LiveOne exercises 1.1M PodcastOne warrant at $3

LiveOne, Inc., a ten percent owner of PodcastOne, Inc., reported acquiring 1,100,000 shares of PodcastOne common stock.

Rhea-AI Filing Summary

LiveOne, Inc., a ten percent owner of PodcastOne, Inc., reported acquiring 1,100,000 shares of PodcastOne common stock. The shares were acquired at a price of $3.00 per share and increased LiveOne’s direct holdings to 20,430,126 common shares following the transactions.

The acquisition occurred through the exercise of a warrant covering 1,100,000 underlying common shares with a $3.00 exercise price. After this exercise, the warrant position reported in this filing shows no remaining derivative shares, indicating the warrant was fully exercised and converted into common stock.

Insights

Equity ownership & insider-transactions analyst

LiveOne fully exercises a 1.1M-share warrant in PodcastOne and holds the stock.

The filing shows LiveOne, Inc. exercised a warrant for 1,100,000 PodcastOne common shares at an exercise price of $3.0000 per share. The resulting common stock is held directly, lifting LiveOne’s reported stake to 20,430,126 shares after the transactions.

This is an exercise-and-hold pattern: the derivative security was converted into stock, with no sale reported in this Form 4. With the derivativeSummary empty, the warrant position referenced here appears fully used, leaving no remaining derivative shares from this instrument.

Because this is a structural ownership change rather than a sale or open‑market purchase, it mainly informs how LiveOne’s exposure to PodcastOne (PODC) is now concentrated in common stock instead of warrants. Subsequent company filings may provide additional context on LiveOne’s overall ownership strategy.

Insider Trade Summary

1,100,000 shares exercised/converted

Exercise 2 txns

Insider LiveOne, Inc.

Role 10% Owner

Type	Security	Shares	Price	Value
Exercise	Warrant (Right to Buy)	1,100,000	$0.00	$0.00
Grant/Award	Common Stock, $0.00001 par value	1,100,000	$3.00	$3.30M

Holdings After Transaction: Warrant (Right to Buy) — 0 contracts (Direct); Common Stock, $0.00001 par value — 20,430,126 shares (Direct)

Key Figures

Shares acquired: 1,100,000 shares Exercise price: $3.0000 per share Shares held after transaction: 20,430,126 shares +3 more

6 metrics

Shares acquired 1,100,000 shares Common Stock acquired on 2026-05-11

Exercise price $3.0000 per share Warrant exercise price for underlying common stock

Shares held after transaction 20,430,126 shares Total PodcastOne common stock directly owned by LiveOne after transactions

Exercised warrant shares 1,100,000 shares Warrant (Right to Buy) underlying common stock exercised

Derivative transactions 1 transaction Derivative exercise or conversion in this Form 4

Acquire-type transactions 2 transactions Grant/award acquisition and derivative exercise classified as acquisitions

Key Terms

Warrant (Right to Buy), derivative security, ten percent owner, Common Stock, $0.00001 par value, +1 more

5 terms

Warrant (Right to Buy) financial

"security_title": "Warrant (Right to Buy)""

derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

ten percent owner regulatory

""is_ten_percent_owner": 1"

Common Stock, $0.00001 par value financial

"security_title": "Common Stock, $0.00001 par value""

grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did LiveOne, Inc. report in PodcastOne (PODC)?

LiveOne, Inc. reported acquiring 1,100,000 shares of PodcastOne common stock. The acquisition came through the exercise of a warrant and increased LiveOne’s directly held position to 20,430,126 shares following the reported transactions.

At what price did LiveOne, Inc. exercise its PodcastOne (PODC) warrant?

LiveOne, Inc. exercised its PodcastOne warrant at an exercise price of $3.00 per underlying common share. The warrant covered 1,100,000 shares, which were converted into common stock at this price in the transactions reported on the Form 4.

How many PodcastOne (PODC) shares does LiveOne, Inc. own after this Form 4?

After the reported transactions, LiveOne, Inc. holds 20,430,126 shares of PodcastOne common stock. This figure reflects the addition of 1,100,000 shares obtained by exercising a warrant and represents LiveOne’s direct ownership reported in the filing.

Did LiveOne, Inc. sell any PodcastOne (PODC) shares in this Form 4 filing?

The Form 4 does not report any sales of PodcastOne shares by LiveOne, Inc. It shows an acquisition of 1,100,000 common shares through a warrant exercise, with no open‑market sales or other dispositions included in the transaction summary.

What happened to the warrant LiveOne, Inc. held on PodcastOne (PODC) shares?

LiveOne, Inc. exercised a warrant covering 1,100,000 PodcastOne common shares at a $3.00 exercise price. After this exercise, the filing shows zero derivative shares remaining from that warrant, indicating the instrument referenced in the report was fully used.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/13/2026 - 09:29 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LiveOne, Inc.

(Last) (First) (Middle)

269 SOUTH BEVERLY DRIVE

SUITE 1450

(Street)

BEVERLY HILLS CALIFORNIA 90212

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PodcastOne, Inc. [ PODC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.00001 par value	05/11/2026		A		1,100,000	A	$3	20,430,126	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrant (Right to Buy)	$3	05/11/2026		M			1,100,000	07/15/2022	01/15/2028	Common Stock, $0.00001 par value	1,100,000	$0	0	D

Explanation of Responses:

	LiveOne, Inc. By: /s/ Robert Ellin, CEO	05/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)