PIMCO New York Municipal Income Fund II (PNI) officer Willard Morgan files initial Form 3

Q: What does the Willard Morgan Form 3 filing for PIMCO New York Municipal Income Fund II (PNI) show?

The Form 3 for Willard Morgan at PIMCO New York Municipal Income Income Fund II is an initial beneficial ownership report. It shows no insider purchases, sales, option exercises, or other transactions in PNI shares at the time of filing.

Q: Did Willard Morgan buy or sell any PIMCO New York Municipal Income Fund II (PNI) shares in this Form 3?

No. The Form 3 for Willard Morgan reports zero purchases, zero sales, and no other transactions in PIMCO New York Municipal Income Fund II shares. It only establishes his status as a reporting officer of the fund.

Q: What is Willard Morgan’s role at PIMCO New York Municipal Income Fund II (PNI)?

In this filing, Willard Morgan is identified as an officer of PIMCO New York Municipal Income Fund II with the title Assistant Secretary . Form 3 establishes his obligation to report future insider holdings and transactions.

Q: Does this PNI Form 3 include any derivative securities or options for Willard Morgan?

No. The derivative section in this Form 3 for Willard Morgan is empty. The filing shows no options, warrants, or other derivative securities related to PIMCO New York Municipal Income Fund II at the time of reporting.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

PIMCO New York Municipal Income Fund II filed a Form 3 for assistant secretary Willard Morgan. This is an initial statement of beneficial ownership and does not report any stock purchases, sales, option exercises, or other insider transactions.

Key Terms

Form 3, beneficial ownership, assistant secretary

3 terms

Form 3 regulatory

"filed a Form 3 for assistant secretary Willard Morgan"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"This is an initial statement of beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

assistant secretary financial

"assistant secretary Willard Morgan"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Understanding Insider Trading Forms →

Available on EDGAR 07/08/2026 - 08:54 PM Accepted by SEC EDGAR 07/08/2026 - 08:53 PM

FAQ

What does the Willard Morgan Form 3 filing for PIMCO New York Municipal Income Fund II (PNI) show?

The Form 3 for Willard Morgan at PIMCO New York Municipal Income Income Fund II is an initial beneficial ownership report. It shows no insider purchases, sales, option exercises, or other transactions in PNI shares at the time of filing.

Did Willard Morgan buy or sell any PIMCO New York Municipal Income Fund II (PNI) shares in this Form 3?

No. The Form 3 for Willard Morgan reports zero purchases, zero sales, and no other transactions in PIMCO New York Municipal Income Fund II shares. It only establishes his status as a reporting officer of the fund.

What is Willard Morgan’s role at PIMCO New York Municipal Income Fund II (PNI)?

In this filing, Willard Morgan is identified as an officer of PIMCO New York Municipal Income Fund II with the title Assistant Secretary. Form 3 establishes his obligation to report future insider holdings and transactions.

Why is a Form 3 filed for PIMCO New York Municipal Income Fund II (PNI)?

Form 3 is filed when someone becomes an insider required to report holdings. For PIMCO New York Municipal Income Fund II, it records Willard Morgan as an assistant secretary and sets the baseline for any future reportable transactions.

Does this PNI Form 3 include any derivative securities or options for Willard Morgan?

No. The derivative section in this Form 3 for Willard Morgan is empty. The filing shows no options, warrants, or other derivative securities related to PIMCO New York Municipal Income Fund II at the time of reporting.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Willard Morgan

(Last)

(First)

(Middle)

C/O PIMCO

650 NEWPORT CENTER DRIVE

(Street)

NEWPORT BEACH

CALIFORNIA

92660

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026

3. Issuer Name and Ticker or Trading Symbol
PIMCO NEW YORK MUNICIPAL INCOME FUND II [ PNI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	ASSISTANT SECRETARY

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Ryan Leshaw, Attorney-in-Fact for Morgan Willard	07/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR