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34,740 PodcastOne (PODC) RSUs convert into common stock for director

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PodcastOne, Inc. director Patrick D. Wachsberger exercised previously granted Restricted Stock Units, converting 34,740 RSUs into the same number of common shares on March 31, 2026. These RSUs were granted as director fees for service from October 1, 2024 to September 30, 2025.

Each vested RSU converted into one share of common stock. Following the settlement, Wachsberger directly holds 84,604 shares of PodcastOne common stock. The filing reflects compensation-related equity settlement rather than any open-market buying or selling.

Positive

  • None.

Negative

  • None.
Insider Wachsberger Patrick D
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units 34,740 $0.00 --
Exercise Common Stock, $0.00001 par value 34,740 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock, $0.00001 par value — 84,604 shares (Direct)
Footnotes (1)
  1. Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.
RSUs exercised 34,740 units Restricted Stock Units converted to common stock on March 31, 2026
Common shares received 34,740 shares One-for-one conversion of vested RSUs into common stock
Post-transaction holdings 84,604 shares Common stock directly held by Wachsberger after RSU settlement
Transaction price per share $0.0000 Exercise price for RSUs converting into common stock
Service period for RSUs October 1, 2024 to September 30, 2025 Board service period covered by RSU director fee grant
Exercise transactions 1 exercise, 34,740 shares transactionSummary exerciseCount and exerciseShares
Restricted Stock Units financial
"Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Exercise or conversion of derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
director fees financial
"previously granted to the Reporting Person as director fees for service on the Issuer's board"
derivative security financial
"transaction_action": "derivative exercise/conversion""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wachsberger Patrick D

(Last)(First)(Middle)
C/O PODCASTONE, INC.
345 NORTH MAPLE DRIVE, SUITE 295

(Street)
BEVERLY HILLS CALIFORNIA 90210

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PodcastOne, Inc. [ PODC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.00001 par value03/31/2026M34,740A(1)84,604D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)03/31/2026M34,740 (2) (2)Common Stock, $0.00001 par value34,740$00D
Explanation of Responses:
1. Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis.
2. Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.
/s/ Patrick Wachsberger04/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Patrick D. Wachsberger report for PODC?

Patrick D. Wachsberger exercised 34,740 Restricted Stock Units into common shares. The RSUs represented director compensation and were settled in PodcastOne common stock, reflecting equity-based fees for his board service rather than an open-market share purchase or sale.

How many PodcastOne (PODC) shares does Patrick D. Wachsberger hold after this Form 4?

After the RSU settlement, Wachsberger directly holds 84,604 PODC common shares. This total reflects the addition of 34,740 shares issued upon conversion of vested Restricted Stock Units granted as director fees for his board service period.

Were Patrick D. Wachsberger’s PODC transactions open-market buys or sells?

No, the transactions were not open-market buys or sells. The Form 4 shows an "M" code derivative exercise where 34,740 Restricted Stock Units vested and converted into common shares at $0.0000 per share as equity compensation.

What period of service did the reported RSUs for PodcastOne (PODC) cover?

The vested RSUs compensated service from October 1, 2024 to September 30, 2025. The Form 4 notes that these Restricted Stock Units were granted as director fees for Wachsberger’s board service during that specified one-year period.

What does the Form 4 reveal about remaining derivative positions for PODC?

The filing’s derivative summary shows no remaining derivative securities. The 34,740 Restricted Stock Units were exercised and settled into common stock, and no additional derivative holdings are listed in the derivativeSummary for Wachsberger after this transaction.

How were Patrick D. Wachsberger’s PODC RSUs converted into common stock?

Each Restricted Stock Unit converted into one share of common stock. Footnotes state the RSUs convert to PodcastOne common stock on a one-for-one basis, and each vested RSU was settled by delivering one share of common stock to Wachsberger.