[8-K] Pennant Investment Corp Reports Material Event

Rhea-AI Filing Summary

PennantPark Investment Corporation furnished a Form 8-K reporting that it issued a press release announcing its financial results for the third quarter ended June 30, 2025, and furnished that press release as Exhibit 99.1 to the report. The filing explains the furnished information is not being "filed" for purposes of Section 18 of the Exchange Act and therefore is not subject to the liabilities of a filed disclosure. The report also includes standard forward-looking statements language, noting that such statements are subject to risks and uncertainties and that the company undertakes no duty to update them. The 8-K does not include financial statements or pro forma information within the filing itself.

Positive

• Press release furnished as Exhibit 99.1, making the companys quarterly results publicly available via SEC filings
• Clear disclosure that the information is furnished (not filed), which follows common SEC practice and limits certain liabilities

Negative

• No financial statements or tables included in the 8-K text, so the filing itself does not present the underlying numbers
• Forward-looking statements are included and the filing notes that safe-harbor protections do not apply to forward-looking statements in periodic reports, which may limit investor protections

Insights

Financial Analyst

TL;DR: Routine 8-K furnishing a quarterly results press release; no financials included in the filing itself.

The filing is procedural: PennantPark furnished a press release reporting third-quarter results but did not include the underlying financial statements or tables within the 8-K text. For analysts, the material action is the availability of Exhibit 99.1 rather than any change to financial disclosures within the filing. The company clearly states the furnished information is not "filed" under Section 18, which limits reliance on this form for liability purposes. Investors should review Exhibit 99.1 for the substantive results.

Corporate Governance Expert

TL;DR: Governance-compliant disclosure; routine furnishing with forward-looking disclaimers, limited incremental governance implications.

The 8-K follows standard disclosure practice by furnishing a press release and including forward-looking statements language and disclaimers regarding updates and liability. Because the filing expressly furnishes rather than files the release, it preserves the companys disclosure obligations while constraining Section 18 liability. There are no governance actions, officer changes, or material transactions disclosed in this document, so it represents a routine compliance communication rather than a governance event.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_________________

FORM 8-K

_________________

CURRENT REPORT

Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  August 11, 2025

_______________________________

PennantPark Investment Corporation

(Exact name of registrant as specified in its charter)

_______________________________

Maryland	814-00736	20-8250744
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(I.R.S. Employer Identification No.)

1691 Michigan Avenue

Miami Beach, Florida 33139

(Address of Principal Executive Offices) (Zip Code)

(786) 297-9500

(Registrant's telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

_______________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.001 per share	PNNT	The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02. Results of Operations and Financial Condition.

On August 11, 2025, PennantPark Investment Corporation (the "Company") issued a press release announcing its financial results for the third quarter ended June 30, 2025. A copy of the press release is furnished as Exhibit 99.1 to this report pursuant to Item 2.02 on Form 8-K and Regulation FD.

The information in this report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Act, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Forward-Looking Statements

This report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. You should understand that under Section 27A(b)(2)(B) of the Securities Act and Section 21E(b)(2)(B) of the Exchange Act, the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995 do not apply to forward-looking statements made in periodic reports PennantPark Investment Corporation files under the Exchange Act. All statements other than statements of historical facts included in this report on Form 8-K, including Exhibit 99.1 furnished herewith, are forward-looking statements and are not guarantees of future performance or results, and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Investment Corporation undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.

PennantPark Investment Corporation may use words such as “anticipates,” “believes,” “expects,” “intends,” “seeks,” “plans,” “estimates” and similar expressions to identify forward-looking statements. Such statements are based on currently available operating, financial and competitive information and are subject to various risks and uncertainties that could cause actual results to differ materially from its historical experience and present expectations.

Item 9.01. Financial Statements and Exhibits.

(a) Financial statements:

None

(b) Pro forma financial information:

None

(c) Shell company transactions:

None

(d) Exhibits

99.1		Press Release of PennantPark Investment Corporation dated August 11, 2025
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	PennantPark Investment Corporation
Date: August 11, 2025	By:	/s/ Richard T. Allorto, Jr.
		Richard T. Allorto, Jr.
		Chief Financial Officer & Treasurer

FAQ

What did PennantPark (PNNT) disclose in this Form 8-K?

The company furnished a press releaseJune 30, 2025, with the press release included as Exhibit 99.1.

Does this 8-K include the companys financial statements?

No. The filing states no financial statements or pro forma information are included in the 8-K itself.

Is the press release considered "filed" with the SEC?

No. The document expressly states the press release and information are furnished, not filed, and thus are not subject to Section 18 liabilities.

Does the 8-K contain forward-looking statements?

Yes. The filing includes standard forward-looking statements language and notes those statements involve risks and uncertainties and that the company undertakes no duty to update them.

Where can I read the full press release disclosed by PNNT?

The full text is provided as Exhibit 99.1 to the Form 8-K; reviewers should consult that exhibit for the substantive results.