Public Policy Holding (PPHC) details $1,054,541 exempt equity issuance

Rhea-AI Filing Summary

Public Policy Holding Company, Inc., a Delaware corporation with annual revenue over $100,000,000, filed a Form D for an exempt offering of equity securities relying on Rule 506(b) of Regulation D. This is a new notice, with the first sale occurring on July 1, 2026.

The company reports a total amount sold of $1,054,541, with $0 remaining to be sold. A total of 111,948 shares, having a market value of $1,054,541, were issued on July 1, 2026. The company states that, based on future achievement of profit targets, additional shares may be issued. No finders’ fees are reported for this offering.

Key Figures

Total Amount Sold: $1,054,541 Total Remaining to be Sold: $0 Shares Issued: 111,948 shares +3 more

6 metrics

Total Amount Sold $1,054,541 Equity securities sold in exempt offering

Total Remaining to be Sold $0 Reported remaining amount in the offering

Shares Issued 111,948 shares Equity issued on July 1, 2026 with market value $1,054,541

Date of First Sale 2026-07-01 First sale date for this exempt equity offering

Finders' Fees $0 Reported finders’ fees for the offering

Revenue Range Over $100,000,000 Issuer size classification based on revenue

Key Terms

Form D, Exempt Offering of Securities, Rule 506(b), Regulation D, +2 more

6 terms

Form D regulatory

"FORM D Notice of Exempt Offering of Securities"

Form D is a short notice filed with the U.S. Securities and Exchange Commission when a company raises money using a private offering exemption instead of a full public registration. Think of it as a public receipt that lists basic facts about the fundraiser—amount sought, how much has been sold, and who the issuer is—without the full audited disclosures of a public offering. Investors use it to spot private financings, assess potential dilution or fundraising activity, and find contact information, but it is not a substitute for detailed due diligence.

Exempt Offering of Securities regulatory

"FORM D Notice of Exempt Offering of Securities"

Rule 506(b) regulatory

"X | Rule 506(b) | Rule 506(c) | Securities Act Section 4(a)(5)"

Rule 506(b) is a U.S. securities exemption that lets companies sell shares or debt privately without full public registration, provided sales are primarily to accredited investors, up to 35 non‑accredited but financially knowledgeable buyers, and there is no public advertising or solicitation. It matters to investors because offerings under 506(b) usually include less public disclosure than registered securities—like buying from a private seller rather than a retail store—so buyers must do more of their own fact‑checking and rely on their financial sophistication.

Regulation D regulatory

"claiming a Regulation D exemption for the offering"

Regulation D is a set of rules that govern how companies can raise money from investors without going through the full process required for public stock offerings. It provides simplified options for private placements, making it easier for companies to seek investments from a smaller group of investors. For investors, it offers opportunities to invest in private companies, often with fewer restrictions, but also with different levels of risk and disclosure.

accredited investors regulatory

"may be sold to persons who do not qualify as accredited investors"

Accredited investors are individuals or entities considered to have enough financial knowledge and resources to understand and handle more complex and risky investments. They are often allowed to participate in private investment opportunities that are not available to the general public, similar to how experienced players might access exclusive clubs or events. This status helps ensure that investors can manage potential risks and rewards appropriately.

covered securities regulatory

"If the securities that are the subject of this Form D are "covered securities""

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Available on EDGAR 07/15/2026 - 11:18 AM Accepted by SEC EDGAR 07/15/2026 - 10:36 AM Learn about SEC filing dates

FAQ

What securities is Public Policy Holding Company (PPHC) offering under this Form D?

Public Policy Holding Company (PPHC) is offering equity securities under an exempt offering. The filing reports that 111,948 shares were issued on July 1, 2026, with a reported market value of $1,054,541 for those shares.

How much has Public Policy Holding Company (PPHC) sold in its exempt offering?

The company reports a total amount sold of $1,054,541 in its exempt equity offering. The filing also shows $0 remaining to be sold, indicating the reported offering amount has been fully placed as of the Form D.

What exemption is PPHC using for its July 2026 equity issuance?

Public Policy Holding Company (PPHC) relies on Rule 506(b) of Regulation D for this exempt offering. The Form D is filed as a new notice, with the date of first sale listed as July 1, 2026 for the equity securities.

How many shares did PPHC issue and on what date?

