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Powell Industries awards Metcalf 2,000 shares

The reported entries include a time-based vesting provision and a separate share delivery or withholding transaction tied to exercise price or tax liability.

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Form Type
4

Rhea-AI Filing Summary

Powell Industries Inc. Exec Vice President Michael William Metcalf reported an award of 2,000 common shares on October 1, 2026. The row reports $181.67 per share, based on the average closing stock price from September 1 through September 30, 2026, and the award includes shares with a time-based vesting provision. On September 30, 2026, he also reported 1,401 common shares delivered or withheld for payment of exercise price or tax liability; the associated $187.67 per share figure represents the average of that day's high and low stock prices.

Insights

Analyzing...

Insider METCALF MICHAEL WILLIAM
Role Exec Vice President
Type Security Shares Price Value
Grant/Award Common Stock F3, F2 2,000 $181.67 $363K
Exercise Price or Tax Liability Common Stock F1, F2 1,401 $187.67 $263K
Holdings After Transaction: Common Stock — 79,499 shares (Direct)
Footnotes (3)
  1. F1. Represents the average of the high and low stock price on 09/30/2026.
  2. F2. Includes shares that have a time-based vesting provision.
  3. F3. Represents the average closing stock price from September 1, 2026 - September 30, 2026.
Awarded common shares 2,000 shares Award reported October 1, 2026
Reported award per-share value $181.67 per share Based on the average closing stock price from September 1 through September 30, 2026
Shares delivered or withheld 1,401 shares Reported September 30, 2026 for payment of exercise price or tax liability
Reported per-share figure $187.67 per share Average of the high and low stock prices on September 30, 2026
time-based vesting provision technical
"shares that have a time-based vesting provision"
exercise price or tax liability financial
"payment of exercise price or tax liability"
average closing stock price financial
"average closing stock price from September 1, 2026 - September 30, 2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did POWL Exec Vice President Michael William Metcalf receive?

Michael William Metcalf reported an award of 2,000 common shares on October 1, 2026. The row reports $181.67 per share, based on the average closing stock price from September 1 through September 30, 2026, and the award includes shares with a time-based vesting provision.

How many POWL shares did Michael William Metcalf deliver or have withheld?

On September 30, 2026, Michael William Metcalf reported 1,401 common shares delivered or withheld for payment of exercise price or tax liability. The associated $187.67 per-share figure represents the average of the high and low stock prices on September 30, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
METCALF MICHAEL WILLIAM

(Last)(First)(Middle)
8550 MOSLEY ROAD

(Street)
HOUSTON TEXAS 77075

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
POWELL INDUSTRIES INC [ POWL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Exec Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/30/202610/01/2026F1,401D$187.67(1)77,499(2)D
Common Stock10/01/202610/01/2026A2,000A$181.67(3)79,499(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the average of the high and low stock price on 09/30/2026.
2. Includes shares that have a time-based vesting provision.
3. Represents the average closing stock price from September 1, 2026 - September 30, 2026.
Remarks:
Michael W. Metcalf10/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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