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Shareholder linked to POWI plans Rule 144 sale of 3,368 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

A holder of common stock has filed a Rule 144 notice to sell 3,368 shares through Morgan Stanley Smith Barney LLC on the NASDAQ, with an aggregate market value of $156,692.51. The shares come from restricted stock that vested on 02/06/2026 as compensation under a registered plan.

Over the prior three months, the same seller, identified as Balu Balakrishnan, sold additional common shares in three transactions: 10,080 shares on 02/03/2026 for $451,111.88, 3,000 shares on 01/30/2026 for $139,740.30, and 2,581 shares on 01/29/2026 for $120,295.52.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does this Rule 144 filing related to POWI describe?

It describes a planned sale of 3,368 common shares under Rule 144. The shares were acquired via restricted stock vesting and will be sold through Morgan Stanley Smith Barney LLC on NASDAQ for an indicated value of $156,692.51.

How many POWI-related shares are planned to be sold in this notice?

The notice covers a proposed sale of 3,368 common shares. These shares were acquired on 02/06/2026 as restricted stock vesting under a registered compensation plan, and the planned sale is routed through Morgan Stanley Smith Barney LLC on NASDAQ.

What prior POWI share sales are disclosed in the last three months?

The filer reports three recent sales: 10,080 shares on 02/03/2026, 3,000 shares on 01/30/2026, and 2,581 shares on 01/29/2026. Gross proceeds were $451,111.88, $139,740.30, and $120,295.52 respectively, all in common stock.

How were the POWI shares in this Rule 144 notice originally acquired?

They were acquired as restricted stock that vested under a registered plan. The acquisition date and payment date are both 02/06/2026, and the nature of payment is listed as compensation rather than a cash purchase transaction.

Which broker is handling the planned POWI share sale?

Morgan Stanley Smith Barney LLC Executive Financial Services is listed as the broker. Its address is 1 New York Plaza, 8th Floor, New York, NY 10004, and the common shares are intended to be sold on the NASDAQ exchange.

Who is the person named in the recent POWI share sales disclosure?

The past three months of sales are reported under the name Balu Balakrishnan. The table lists this person’s address in San Jose, California, along with details of each common stock sale amount and related gross proceeds.
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