Welcome to our dedicated page for PNC Financial Services Group SEC filings (Ticker: PNC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PNC Financial Services Group, Inc. (NYSE: PNC) files a broad range of documents with the U.S. Securities and Exchange Commission that detail its financial condition, capital structure, strategic transactions and governance matters. As a large diversified financial services institution incorporated in Pennsylvania, PNC uses SEC filings to report material events, securities offerings, mergers and acquisitions, and periodic financial results.
Among the most informative filings for PNC are its current reports on Form 8-K. Recent 8-Ks describe, for example, the completion of the acquisition of FirstBank Holding Company and its banking subsidiary, the receipt of required regulatory approvals for that transaction, and the establishment of a new series of preferred stock, the 7.250% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series X, issued in connection with the merger. Other 8-Ks discuss senior note offerings, including fixed rate/floating rate senior notes, and provide earnings releases, supplementary financial information and investor presentation materials.
Investors reviewing PNC’s SEC filings can also track information about its common stock and preferred stock listed on the New York Stock Exchange, dividend declarations on various preferred series, and details of indentures and underwriting agreements related to its debt securities. These documents help explain how PNC structures its capital, manages funding and communicates significant corporate events.
On this SEC filings page, users can access PNC’s 8-Ks and, through links to EDGAR, its annual reports on Form 10-K, quarterly reports on Form 10-Q, registration statements and other disclosures. AI-powered summaries can help interpret lengthy filings by highlighting key terms, such as changes to preferred stock rights, terms of senior note issuances, or milestones in merger agreements. Users interested in topics like PNC’s merger activity, debt offerings, preferred stock designations or earnings communications can use these filings, along with AI-generated insights, to better understand the company’s regulatory and financial reporting history.
PNC and FirstBank Holding Company (FBHC) entered a merger agreement providing a two-step merger in which FBHC shareholders will receive a mix of cash and PNC stock based on a calculated exchange ratio or a fixed cash formula. Financial advisers produced valuation ranges: selected-comparable implied aggregate values of approximately $3,023M to $3,302M (per-share $784–$857) and precedent-transaction analyses implying aggregate values up to $4,502M (per-share $1,168). PNC reported consolidated assets of approximately $559.1B, deposits of $426.7B and shareholders’ equity of $57.6B as of June 30, 2025. The merger requires customary regulatory approvals (Federal Reserve, OCC, Colorado Division of Banking) and approval by two-thirds of FBHC Class B voting power; certain shareholders holding 45.7% of FBHC Class B shares have voting agreements committing their votes in favor. Additional material terms include appraisal rights under Colorado law, conversion treatment for FBHC Series B preferred stock into a new PNC preferred series, a $100.0M termination fee in specified circumstances, and employee-related transition provisions including a one-time $5,000 bonus for certain employees.
Daniel Hesse, a director of PNC Financial Services Group (PNC), reported transactions on Form 4 showing an acquisition of 73 phantom stock units on 10/01/2025 at a reported price of $198.44 per underlying share equivalent. After that transaction the filing lists 4,653 phantom stock units beneficially owned in connection with the PNC Deferred Compensation Plan. The filing also discloses 2,081 phantom stock units under the Outside Directors Deferred Stock Unit Plan and 11,536 deferred stock units granted under the Directors Deferred Stock Unit Program, including dividend-equivalent additions described in the explanations.
Bryan S. Salesky, a director of PNC Financial Services Group, Inc. (PNC), reported transactions on 10/01/2025 under Form 4. He acquired 132 phantom stock units, which are cash-settled equivalents to common shares, and the filing shows a per-share reference price of $198.44. The report also records 4,781 deferred stock units (DSUs) under PNC's Directors Deferred Stock Unit Program, which convert to one share at retirement or sometimes cash. The filing indicates 1,889 indirectly held phantom units (dividend-equivalent increases) and notes dividend-equivalent additions to both phantom units and DSUs that occurred after his last Form 4 filing. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Salesky.
