STOCK TITAN

Pennant Group, Inc. (PNTG) awards 1,900-share stock grant to director

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SMITH BARRY M reported acquisition or exercise transactions in this Form 4 filing.

Pennant Group, Inc. director Barry M. Smith received a grant of 1,900 shares of Common Stock on July 15, 2026 at a reported price of $0.0000 per share. These shares vest in three annual installments beginning July 15, 2027. Following this award, he directly holds 102,499 shares of Pennant Group stock.

Positive

  • None.

Negative

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Insider SMITH BARRY M
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 1,900 $0.00 --
Holdings After Transaction: Common Stock — 102,499 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares granted 1,900 shares Common Stock grant to director Barry M. Smith on July 15, 2026
Price per share $0.0000 Reported acquisition price for the 1,900-share stock award
Shares held after transaction 102,499 shares Direct holdings of Barry M. Smith after the July 15, 2026 award
Vesting schedule Three annual installments Shares vest in three annual installments beginning July 15, 2027
Grant, award, or other acquisition financial
"Transaction code A is described as "Grant, award, or other acquisition""
non-derivative financial
"The Common Stock transaction is classified as a non-derivative security"
direct or indirect financial
"Ownership type is reported under the direct or indirect code "D" for direct"

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FAQ

What insider transaction did Pennant Group (PNTG) report for Barry M. Smith?

Pennant Group (PNTG) reported that director Barry M. Smith received a grant of 1,900 shares of Common Stock on July 15, 2026. The award was reported at $0.0000 per share and increased his direct holdings to 102,499 shares.

How many PNTG shares were granted to director Barry M. Smith and at what price?

Director Barry M. Smith was granted 1,900 shares of Pennant Group (PNTG) Common Stock at a reported price of $0.0000 per share. This reflects a stock award rather than an open-market purchase, as indicated by the Form 4 transaction coding.

What is the vesting schedule for Barry M. Smith’s PNTG stock award?

The 1,900-share award to Barry M. Smith in Pennant Group (PNTG) vests in three annual installments beginning July 15, 2027. This means portions of the grant will become fully owned over three years, encouraging longer-term alignment with shareholder interests.

How many Pennant Group (PNTG) shares does Barry M. Smith hold after this grant?

After the July 15, 2026 grant, Barry M. Smith directly holds 102,499 shares of Pennant Group (PNTG) Common Stock. This total includes the 1,900-share stock award reported in the Form 4, subject to its stated vesting schedule.

Was Barry M. Smith’s Pennant Group (PNTG) stock grant under a Rule 10b5-1 plan?

The filing indicates the transaction was not made under a Rule 10b5-1 trading plan, as the corresponding checkbox was left unchecked. No footnotes describe a pre-arranged trading arrangement for this 1,900-share stock award to the Pennant Group (PNTG) director.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SMITH BARRY M

(Last)(First)(Middle)
1675 E RIVERSIDE DR, SUITE 150

(Street)
EAGLE IDAHO 83616

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Pennant Group, Inc. [ PNTG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/15/2026A1,900(1)A$0102,499D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares vest in three annual installments beginning July 15, 2027.
Remarks:
/s/ Kirk Cheney, as attorney in fact07/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)