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Pennant Group CEO exercises options and sells shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Pennant Group, Inc. reported that its Chief Executive Officer exercised stock options for 6,249 shares of Common Stock at $4.5400 per share on July 7, 2026, then sold 3,165 shares at $40.5100 per share in an open-market or private transaction under a Rule 10b5-1 trading plan. After these transactions, the executive directly held 100,740 Common Stock shares.

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Negative

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Insider Guerisoli Brent
Role Chief Executive Officer
Sold 3,165 shs ($128K)
Approx. gross sale proceeds $128K
Approx. exercise cost $28K
Type Security Shares Price Value
Exercise Stock Option (right to buy) 6,249 $4.54 $28K
Exercise Common Stock 6,249 $4.54 $28K
Sale Common Stock 3,165 $40.51 $128K
Holdings After Transaction: Stock Option (right to buy) — 6,248 contracts (Direct); Common Stock — 100,740 shares (Direct)
Options exercised 6249 shares Stock options exercised for Common Stock on July 7, 2026
Option exercise price $4.5400 per share Exercise price for Stock Option (right to buy)
Shares sold 3165 shares Common Stock sold following the option exercise
Sale price $40.5100 per share Reported price for Common Stock sale
Post-transaction holdings 100,740 shares Direct Common Stock holdings after reported transactions
Stock Option (right to buy) financial
"security_title Stock Option (right to buy) for derivative transaction"
derivative security financial
"transaction_code_description Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
open market or private transaction financial
"Sale in open market or private transaction"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transactions did Pennant Group (PNTG) report for its CEO on July 7, 2026?

The Chief Executive Officer exercised stock options for 6,249 Common Stock shares at $4.5400 per share and sold 3,165 shares at $40.5100 per share on July 7, 2026, as part of a multi-step transaction sequence.

How many stock options did the Pennant Group (PNTG) CEO exercise and at what price?

The CEO exercised options covering 6,249 shares of Common Stock at an exercise price of $4.5400 per share. These options were reported as a Stock Option (right to buy) and converted into an equal number of Common Stock shares.

How many Pennant Group (PNTG) shares does the CEO hold after the reported transactions?

After the reported option exercise and share sale, the Chief Executive Officer directly holds 100,740 shares of Pennant Group Common Stock. This post-transaction balance reflects the updated direct ownership position reported in the insider transaction data.

How many Pennant Group (PNTG) shares did the CEO sell and at what price?

The Chief Executive Officer sold 3,165 shares of Pennant Group Common Stock at a reported price of $40.5100 per share. The transaction is described as a sale in an open-market or private transaction, following the same-day option exercise.

Were the Pennant Group (PNTG) CEO’s transactions conducted under a Rule 10b5-1 trading plan?

Yes, the transactions were affirmed as made under a Rule 10b5-1 trading plan. The Rule 10b5-1 checkbox for the report is marked true, indicating the trades occurred pursuant to a pre-established trading arrangement.

What type of security did the Pennant Group (PNTG) CEO exercise, and when do those options expire?

The CEO exercised a Stock Option (right to buy) derivative security, converting it into 6,249 Common Stock shares. The option carried an exercise price of $4.5400 per share and has a stated expiration date of May 25, 2027.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Guerisoli Brent

(Last)(First)(Middle)
1675 E RIVERSIDE DR
SUITE 150

(Street)
EAGLE IDAHO 83616

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Pennant Group, Inc. [ PNTG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/07/2026M6,249A$4.54103,905D
Common Stock07/07/2026S3,165D$40.51100,740D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$4.5407/07/2026M6,24905/25/201805/25/2027Common Stock6,249$4.546,248D
Explanation of Responses:
Remarks:
/s/ Kirk Cheney, as attorney in fact07/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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