PPHC issued 111,948 shares with a reported market value of $1,054,541 on July 1, 2026. The company notes that, based on future achievement of profit targets, additional shares may be issued beyond this initial issuance.

Did Public Policy Holding Company (PPHC) pay any finders’ fees in this offering?

The Form D reports finders’ fees of $0 for this exempt equity offering. The filing does not list any sales commissions in the provided excerpt, indicating no disclosed cash compensation to intermediaries for placing these securities.

What is the revenue size range of PPHC as disclosed in the Form D?

PPHC classifies its revenue range as Over $100,000,000 in the issuer size section. This indicates the company’s annual revenues exceed $100 million, placing it in the largest revenue category available on the Form D.

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Intentional misstatements or omissions of fact constitute federal criminal violations. See 18 U.S.C. 1001.

FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL

OMB Number:			3235-0076
Estimated average burden
hours per response:			4.00

1. Issuer's Identity

CIK (Filer ID Number)

Previous Names

X None

Entity Type

0001903508

X	Corporation
	Limited Partnership
	Limited Liability Company
	General Partnership
	Business Trust
	Other (Specify)

Name of Issuer

Public Policy Holding Company, Inc.

Jurisdiction of Incorporation/Organization

DELAWARE

Year of Incorporation/Organization

X	Over Five Years Ago
	Within Last Five Years (Specify Year)
	Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Public Policy Holding Company, Inc.
Street Address 1		Street Address 2
800 NORTH CAPITOL ST NW		STE 800
City	State/Province/Country	ZIP/PostalCode	Phone Number of Issuer
WASHINGTON	DISTRICT OF COLUMBIA	20002	2026880020

3. Related Persons

Last Name	First Name	Middle Name
Hall	George	Stewart
Street Address 1	Street Address 2
800 North Capitol Street, NW	Suite 800
City	State/Province/Country	ZIP/PostalCode
Washington	DISTRICT OF COLUMBIA	20002

Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Smits	Roeland	Jozef Bernard
Street Address 1	Street Address 2
800 North Capitol Street, NW	Suite 800
City	State/Province/Country	ZIP/PostalCode
Washington	DISTRICT OF COLUMBIA	20002

Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Kendrick	Jill	Agnes Gillespie
Street Address 1	Street Address 2
800 North Capitol Street, NW	Suite 800
City	State/Province/Country	ZIP/PostalCode
Washington	DISTRICT OF COLUMBIA	20002

Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Gensemer	Thomas	Edward
Street Address 1	Street Address 2
800 North Capitol Street, NW	Suite 800
City	State/Province/Country	ZIP/PostalCode
Washington	DISTRICT OF COLUMBIA	20002

Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Strum	Neal	Howard
Street Address 1	Street Address 2
800 North Capitol Street, NW	Suite 800
City	State/Province/Country	ZIP/PostalCode
Washington	DISTRICT OF COLUMBIA	20002

Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Mazzanti	Matthew	Ross
Street Address 1	Street Address 2
800 North Capitol Street, NW	Suite 800
City	State/Province/Country	ZIP/PostalCode
Washington	DISTRICT OF COLUMBIA	20002

Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Lee	Simon	Philip Guy
Street Address 1	Street Address 2
c/o Public Policy Holding Company, Inc.	800 North Capitol St., NW, Suite 800
City	State/Province/Country	ZIP/PostalCode
Washington	DISTRICT OF COLUMBIA	20002

Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Williams	Zachary	Wayne
Street Address 1	Street Address 2
c/o Public Policy Holding Company, Inc.	800 North Capitol St., NW, Suite 800
City	State/Province/Country	ZIP/PostalCode
Washington	DISTRICT OF COLUMBIA	20002

Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Austin	Keenan	N.
Street Address 1	Street Address 2
c/o Public Policy Holding Company, Inc.	800 North Capitol St., NW, Suite 800
City	State/Province/Country	ZIP/PostalCode
Washington	DISTRICT OF COLUMBIA	20002

Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Ginsberg	Benjamin	Langer
Street Address 1	Street Address 2
c/o Public Policy Holding Company, Inc.	800 North Capitol St., NW, Suite 800
City	State/Province/Country	ZIP/PostalCode
Washington	DISTRICT OF COLUMBIA	20002

Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
White	Kimberly	Anne
Street Address 1	Street Address 2
c/o Public Policy Holding Company, Inc.	800 North Capitol St., NW, Suite 800
City	State/Province/Country	ZIP/PostalCode
Washington	DISTRICT OF COLUMBIA	20002

Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Brown	Charles	D.
Street Address 1	Street Address 2
c/o Public Policy Holding Company, Inc.	800 North Capitol St., NW, Suite 800
City	State/Province/Country	ZIP/PostalCode
Washington	DISTRICT OF COLUMBIA	20002

Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Casey	Kathleen	Louise
Street Address 1	Street Address 2
c/o Public Policy Holding Company, Inc.	800 North Capitol St., NW, Suite 800
City	State/Province/Country	ZIP/PostalCode
Washington	DISTRICT OF COLUMBIA	20002

Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Green	Johnson	McCallum
Street Address 1	Street Address 2
800 North Capitol Street, NW	Suite 800
City	State/Province/Country	ZIP/PostalCode
Washington	DISTRICT OF COLUMBIA	20002

Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

4. Industry Group

Agriculture

Banking & Financial Services

Commercial Banking

Insurance

Investing

Investment Banking

Pooled Investment Fund

Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?

Yes No

Other Banking & Financial Services

Business Services

Energy

Coal Mining

Electric Utilities

Energy Conservation

Environmental Services

Oil & Gas

Other Energy

	Health Care
	Biotechnology
	Health Insurance
	Hospitals & Physicians
	Pharmaceuticals
	Other Health Care
	Manufacturing
	Real Estate
	Commercial
	Construction
	REITS & Finance
	Residential
	Other Real Estate

Retailing

Restaurants

Technology

Computers

Telecommunications

Other Technology

Travel

Airlines & Airports

Lodging & Conventions

Tourism & Travel Services

Other Travel

X

Other

5. Issuer Size

Revenue Range		OR	Aggregate Net Asset Value Range
	No Revenues			No Aggregate Net Asset Value
	$1 - $1,000,000			$1 - $5,000,000
	$1,000,001 - $5,000,000			$5,000,001 - $25,000,000
	$5,000,001 - $25,000,000			$25,000,001 - $50,000,000
	$25,000,001 - $100,000,000			$50,000,001 - $100,000,000
	Over $100,000,000			Over $100,000,000
X	Decline to Disclose			Decline to Disclose
	Not Applicable			Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

		Rule 504(b)(1) (not (i), (ii) or (iii))
		Rule 504 (b)(1)(i)
		Rule 504 (b)(1)(ii)
		Rule 504 (b)(1)(iii)
	X	Rule 506(b)
		Rule 506(c)
		Securities Act Section 4(a)(5)

Investment Company Act Section 3(c)

Section 3(c)(1) Section 3(c)(9)

Section 3(c)(2) Section 3(c)(10)

Section 3(c)(3) Section 3(c)(11)

Section 3(c)(4) Section 3(c)(12)

Section 3(c)(5) Section 3(c)(13)

Section 3(c)(6) Section 3(c)(14)

Section 3(c)(7)

7. Type of Filing

X	New Notice			Date of First Sale	2026-07-01				First Sale Yet to Occur
	Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year? X Yes No

9. Type(s) of Securities Offered (select all that apply)

X	Equity		Pooled Investment Fund Interests
	Debt		Tenant-in-Common Securities
	Option, Warrant or Other Right to Acquire Another Security		Mineral Property Securities
	Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security		Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? X Yes No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $0 USD

12. Sales Compensation

Recipient	Recipient CRD Number X None
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
Street Address 1	Street Address 2
City	State/Province/Country	ZIP/Postal Code
State(s) of Solicitation (select all that apply) Check "All States" or check individual States All States	Foreign/non-US

13. Offering and Sales Amounts

Total Offering Amount	$1,054,541	USD	or Indefinite
Total Amount Sold	$1,054,541	USD
Total Remaining to be Sold	$0	USD	or Indefinite

Clarification of Response (if Necessary):

111,948 shares (with a market value of $1,054,541) were issued on July 1, 2026. Based on future achievement of profit targets, additional shares may be issued.

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.

Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:

2

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions	$0	USD	Estimate
Finders' Fees	$0	USD	Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0

USD

Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:

• Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*

• Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.

• Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer	Signature	Name of Signer	Title	Date
Public Policy Holding Company, Inc.	/s/ George Stewart Hall	George Stewart Hall	Chief Executive Officer	2026-07-15

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.