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10,699 RSUs granted to PennyMac (NYSE: PMT) trustee

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Pouraghabagher Setareh reported acquisition or exercise transactions in this Form 4 filing.

PennyMac Mortgage Investment Trust director Setareh Pouraghabagher reported an equity award related to her service as a trustee. She received 10,699 restricted share units, granted at no cash cost, which will vest on the first anniversary of the grant date and be settled in the same number of common shares.

After this award, she holds a total of 24,490 common share–equivalents, consisting of 18,494 restricted share units and 5,996 common shares of beneficial interest, all reported as directly owned.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pouraghabagher Setareh

(Last) (First) (Middle)
C/O PENNYMAC MORTGAGE INVESTMENT TRUST
3043 TOWNSGATE ROAD

(Street)
WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PennyMac Mortgage Investment Trust [ PMT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares of Beneficial Interest 02/23/2026 A 10,699(1) A $0 24,490(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Reporting Person was granted restricted share units in connection with her service as a Trustee. The restricted share units, which will vest on the first anniversary of the grant date, are to be settled in an equal number of Common Shares of beneficial interest upon vesting.
2. The reported amount consists of 18,494 restricted share units and 5,996 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.
/s/ Derek W. Stark, attorney-in-fact for Ms. Pouraghabagher 02/25/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did PMT director Setareh Pouraghabagher report?

Setareh Pouraghabagher reported receiving 10,699 restricted share units as compensation for serving as a trustee. The units were granted at no cash cost and will convert into an equal number of PennyMac Mortgage Investment Trust common shares once they vest.

How many PennyMac Mortgage Investment Trust (PMT) shares does the director hold after this grant?

After the reported grant, the director holds 24,490 common share–equivalents. This includes 18,494 restricted share units and 5,996 common shares of beneficial interest, all shown as directly owned in the filing for PennyMac Mortgage Investment Trust.

When do the newly granted PMT restricted share units vest for the director?

The 10,699 restricted share units granted to the director vest on the first anniversary of the grant date. Once vested, they will be settled in an equal number of PennyMac Mortgage Investment Trust common shares of beneficial interest, increasing her directly held share count.

Was the PMT director’s Form 4 transaction a market purchase or a grant?

The Form 4 transaction was a grant, not a market purchase. The director received 10,699 restricted share units as a trustee compensation award at a reported price of $0.00 per unit, to be settled in common shares upon vesting rather than bought in the open market.

How are the PMT director’s holdings split between restricted units and common shares?

The filing shows total holdings of 24,490 share–equivalents. These consist of 18,494 restricted share units that will convert into common shares upon vesting and 5,996 already issued common shares of beneficial interest, all reported as directly owned by the director.
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