Welcome to our dedicated page for POET TECHNOLOGIES SEC filings (Ticker: POET), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
POET Technologies Inc. filings document a foreign private issuer developing optical engines, light sources and optical modules based on the POET Optical Interposer platform. Its Form 6-K reports furnish press releases on product development, customer order matters, partnerships, operating and financial results, and management discussion and analysis filed in Canada.
POET's regulatory record also covers capital structure and financing activity, including common-share offerings, shelf registration statements on Form F-3 and Form F-10, equity plan registration on Form S-8, shareholder voting matters, governance disclosures and material-event reports tied to commercialization, manufacturing scale-up and optical networking markets.
POET Technologies Inc. has a significant shareholder group, MMCAP International Inc. SPC and MM Asset Management Inc., reporting beneficial ownership of 19,155,361 Common Shares of POET, all underlying warrants exercisable within 60 days as of June 30, 2026.
The Reporting Persons have shared voting and dispositive power over all 19,155,361 shares and no sole voting or dispositive power. This position represents 9.99% of POET’s Common Shares, based on 172,590,000 Common Shares outstanding as of June 26, 2026, plus the warrant shares. MM Asset Management Inc. is investment manager to the Fund, and each Reporting Person disclaims beneficial ownership beyond the shares directly owned by it.
POET Technologies Inc. has a new significant institutional holder group. G1 Execution Services, LLC, SIG Brokerage, LP, Susquehanna Fundamental Investments, LLC and Susquehanna Securities, LLC jointly report beneficial ownership of 9,808,403 Common Shares of POET Technologies Inc.
This stake represents 5.7 % of the Company’s Common Shares, based on 173,035,169 Shares outstanding as of June 30, 2026. Within the group, SIG Brokerage, LP’s reported holdings consist of options to buy Shares, and Susquehanna Securities, LLC’s total includes options to buy 9,122,200 Shares. Each reporting person states it has sole voting and dispositive power over the Shares it beneficially owns and shared voting and dispositive power over all Shares beneficially owned by the group, while disclaiming beneficial ownership of Shares held directly by any other reporting person.
POET Technologies Inc. has a significant shareholder disclosure from Group One Trading LLC, a Delaware entity. As of June 30, 2026, Group One Trading LLC may be deemed the beneficial owner of 9,445,376 common shares, representing 5.5% of the class. These holdings are reported with sole voting and dispositive power over the same 9,445,376 shares and no shared power. The disclosure notes that the reported beneficial ownership figure includes options to buy 9,615,500 shares. A referenced prospectus dated May 15, 2026 indicates that 172,595,406 shares of POET Technologies were outstanding as of that date. Group One Trading LLC is identified as a market maker in options on POET Technologies, and may be both long and short calls and puts with expirations within and beyond 60 days.
POET Technologies Inc. received an updated Schedule 13G/A from Jane Street entities reporting a sizable passive ownership stake in its common shares.
Jane Street Group, LLC, together with Jane Street Capital, LLC and Jane Street Global Trading, LLC, reported beneficial ownership of 9,514,777 common shares, representing 5.5% of the class as of 06/30/2026. All of these shares are held with shared voting and dispositive power and no sole voting or dispositive power.
POET Technologies Inc. reported interim IFRS results for the three and six months ended June 30, 2026, reflecting a development-stage photonics company that has been significantly recapitalized while still generating modest revenue and substantial losses. For the six-month period, revenue was $1,073,314, up from $435,229 a year earlier, primarily from non-recurring engineering services and product sales. Operating expenses increased sharply, with selling, marketing and administration of $26,300,351 and research and development of $12,833,592, leading to an operating loss of $38,060,629.
After interest, other income and fair value adjustments, the company recorded a net loss of $23,682,146 for the six months, compared with a loss of $10,921,817 in the prior-year period. A key non-cash driver was a $7,134,082 fair value gain on derivative warrant liabilities. The balance sheet changed markedly following equity financings, including a January 2026 registered direct offering of $150,000,006 and a May 2026 non-brokered registered offering of $400,000,020. As of June 30, 2026, cash and cash equivalents were $432,531,904 and short-term investments were $363,809,999, lifting total assets to $881,805,309, versus $328,572,438 at year-end 2025. Shareholders’ equity rose to $847,507,416, while derivative warrant liabilities declined to $22,020,827. Management prepares the statements on a going-concern basis and highlights ongoing investment in Optical Interposer-based optical engines and light source products targeting high-speed AI data center connectivity.
