Pennant Group (PNTG) CEO receives new stock option and share grants

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

4/A

Rhea-AI Filing Summary

Pennant Group, Inc. Chief Executive Officer Brent Guerisoli reported two compensation-related equity awards and an amendment correcting previously reported ownership. He received a grant of 45,000 stock options with an exercise price of $33.30 per share, exercisable into 45,000 shares of common stock and expiring on March 5, 2036. These options vest in five equal annual installments beginning March 5, 2027. He was also awarded 11,260 shares of common stock that vest immediately on March 3, 2026, bringing his directly held common shares to 93,238 after the grant.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Guerisoli Brent

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (right to buy)	45,000	$33.30	$1.50M
Grant/Award	Common Stock	11,260	$0.00	--

Holdings After Transaction: Stock Option (right to buy) — 45,000 shares (Direct); Common Stock — 93,238 shares (Direct)

Footnotes (1)

These shares vest immediately on March 3, 2026. This amendment is being filed to correct the amount of securities beneficially owned as of the transaction date reported above. These shares vest in five equal annual installments beginning March 5, 2027.

Key Figures

Stock options granted: 45,000 options at $33.30/share Underlying shares for options: 45,000 shares Option expiration: March 5, 2036 +3 more

6 metrics

Stock options granted 45,000 options at $33.30/share Grant date March 5, 2026; right to buy common stock

Underlying shares for options 45,000 shares Common Stock underlying new stock option grant

Option expiration March 5, 2036 Expiration date of CEO’s stock option grant

Option vesting schedule 5 equal annual installments Vesting begins March 5, 2027 for 45,000 options

Restricted shares granted 11,260 shares Common Stock award with immediate vesting on March 3, 2026

Shares held after grant 93,238 shares Total directly held common stock after March 3, 2026 grant

Key Terms

Stock Option (right to buy), beneficially owned, vest immediately, annual installments, +1 more

5 terms

Stock Option (right to buy) financial

"security_title: "Stock Option (right to buy)""

beneficially owned financial

"correct the amount of securities beneficially owned as of the transaction date"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

vest immediately financial

"These shares vest immediately on March 3, 2026."

annual installments financial

"These shares vest in five equal annual installments beginning March 5, 2027."

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

Form 4 Insider Transactions: What Each Field Means →

04/17/2026 - 07:02 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Guerisoli Brent

(Last)

(First)

(Middle)

1675 E RIVERSIDE DR

SUITE 150

(Street)

EAGLE

IDAHO

83616

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Pennant Group, Inc. [ PNTG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
03/12/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/03/2026		A		11,260⁽¹⁾⁽²⁾	A	$0	93,238	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Option (right to buy)	$33.3	03/05/2026		A		45,000⁽³⁾		03/05/2027	03/05/2036	Common Stock	45,000	$33.3	45,000	D

Explanation of Responses:

1. These shares vest immediately on March 3, 2026.

2. This amendment is being filed to correct the amount of securities beneficially owned as of the transaction date reported above.

3. These shares vest in five equal annual installments beginning March 5, 2027.

Remarks:

The Form 4 is being filed late due to inadvertent administrative error.

	/s/ Kirk Cheney, as attorney in fact	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider equity awards did Pennant Group (PNTG) CEO Brent Guerisoli receive?

Brent Guerisoli received 45,000 stock options at $33.30 per share and 11,260 restricted common shares. The options convert into 45,000 common shares and expire on March 5, 2036, while the stock award increases his directly held common shares to 93,238.

How do the new stock options for Pennant Group (PNTG) CEO vest?

The 45,000 stock options granted to the CEO vest in five equal annual installments beginning March 5, 2027. This means 9,000 options become exercisable each year over five years, aligning his long-term incentives with company performance during that period.

When do the newly granted Pennant Group (PNTG) common shares to the CEO vest?

The 11,260 granted common shares vest immediately on March 3, 2026. Until that vesting date, they function as restricted stock, typically subject to continued service or other conditions before becoming fully owned and freely transferable by the executive.

What is the significance of the Form 4/A amendment for Pennant Group (PNTG)?

The Form 4/A is an amendment meant to correct the amount of securities beneficially owned as of the reported transaction date. It updates prior disclosure so investors see a more accurate picture of the CEO’s equity holdings following these compensation-related grants.

How many Pennant Group (PNTG) shares does the CEO hold after the latest grant?

After receiving 11,260 common shares, Brent Guerisoli directly holds 93,238 shares of Pennant Group common stock. This figure reflects his updated ownership following the share grant reported in the filing, excluding any additional indirect holdings not shown here.

What is the exercise price and expiration for the Pennant Group (PNTG) CEO’s new options?

The CEO’s new stock options have an exercise price of $33.30 per share and expire on March 5, 2036. He can only exercise vested options before that expiration date, converting them into common shares at the fixed exercise price.