PNI Form 3: Director Mark D. Michel Reports No Beneficial Ownership

Form 3 filing by Mark D. Michel for PNI reports that Mark D. Michel, identified as a director of PIMCO New York Municipal Income Fund II (PNI), filed an initial Section 16 beneficial ownership statement for the event dated 09/18/2025.

Rhea-AI Filing Summary

Form 3 filing by Mark D. Michel for PNI reports that Mark D. Michel, identified as a director of PIMCO New York Municipal Income Fund II (PNI), filed an initial Section 16 beneficial ownership statement for the event dated 09/18/2025. The filing states no securities are beneficially owned by the reporting person and includes a Power of Attorney (Exhibit 24). The form was signed by an attorney-in-fact on 09/25/2025.

Positive

• None.

Negative

• Reporting director states no beneficial ownership of PNI securities as of the filing, which may be relevant to investor assessment of insider alignment

Insights

Corporate Governance Expert

TL;DR: Director filed initial Form 3 and reports no beneficial ownership, which is notable for alignment and disclosure transparency.

The filing documents that Mark D. Michel is a director of PIMCO New York Municipal Income Fund II (PNI) and that he currently does not beneficially own any securities of the issuer. As an initial Section 16 filing, it fulfills reporting obligations under the Exchange Act. The inclusion of Exhibit 24 (Power of Attorney) and an attorney-in-fact signature indicates procedural compliance. For governance assessment, absence of ownership should be noted but cannot be interpreted further from this filing alone because it does not disclose reasons for non-ownership, timing of any future grants, or related-party arrangements.

Securities Compliance Analyst

TL;DR: Filing appears procedurally complete and timely; it documents zero beneficial ownership as required by Form 3.

The submission contains required elements: reporting person name and address, event date (09/18/2025), issuer name and ticker (PNI), relationship check (Director), and a signature executed by an attorney-in-fact on 09/25/2025. The statement "No securities are beneficially owned" is explicitly recorded, and Exhibit 24 is attached, which supports the signature authority. From a compliance perspective, this satisfies initial disclosure rules but does not provide investor-impacting transactions or holdings.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for PNI by Mark D. Michel report?

The Form 3 reports that Mark D. Michel is a director of PIMCO New York Municipal Income Fund II (PNI) and that he does not beneficially own any securities of the issuer as of the event date 09/18/2025.

When was the Form 3 event date and signature date for the PNI filing?

The event requiring the statement is dated 09/18/2025, and the Form 3 was signed by an attorney-in-fact on 09/25/2025.

Does the filing include exhibits or supporting documents?

Yes, the filing references Exhibit 24, a Power of Attorney, which supports the attorney-in-fact signature on the form.

Is there any disclosure of derivative securities or transactions in this Form 3?

No. The filing explicitly states no securities are beneficially owned and contains no entries for non-derivative or derivative securities.

What is the reporting person's relationship to PNI?

The reporting person, Mark D. Michel, is indicated as a Director of PIMCO New York Municipal Income Fund II (PNI).

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 09/25/2025 - 08:29 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Michel Mark D.

(Last) (First) (Middle)

C/O PIMCO

650 NEWPORT CENTER DRIVE

(Street)

NEWPORT BEACH CA 92660

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/18/2025

3. Issuer Name and Ticker or Trading Symbol
PIMCO NEW YORK MUNICIPAL INCOME FUND II [ PNI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney No Securities are beneficially owned.

No securities are beneficially owned.

	/s/ Ryan Leshaw, Attorney-in-Fact for Mark D. Michel	09/25/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.