Pennant Group director granted 1,900 stock shares

Q: What insider transaction did Pennant Group (PNTG) disclose for Barry M. Smith?

The filing shows that director Barry M. Smith acquired 1,900 shares of Pennant Group, Inc. common stock on January 15, 2026 in a transaction coded "A" for acquisition.

Q: At what price were the 1,900 Pennant Group (PNTG) shares acquired by the director?

The 1,900 Common Stock shares acquired by Barry M. Smith were reported at a price of $0 per share, consistent with a stock award rather than an open-market purchase.

Q: How do the newly awarded shares to the Pennant Group (PNTG) director vest?

The footnote states that these 1,900 shares vest in three annual installments, beginning on January 15, 2027, resulting in full vesting over three years.

Q: How many Pennant Group (PNTG) shares does Barry M. Smith own after this transaction?

After the reported transaction, Barry M. Smith beneficially owns 98,699 shares of Pennant Group, Inc. common stock, all reported as directly owned.

Q: What is Barry M. Smith’s relationship to Pennant Group (PNTG)?

The filing identifies Barry M. Smith as a director of Pennant Group, Inc., with the director box checked and the 10% owner and officer boxes not checked.

The Pennant Group director reports a new stock award.

Filing Impact

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Filing Sentiment

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Rhea-AI Filing Summary

The Pennant Group director reports a new stock award. Director Barry M. Smith received 1,900 shares of Pennant Group, Inc. common stock on January 15, 2026 in a transaction coded "A," which indicates an acquisition, at a stated price of $0 per share. According to the filing, these shares vest in three equal annual installments starting on January 15, 2027, meaning the award is structured to vest over three years. After this grant, Smith beneficially owns 98,699 shares of Pennant Group common stock in direct ownership.

Insider Trade Summary

Grant/Award: 1,900 shares

Grant/Award 1 txn

Insider SMITH BARRY M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,900	$0.00	$0.00

Holdings After Transaction: Common Stock — 98,699 shares (Direct)

Footnotes (1)

F1. These shares vest in three annual installments beginning January 15, 2027.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Pennant Group (PNTG) disclose for Barry M. Smith?

The filing shows that director Barry M. Smith acquired 1,900 shares of Pennant Group, Inc. common stock on January 15, 2026 in a transaction coded "A" for acquisition.

At what price were the 1,900 Pennant Group (PNTG) shares acquired by the director?

The 1,900 Common Stock shares acquired by Barry M. Smith were reported at a price of $0 per share, consistent with a stock award rather than an open-market purchase.

How do the newly awarded shares to the Pennant Group (PNTG) director vest?

The footnote states that these 1,900 shares vest in three annual installments, beginning on January 15, 2027, resulting in full vesting over three years.

How many Pennant Group (PNTG) shares does Barry M. Smith own after this transaction?

After the reported transaction, Barry M. Smith beneficially owns 98,699 shares of Pennant Group, Inc. common stock, all reported as directly owned.

What is Barry M. Smith’s relationship to Pennant Group (PNTG)?

The filing identifies Barry M. Smith as a director of Pennant Group, Inc., with the director box checked and the 10% owner and officer boxes not checked.

Is the Pennant Group (PNTG) insider transaction reported as direct or indirect ownership?

The 1,900-share award and the resulting 98,699-share position are both reported as direct (D) ownership, with no nature of indirect ownership listed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 01/21/2026 - 01:44 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SMITH BARRY M

(Last)

(First)

(Middle)

1675 E RIVERSIDE DR, SUITE 150

(Street)

EAGLE

83616

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Pennant Group, Inc. [ PNTG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	01/15/2026		A		1,900⁽¹⁾	A	$0	98,699	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. These shares vest in three annual installments beginning January 15, 2027.

Remarks:

	/s/ Kirk Cheney, as attorney in fact	01/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR