PNTG director exercises options for 10,000 shares at $11.35

Rhea-AI Filing Summary

Pennant Group, Inc. (PNTG) disclosed a director’s option exercise. On 10/09/2025, the director exercised a stock option to acquire 10,000 shares of common stock at $11.35 per share (Transaction Code: M), increasing direct beneficial ownership to 94,899 shares following the transaction. The option was first exercisable on 07/17/2024, has an expiration date of 07/17/2033, and a 33% portion vested in 2025.

Insider Trade Summary

Net Buyer: 10,000 shares

Net Buy 2 txns

Insider SMITH BARRY M

Role Director

Type	Security	Shares	Price	Value
Exercise	Stock Option (right to buy)	10,000	$0.00	$0.00
Exercise	Common Stock	10,000	$11.35	$114K

Holdings After Transaction: Stock Option (right to buy) — 10,000 shares (Direct); Common Stock — 94,899 shares (Direct)

Footnotes (1)

1. F1. Represents the exercise of a stock option that a 33% portion vested in 2025, first became exercisable on July 17, 2024, and expires on July 17, 2033 (to the extent not previously exercised.)

FAQ

What did Pennant Group (PNTG) report in this Form 4?

A director exercised a stock option and acquired 10,000 shares at $11.35 on 10/09/2025.

How many PNTG shares does the reporting person own after the transaction?

The director beneficially owns 94,899 shares directly after the transaction.

What was the exercise price for the options in PNTG?

The exercise price was $11.35 per share.

What are the key terms of the exercised PNTG option?

The option was first exercisable on 07/17/2024, expires on 07/17/2033, and a 33% portion vested in 2025.

Was this a sale of PNTG shares?

No. This reflects an option exercise (Code M) resulting in the acquisition of 10,000 shares.

What is the insider’s role at PNTG?

The reporting person is a Director of Pennant Group, Inc.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 10/14/2025 - 06:55 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

SMITH BARRY M

(Last) (First) (Middle)

1675 E RIVERSIDE DR, SUITE 150

(Street)

EAGLE ID 83616

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Pennant Group, Inc. [ PNTG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/09/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/09/2025		M	V	10,000	A	$11.35	94,899	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$11.35	10/09/2025		M	V		10,000	07/17/2024	07/17/2033	Common Stock	10,000	(1)	10,000	D

Explanation of Responses:

1. Represents the exercise of a stock option that a 33% portion vested in 2025, first became exercisable on July 17, 2024, and expires on July 17, 2033 (to the extent not previously exercised.)

Remarks:

	/s/ Kirk Cheney, as attorney in fact	10/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.