Assistant treasurer files Form 3 at PIMCO NY Muni Income II (PNI)
Rhea-AI Filing Summary
PIMCO New York Municipal Income Fund II has a new Form 3 on file for assistant treasurer Paul Vitale. This initial insider report does not list any transactions or derivative positions in the provided data, indicating a purely administrative ownership reporting step.
Positive
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Negative
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Key Terms
Form 3, assistant treasurer, ten percent owner
3 terms
Form 3 regulatory
"INSIDER FILING DATA (Form 3):"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
assistant treasurer financial
""officer_title": "ASSISTANT TREASURER""
ten percent owner financial
""is_ten_percent_owner": 0"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does Paul Vitale's Form 3 for PNI report?
The Form 3 for Paul Vitale at PIMCO New York Municipal Income Fund II reports his status as an assistant treasurer but shows no reported transactions or derivative positions. It functions as an initial insider ownership registration with the SEC for this fund.
Does the PNI Form 3 show any insider buying or selling?
No insider buying or selling is shown. The transaction summary lists zero buys, zero sells, zero exercises, and no gifts or tax-withholding dispositions. This indicates there were no reportable transactions included in this initial Form 3 filing.
Who is the reporting person on this PNI Form 3 filing?
The reporting person is Paul Vitale, identified as an officer of PIMCO New York Municipal Income Fund II with the title assistant treasurer. He is not reported as a director or a ten percent owner in this insider ownership report.
Are there any derivative securities disclosed in this PNI Form 3?
No derivative securities are disclosed. The derivative summary is empty and the transaction summary shows zero derivative transactions, meaning no options, warrants, or similar derivative positions are reported in this particular Form 3 filing for Paul Vitale.
Is Paul Vitale a ten percent owner of PIMCO New York Municipal Income Fund II?
He is not listed as a ten percent owner. The reporting-person data flags him as an officer, specifically assistant treasurer, with the ten percent owner indicator set to zero, emphasizing an officer role rather than a major equity ownership position.