STOCK TITAN

Perma-Pipe (NASDAQ: PPIH) adds $18M JPMorgan revolver maturing 2027

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Perma-Pipe International Holdings entered into a new senior secured, asset-based revolving credit facility with JPMorgan Chase Bank, N.A., providing aggregate revolving commitments of $18.0 million, including a $1.5 million sublimit for letters of credit.

The facility is secured by substantially all assets of the company and certain subsidiaries and matures on October 7, 2027. Borrowing availability is based on 80% of eligible accounts receivable plus 25% of eligible inventory, and loans bear interest at a CB Floating Rate or adjusted term SOFR plus a leverage-based margin, with additional commitment fees on unused commitments and customary covenants and events of default.

Positive

  • None.

Negative

  • None.
Item 1.01 Entry into a Material Definitive Agreement Business
The company signed a significant contract such as a merger agreement, credit facility, or major partnership.
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Financial
The company incurred a new significant debt or off-balance-sheet obligation.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Revolving commitments $18.0 million Aggregate senior secured asset-based revolving credit facility
Letters of credit sublimit $1.5 million Sublimit within the revolving credit commitments
Maturity date October 7, 2027 Stated maturity of the revolving credit facility
Borrowing base – receivables advance rate 80% of eligible accounts receivable Component of borrowing base calculation
Borrowing base – inventory advance rate 25% of eligible inventory Inventory valued at lower of cost or market
CB Floating Rate margin range 1.50% to 2.00% Interest margin over CB Floating Rate, leverage-based
SOFR margin range 2.50% to 3.00% Interest margin over adjusted term SOFR, leverage-based
Commitment fee on unused portion 0.20% to 0.30% Fee applied to unused revolving commitments
asset‑based revolving credit facility financial
"The Credit Agreement provides for a senior secured asset‑based revolving credit facility with aggregate revolving commitments of $18.0 million"
borrowing base financial
"Borrowings under the Credit Agreement are limited to the lesser of the revolving commitment and a borrowing base calculated as (i) 80% of eligible accounts receivable, plus (ii) 25% of eligible inventory"
A borrowing base is the amount a lender will allow a company to borrow based on the value of assets the company offers as security, typically things like accounts receivable and inventory. It matters to investors because it sets a practical ceiling on short-term financing and influences a company’s liquidity and risk: if the borrowing base falls, the company may lose access to cash or be forced to sell assets, which can affect operations and share value.
Fixed Charge Coverage Ratio financial
"The Credit Agreement also includes a financial maintenance covenant requiring the Company to maintain a minimum Fixed Charge Coverage Ratio"
A fixed charge coverage ratio measures how well a company's operating income can cover its fixed, recurring obligations like interest payments and lease costs. Think of it as a safety margin — the higher the number, the more comfortably a business can pay steady bills from its normal earnings, which matters to investors because it signals financial stability, lower default risk, and greater ability to withstand revenue dips.
letters of credit financial
"aggregate revolving commitments of $18.0 million, including a sublimit of up to $1.5 million for letters of credit"
A letter of credit is a promise from a bank to pay a seller if the buyer fails to do so, commonly used in trade and large contracts to ensure payment. Think of it as a bank standing in for the buyer, like a certified check or payment insurance that reduces the risk of nonpayment. For investors, letters of credit matter because they affect a company’s cash flow, borrowing needs and contingent liabilities, and signal how much credit support a business requires to secure deals.
change in control financial
"events of default, including, among others, nonpayment of principal or interest, breaches of representations or covenants, cross‑defaults to other material indebtedness, insolvency events, judgments in excess of specified thresholds, certain ERISA and pension events, and a change in control"
A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.
false 0000914122 0000914122 2026-04-13 2026-04-13
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
_______________________
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
_______________________
 
Date of Report (Date of earliest event reported): April 14, 2026
 
PERMA-PIPE INTERNATIONAL HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
 
Delaware
001-32530
36-3922969
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
 
2445 Technology Forest Blvd, Suite 1010
The Woodlands, Texas 77381
(Address of principal executive offices, including zip code)
 
(281) 941-2445
(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $.01 par value per share
PPIH
The Nasdaq Stock Market LLC
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 

 
 
 
Item 1.01
Entry into a Material Definitive Agreement.
 
