PennyMac CFO reports tax-share disposition

PennyMac Mortgage Investment Trust Chief Financial Officer Daniel Stanley Perotti reported a tax-related share disposition tied to vesting equity awards.

Rhea-AI Filing Summary

PennyMac Mortgage Investment Trust Chief Financial Officer Daniel Stanley Perotti reported a tax-related share disposition tied to vesting equity awards. On February 24, 2026, 1,908 Common Shares of Beneficial Interest were withheld at $12.15 per share to cover taxes upon vesting of restricted share units.

Following this tax-withholding transaction, Perotti directly held 58,864 shares, consisting of 45,351 restricted share units and 13,513 common shares, with the units settling into an equal number of common shares upon vesting. He also indirectly held 99,654 shares through The Perotti Family Trust.

Insider Trade Summary

Exercise Price or Tax Liability: 1,908 shares

Exercise Price or Tax Liability 2 txns

Insider Perotti Daniel Stanley

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Shares of Beneficial Interest	1,908	$12.15	$23K
holding	Common Shares of Beneficial Interest	--	--	--

Holdings After Transaction: Common Shares of Beneficial Interest — 58,864 shares (Direct); Common Shares of Beneficial Interest — 99,654 shares (Indirect, The Perotti Family Trust)

Footnotes (2)

1. F1. Represents shares withheld for taxes upon vesting of restricted share units.
2. F2. The reported amount consists of 45,351 restricted share units and 13,513 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did PennyMac (PMT) CFO Daniel Perotti report in this Form 4?

Daniel Perotti reported a tax-withholding disposition of 1,908 Common Shares of Beneficial Interest on February 24, 2026, at $12.15 per share. The shares were withheld to satisfy taxes due upon vesting of restricted share units, rather than representing an open-market sale.

How many PennyMac (PMT) shares does the CFO directly hold after this transaction?

After the transaction, Daniel Perotti directly holds 58,864 shares. This includes 45,351 restricted share units and 13,513 Common Shares of Beneficial Interest, with the restricted share units scheduled to settle into an equal number of common shares as they vest over time.

What role do restricted share units play in the PennyMac (PMT) CFO’s holdings?

Restricted share units form the majority of Perotti’s direct interest, totaling 45,351 units. These awards convert into an equal number of Common Shares of Beneficial Interest upon vesting, meaning his actual share count will increase as vesting milestones are satisfied in the future.

What is the Perotti Family Trust’s relationship to PennyMac (PMT) shares?

The Perotti Family Trust holds 99,654 Common Shares of Beneficial Interest indirectly for Daniel Perotti. This holding is reported as indirect ownership, reflecting shares attributed through the trust rather than being registered directly in his personal name on the company’s books.

Was the PennyMac (PMT) CFO’s Form 4 transaction an open-market sale?

No, the reported transaction was a tax-withholding disposition of 1,908 shares, coded as “F.” The filing specifies these shares were withheld to cover tax obligations triggered by the vesting of restricted share units, not a discretionary open-market sale of stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/26/2026 - 08:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Perotti Daniel Stanley

(Last) (First) (Middle)

C/O PENNYMAC MORTGAGE INVESTMENT TRUST

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Mortgage Investment Trust [ PMT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares of Beneficial Interest	02/24/2026		F		1,908(1)	D	$12.15	58,864(2)	D
Common Shares of Beneficial Interest								99,654	I	The Perotti Family Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld for taxes upon vesting of restricted share units.

2. The reported amount consists of 45,351 restricted share units and 13,513 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

	/s/ Derek W. Stark, attorney-in-fact for Mr. Perotti	02/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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