PennyMac director granted 10,699 share units

Preston Paul DuFauchard, Jr. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Preston Paul DuFauchard, Jr. reported acquisition or exercise transactions in this Form 4 filing.

PennyMac Mortgage Investment Trust director Preston Paul DuFauchard, Jr. received a grant of 10,699 restricted share units as compensation for his service as a trustee. These units vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares upon vesting.

After this award, his reported holdings consist of 18,494 restricted share units and 51,942 common shares of beneficial interest, for a total of 70,436 shares and units. The grant was recorded at a price of $0.00 per unit, reflecting its nature as an equity award rather than an open-market purchase.

Insider Trade Summary

Grant/Award: 10,699 shares

Grant/Award 1 txn

Insider Preston Paul DuFauchard, Jr.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Shares of Beneficial Interest	10,699	$0.00	$0.00

Holdings After Transaction: Common Shares of Beneficial Interest — 70,436 shares (Direct)

Footnotes (2)

1. F1. The Reporting Person was granted restricted share units in connection with his service as a Trustee. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.
2. F2. The reported amount consists of 18,494 restricted share units and 51,942 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Preston Paul DuFauchard, Jr. receive in this PMT Form 4 filing?

He received a grant of 10,699 restricted share units as compensation for serving as a trustee. These units represent a right to receive an equal number of PennyMac Mortgage Investment Trust common shares when they vest.

When do the newly granted restricted share units for PMT vest?

The 10,699 restricted share units vest in full on the first anniversary of the grant date. Once vested, they are scheduled to be settled in an equal number of PennyMac Mortgage Investment Trust common shares.

How many PennyMac Mortgage Investment Trust securities does DuFauchard hold after this grant?

After the grant, he is reported to hold 70,436 securities in total, consisting of 18,494 restricted share units and 51,942 common shares of beneficial interest in PennyMac Mortgage Investment Trust.

Was cash paid for the 10,699 PMT restricted share units reported?

No cash price was paid; the transaction lists a $0.00 price per unit. This indicates the award was part of equity-based compensation for trustee service, not an open-market purchase of PennyMac Mortgage Investment Trust shares.

Are the PMT restricted share units settled in stock or cash upon vesting?

The filing states the restricted share units will be settled in an equal number of common shares of beneficial interest upon vesting, meaning DuFauchard is scheduled to receive PennyMac Mortgage Investment Trust shares rather than cash.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/25/2026 - 07:14 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Preston Paul DuFauchard, Jr.

(Last) (First) (Middle)

C/O PENNYMAC MORTGAGE INVESTMENT TRUST

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Mortgage Investment Trust [ PMT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares of Beneficial Interest	02/23/2026		A		10,699(1)	A	$0	70,436(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Reporting Person was granted restricted share units in connection with his service as a Trustee. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

2. The reported amount consists of 18,494 restricted share units and 51,942 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

	/s/ Derek Stark, attorney-in-fact for Mr. DuFauchard	02/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.