Poet Technologies Inc SEC Filings

POET Technologies Inc. reported that two related reporting persons together beneficially own 11,211,522 common shares, representing 9.99% of the outstanding class on the event date. The disclosed position includes 4,172,744 directly held common shares plus 7,038,778 additional common shares underlying warrants that are exercisable within 60 days, and the calculation uses a reported share base of 105,188,673 common shares outstanding. Ownership is shown as shared voting and dispositive power, with no sole voting or dispositive power reported. One reporting person is a Cayman Islands segregated portfolio fund and the other is an Ontario-based investment adviser that manages the fund.

POET Technologies Inc. received a Schedule 13G filed on behalf of MMCAP International Inc. SPC (the "Fund") and its investment manager MM Asset Management Inc. showing combined beneficial ownership of 9,763,230 common shares, representing 9.99% of the class on an as-reported basis as of 09/30/2025. The total includes 3,585,240 currently held shares plus 6,177,990 additional shares underlying warrants exercisable within 60 days, and the share count used by the reporting parties was 91,552,039 outstanding common shares. Voting and dispositive authority are reported as shared only, and the filers state the stake was not acquired to change or influence control.

MMCAP International Inc. SPC acquired 17,045,104 common shares of POET Technologies Inc. in a private placement on 10/07/2025, representing 16.2% of the 105,188,673 shares outstanding reported to the reporting persons. The shares are directly owned by the Fund, and MM Asset Management Inc. is the Fund's investment manager and may be deemed to beneficially own the shares. The filing reports shared voting and dispositive power over the 17,045,104 shares and disclaims any ownership beyond the shares directly held. The filing states the acquisition was not made to change or influence control of the issuer.

POET Technologies, Inc. reported a proposed insider sale via Form 144 to sell 8,163 shares of its Class A Common stock, with an aggregate market value of $51,018. The sale is expected to occur on or about 10/03/2025 through UBS Financial Services Inc. on the NASDAQ. The filing discloses that the shares were acquired in two open-market purchases: 3,163 shares on 05/05/2022 and 5,000 shares on 05/25/2022, each paid in cash. The filer reported no securities sold in the past three months and included the standard representation that they are unaware of any undisclosed material adverse information about the issuer. No other financial results or corporate actions are included in this notice.

The registrant, POET TECHNOLOGIES INC., furnished a press release dated September 30, 2025 which is attached to the report as Exhibit 99.1 and is incorporated by reference into this Form 6-K. The filing is signed by Thomas Mika, Executive Vice President and Chief Financial Officer, certifying the report under the requirements of the Securities Exchange Act of 1934. No additional financial data, transactions, or operational details are included in the provided text.