16,340 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

	/s/ Derek W. Stark, attorney-in-fact for Mr. Perotti	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.