PennyMac director reports 8,886 RSUs in Form 3

PennyMac Mortgage Investment Trust director Scott Sauer filed an initial statement of beneficial ownership.

Rhea-AI Filing Summary

PennyMac Mortgage Investment Trust director Scott Sauer filed an initial statement of beneficial ownership. He holds 8,886 common shares of beneficial interest through a grant of 8,886 restricted stock units. These restricted stock units will vest on the first anniversary of the grant date and then convert into an equal number of shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Scott Sauer

Role Director

Type	Security	Shares	Price	Value
holding	Common Shares of Beneficial Interest	--	--	--

Holdings After Transaction: Common Shares of Beneficial Interest — 8,886 shares (Direct)

Footnotes (1)

1. F1. The Reporting Person was granted 8,886 restricted stock units. The restricted stock units, which will vest on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting.

Key Figures

Restricted stock units granted: 8,886 units Shares upon vesting: 8,886 shares Common shares reported: 8,886 shares

3 metrics

Restricted stock units granted 8,886 units Will vest on first anniversary of grant date

Shares upon vesting 8,886 shares RSUs settle into equal number of shares of beneficial interest

Common shares reported 8,886 shares Total common shares of beneficial interest following reported holdings

Key Terms

restricted stock units, shares of beneficial interest, beneficial ownership

3 terms

restricted stock units financial

"The Reporting Person was granted 8,886 restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

shares of beneficial interest financial

"shares of beneficial interest upon vesting."

beneficial ownership financial

"initial statement of beneficial ownership."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Scott Sauer’s Form 3 filing for PMT disclose?

The filing shows Scott Sauer’s initial beneficial ownership in PennyMac Mortgage Investment Trust. It reports 8,886 restricted stock units that will settle into 8,886 common shares of beneficial interest when they vest on the first anniversary of the grant date.

How many PennyMac Mortgage Investment Trust shares does Scott Sauer report?

Scott Sauer reports beneficial ownership of 8,886 common shares of beneficial interest. This amount reflects 8,886 restricted stock units granted to him, which will convert into the same number of shares once they vest after one year from the grant date.

What are the terms of Scott Sauer’s 8,886 RSUs in PMT?

Scott Sauer received 8,886 restricted stock units from PennyMac Mortgage Investment Trust. These RSUs will vest on the first anniversary of the grant date and are to be settled in an equal number of common shares of beneficial interest upon vesting, according to the filing footnote.

Is Scott Sauer’s Form 3 transaction a buy or sell of PMT stock?

The Form 3 does not report an open-market buy or sell. Instead, it records Scott Sauer’s initial beneficial ownership position, consisting of 8,886 restricted stock units that will vest into 8,886 common shares of beneficial interest after one year, as described in the footnote.

What role does Scott Sauer hold at PennyMac Mortgage Investment Trust (PMT)?

Scott Sauer is identified as a director of PennyMac Mortgage Investment Trust. His Form 3 filing records his initial beneficial ownership through a grant of 8,886 restricted stock units, which will vest after one year and convert into an equal number of common shares of beneficial interest.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/17/2026 - 07:11 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Scott Sauer

(Last) (First) (Middle)

C/O PENNYMAC MORTGAGE INVESTMENT TRUST

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CALIFORNIA 91361

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/15/2026

3. Issuer Name and Ticker or Trading Symbol
PennyMac Mortgage Investment Trust [ PMT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares of Beneficial Interest	8,886(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Reporting Person was granted 8,886 restricted stock units. The restricted stock units, which will vest on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting.

	/s/ Derek W. Stark, attorney-in-fact for Mr. Sauer	06/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)