POET Technologies Inc. reported second-quarter 2026 revenue of $569,925, up 13% sequentially and 112% year-over-year, marking a sixth consecutive quarter of sequential growth. Net loss narrowed to $11.3 million, or ($0.07) per share, compared with $12.3 million in the prior quarter.
POET ended the quarter with $796.3 million in cash and short-term investments, bolstered by a $400,000,020 registered direct offering of 19,047,620 units at $21 per unit, each including a warrant exercisable at $26.25 until May 18, 2029. A non-cash gain from derivative warrant liability of $5.5 million and other income including interest of $4.3 million partially offset higher R&D, stock-based compensation, and finance advisory fees.
Commercially, POET entered a strategic supply and development agreement with Lumilens, which includes an initial purchase order of $50 million that could scale to $500+ million over five years. Subsequent to quarter-end, it received a $2.4 million order from an existing customer, signed an agreement with a Tier 1 laser company, and entered an exclusive supply arrangement for a key component. The board also granted 2,453,271 RSUs to officers and decided not to proceed with redomiciling to the United States, while expecting substantial production shipments for qualification in the remaining quarters of 2026.
POET Technologies Inc. appointed Dr. Bardia Pezeshki and Jean F. Rankin to its Board of Directors, effective August 1, 2026, each serving until the next annual shareholder meeting or until a successor is elected or appointed. Long-serving director Jean-Louis Malinge resigned for personal reasons, effective the same date, after about nine years on the board.
In connection with their appointments, Dr. Pezeshki and Ms. Rankin each received 21,460 restricted stock units (RSUs) under POET’s 2026 Omnibus Incentive Plan, scheduled to vest on June 26, 2027. POET designs photonic integrated circuits, light sources and optical modules for artificial intelligence systems and hyperscale data centers using its Optical Interposer platform.
Poet Technologies reports passive ownership disclosures by Citadel entities and Kenneth Griffin. The joint Schedule 13G lists shared dispositive and voting power for Citadel Securities Group and Citadel Securities GP LLC of 10,085,671 shares (5.8%) and for Citadel Securities LLC of 8,792,484 shares (5.1%). Mr. Kenneth Griffin is shown with shared power over 10,110,970 shares (5.9%). The filing cites 172,595,406 Shares outstanding as of May 18, 2026 as the basis for percentages and states holdings are reported as of the market open on July 8, 2026. The filing is a joint, passive reporting statement and does not assert beneficial ownership beyond the amounts shown.
POET Technologies Inc. reported results of its 2026 annual meeting and recapped its CEO’s update on commercial progress. The company reiterated that its production ramp for optical engines remains on schedule to begin in the second half of 2026, with capacity targeted to reach up to 1 million units per month by the end of 2027.
POET highlighted that it has raised $830 million in equity capital over the past 12 months, with the potential for an additional $661 million through warrants, and plans an initial deployment of about $50 million for capital equipment in the second half of 2026. Management cited a strong balance sheet supporting long-term supply partnerships and more than 10 active customer engagements that together are expected to exceed $100 million in future annual revenue.
The company is developing its POET Blazar hybrid laser for large-scale deployment in 2028 and plans to add roughly 50 staff to its current global workforce of 115. At the AGM, all director nominees were re‑elected, auditors were approved, and five independent directors received a total of 79,450 RSUs. There were 172,590,000 shares issued and outstanding at the time of the meeting.
POET TECHNOLOGIES INC. reported that Jane Street Group, LLC and its subsidiaries disclose beneficial ownership of 11,685,828 common shares, representing 6.8% of the class. The filing names Jane Street Capital, LLC and Jane Street Global Trading, LLC as the subsidiaries and is dated 06/15/2026.