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PIMCO New York Municipal Income Fund II (PNI) director files Form 3 with no securities owned

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

PIMCO New York Municipal Income Fund II director Sonya Morris filed an initial ownership report stating that she does not beneficially own any securities of the fund. The Form 3 confirms her status as a director and clarifies that there are no non-derivative or derivative securities reported as directly or indirectly owned.

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FAQ

What does the latest Form 3 for PIMCO New York Municipal Income Fund II (PNI) show?

The Form 3 reports that director Sonya Morris currently has no beneficial ownership of PIMCO New York Municipal Income Fund II securities, either non-derivative or derivative.

Who is the reporting person on this PNI Form 3 filing?

The reporting person is Sonya Morris, who is identified as a director of PIMCO New York Municipal Income Fund II and not a 10% owner or officer.

Are any PIMCO New York Municipal Income Fund II (PNI) shares reported as owned in this Form 3?

No. The filing explicitly states that no securities are beneficially owned, and both non-derivative and derivative tables contain no reported holdings.

Does the Form 3 indicate any derivative securities for PNI held by the director?

No. The section for derivative securities shows no entries, consistent with the statement that no securities are beneficially owned.

What is the relationship of the reporting person to PIMCO New York Municipal Income Fund II (PNI)?

Sonya Morris is reported as a director of the fund and is not listed as an officer or 10% owner in this filing.

Is there any indication of a group or joint filing in this PNI Form 3?

No. The Form 3 is indicated as being filed by one reporting person, not by more than one reporting person.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Morris Sonya

(Last) (First) (Middle)
C/O PIMCO
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/31/2025
3. Issuer Name and Ticker or Trading Symbol
PIMCO NEW YORK MUNICIPAL INCOME FUND II [ PNI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney No Securities are beneficially owned.
No securities are beneficially owned.
/s/ Ryan Leshaw, Attorney-in-Fact for Sonya Morris 01/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.