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Powell Industries (POWL) CEO trims stake with 36,000-share sale

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Powell Industries President & CEO Brett Alan Cope reported an open-market sale of 36,000 shares of Common Stock on July 1, 2026 at $0.0100 per share. Following this transaction, he directly owns 521,673 shares of Powell Industries.

Footnotes note a board-approved, one-time RSU incentive tied to continued service past retirement eligibility and indicate that his holdings include shares with a time-based vesting provision, highlighting that a portion of his equity position is compensation-related and subject to vesting.

Positive

  • None.

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Insider COPE BRETT ALAN
Role President & CEO
Sold 36,000 shs ($360.00)
Type Security Shares Price Value
Sale Common Stock 36,000 $0.01 $360.00
Holdings After Transaction: Common Stock — 521,673 shares (Direct, null)
Footnotes (1)
  1. Board approved, one-time RSU incentive to continue service past retirement eligibility. Includes shares that have a time-based vesting provision.
Shares sold 36,000 shares Open-market sale on July 1, 2026
Sale price per share $0.0100 per share Reported transaction price for the sale
Shares held after transaction 521,673 shares Direct holdings following the sale
Net shares sold 36,000 shares Net sell direction in transaction summary
RSU financial
"Board approved, one-time RSU incentive to continue service past retirement eligibility."
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
time-based vesting provision financial
"Includes shares that have a time-based vesting provision."
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
transaction code "S" financial
"transaction_code": "S""
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FAQ

What insider transaction did Powell Industries (POWL) report for its CEO?

Powell Industries reported that President & CEO Brett Alan Cope sold 36,000 shares of Common Stock in an open-market transaction. After this sale, he directly holds 521,673 shares, indicating he retained a substantial equity position in the company.

How many Powell Industries (POWL) shares does the CEO hold after the sale?

After selling 36,000 shares, CEO Brett Alan Cope directly owns 521,673 Powell Industries shares. This figure reflects his remaining stake following the reported open-market transaction on July 1, 2026, as disclosed in the Form 4 filing.

At what price did the Powell Industries (POWL) CEO sell his shares?

The reported sale price was $0.0100 per share for the 36,000 Powell Industries shares. This per-share price is taken directly from the Form 4 transaction details and is the reference value used in the filing for the open-market sale.

Was the Powell Industries (POWL) CEO’s transaction a buy or a sell?

The transaction was a sell. The Form 4 lists a transaction code “S” and describes it as an open-market sale, with 36,000 shares of Powell Industries Common Stock sold by President & CEO Brett Alan Cope on July 1, 2026.

Do Powell Industries (POWL) CEO holdings include time-vested RSUs?

Yes. Footnotes explain that the CEO received a board-approved, one-time RSU incentive to continue service past retirement eligibility and that his holdings include shares with a time-based vesting provision, meaning part of his equity is subject to vesting conditions.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
COPE BRETT ALAN

(Last)(First)(Middle)
8550 MOSLEY ROAD

(Street)
HOUSTON TEXAS 77075

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
POWELL INDUSTRIES INC [ POWL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/202607/01/2026S36,000(1)A$0.01521,673(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Board approved, one-time RSU incentive to continue service past retirement eligibility.
2. Includes shares that have a time-based vesting provision.
Remarks:
Michael W. Metcalf, Power of Attorney for Brett A. Cope07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)