Marjorie Rodgers Cheshire, a director of PNC Financial Services Group (PNC), filed a Form 4 reporting changes in her beneficial ownership dated 10/01/2025. The filing shows an acquisition of 67 phantom stock units under PNC’s deferred compensation structure at an indicated price reference of $198.44 per share equivalent. The report lists total phantom stock units beneficially owned following the transaction as 5,918 (held indirectly through a Deferred Compensation Plan) and 4,151 held indirectly through the Outside Directors Deferred Stock Unit Plan. The filing also records a disposition of 11,536 Deferred Stock Units under the Directors Deferred Stock Unit Program. Explanatory notes state phantom units are cash-settled equivalents to common stock and that some units reflect dividend equivalents received in transactions exempt from reporting.
Andrew T. Feldstein, a Director of PNC Financial Services Group (PNC), reported transactions on 10/01/2025. The filing shows an acquisition of 195 phantom stock units (each the economic equivalent of one share) under PNC plans; those phantom units are settled in cash upon distribution. The filing lists a per-share reference of $198.44 alongside the 195 units and reports 19,963 shares (or share equivalents) beneficially owned following the reported transactions on an indirect basis through a deferred compensation arrangement. The report also shows 6,312 phantom stock units attributable to the Outside Directors Deferred Stock Unit Plan and a 11,536 deferred stock unit (DSU) disposition entry; DSUs represent the right to receive one share at retirement or, in limited cases, cash. All units include dividend-equivalent increases that occurred after the reporting person’s prior Form 4 filing. The Form 4 was signed by an attorney-in-fact on 10/03/2025.
PNC Financial Services (PNC) director Richard J. Harshman reported routine equity-related updates. On 10/01/2025, he acquired 33 phantom stock units, economically equivalent to PNC common shares and settled in cash, at a recorded derivative price of $198.44. Following this, he held 2,083 phantom units indirectly through the Deferred Compensation Plan.
He also holds 8,710 deferred stock units (DSUs) directly under the Directors Deferred Stock Unit Program, each representing the right to receive one PNC share at retirement or, in limited cases, cash equal to the share’s fair market value. Both phantom units and DSUs reflect dividend-equivalent accruals under their respective programs.
Debra A. Cafaro, a director of The PNC Financial Services Group, Inc. (PNC), reported transactions dated 10/01/2025. She acquired 132 phantom stock units under PNC's compensation arrangements at an attributable price of $198.44 per share equivalent; phantom units are settled in cash and are the economic equivalent of PNC common stock. The filing shows 8,867 phantom stock units beneficially owned following the transaction (including dividend-equivalent units) and 9,981 deferred stock units (DSUs) held directly under the Directors Deferred Stock Unit Program, each representing a right to receive one share at retirement or, in limited cases, cash. The Form is signed by an attorney-in-fact on behalf of Ms. Cafaro on 10/03/2025.
Amy Wierenga, identified as Executive Vice President and an officer of PNC Financial Services Group (PNC), filed an initial Form 3 reporting beneficial ownership of 24,847 shares of $5 par common stock in the form of restricted share units. The filing lists a detailed vesting schedule: 1,586 shares vesting on February 14 of 2026, 2027 and 2028; 13,524 shares on April 18, 2027; 1,641 shares on April 17 of 2028 and 2029; and 3,283 shares on April 17, 2030. The form was signed by Laura Gleason as attorney-in-fact for Ms. Wierenga on 09/16/2025, reporting the event date of 09/08/2025.
Alexander E. Overstrom, Executive Vice President of PNC Financial Services Group (PNC), reported a sale of 1,000 shares of PNC common stock on 09/11/2025 at a price of $203.33 per share. After the sale, Mr. Overstrom beneficially owned 16,635 shares. The Form 4 was signed by attorney-in-fact Laura Gleason on 09/12/2025. The filing discloses a routine officer sale; no derivative transactions or additional details were reported.
Stacy M. Juchno, Executive Vice President at PNC Financial Services Group (PNC), reported a sale of 995 shares of PNC common stock on 09/11/2025 under transaction code G (a sale under a prearranged plan). The filing shows a reported price of $0 for that transaction as stated in the form. After the reported transaction, the reporting person beneficially owned 19,667 shares directly. The filing also discloses indirect holdings attributable to the PNC Incentive Savings Plan (the ISP), a defined contribution 401(k) plan, which holds units in a fund primarily invested in PNC common stock; those indirect holdings are noted in the form.