On April 8, 2026, Perma‑Pipe International Holdings, Inc. (the “Company”) entered into a Credit Agreement (the “Credit Agreement”) by and among the Company, as borrower, the other loan parties thereto, and JPMorgan Chase Bank, N.A., as lender (the “Lender”).
 
The Credit Agreement provides for a senior secured asset‑based revolving credit facility with aggregate revolving commitments of $18.0 million, including a sublimit of up to $1.5 million for letters of credit. The revolving credit facility matures on October 7, 2027, unless earlier terminated in accordance with its terms.
 
Borrowings under the Credit Agreement are limited to the lesser of the revolving commitment and a borrowing base calculated as (i) 80% of eligible accounts receivable, plus (ii) 25% of eligible inventory (valued at the lower of cost or market), in each case subject to customary eligibility criteria and reserves established by the Lender.
 
Loans under the Credit Agreement bear interest, at the Company’s election, at either (i) a rate based on the CB Floating Rate (as defined in the Credit Agreement) or (ii) an adjusted term SOFR rate, in each case plus an applicable margin determined by the Company’s leverage ratio. The applicable margin for CB Floating Rate loans ranges from 1.50% to 2.00%, and for SOFR loans ranges from 2.50% to 3.00%. In addition, the Company is required to pay a commitment fee ranging from 0.20% to 0.30% on the unused portion of the revolving commitment.
 
The obligations under the Credit Agreement are secured by substantially all assets of the Company and the guarantor subsidiaries, subject to customary exclusions, and are guaranteed on a joint and several basis by certain existing and future subsidiaries of the Company, subject to customary exceptions.
 
The Credit Agreement contains customary affirmative and negative covenants, including, among other things, limitations on additional indebtedness, liens, investments, acquisitions, asset sales, restricted payments, and transactions with affiliates. The Credit Agreement also includes a financial maintenance covenant requiring the Company to maintain a minimum Fixed Charge Coverage Ratio (as defined in the Credit Agreement), which is tested upon the occurrence of certain availability thresholds.
 
The Credit Agreement includes customary events of default, including, among others, nonpayment of principal or interest, breaches of representations or covenants, cross‑defaults to other material indebtedness, insolvency events, judgments in excess of specified thresholds, certain ERISA and pension events, and a change in control. Upon the occurrence of an event of default, the Lender may terminate commitments, accelerate outstanding obligations, require cash collateralization of letters of credit, and exercise remedies against the collateral.
 
The foregoing description of the Credit Agreement does not purport to be complete and is qualified in its entirety by reference to the Credit Agreement, a copy of which is filed as Exhibit 10.1 to this Current Report on Form 8‑K and is incorporated herein by reference.
 
Item 2.03
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
 
The information included in Item 1.01 above is incorporated herein by reference
 
Item 9.01
Financial Statements and Exhibits.
 
(d) Exhibits. The following exhibits are filed or furnished herewith:
 
Exhibit
Number
 
 
10.1
Credit Agreement Dated April 8, 2026
 
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
PERMA-PIPE INTERNATIONAL HOLDINGS, INC.
Date: April 14, 2026
By:
/s/ Matthew E. Lewicki
Matthew E. Lewicki
Vice President and Chief Financial Officer
 
 

FAQ

What new credit facility did Perma-Pipe (PPIH) enter into?

Perma-Pipe entered into a senior secured, asset-based revolving credit facility with JPMorgan Chase Bank, N.A. It provides up to $18.0 million in revolving commitments, including a $1.5 million letters-of-credit sublimit, secured by substantially all company and certain subsidiary assets.

How large is Perma-Pipe’s new revolving credit line and LC sublimit?

The new revolving credit facility provides aggregate revolving commitments of $18.0 million. Within this, there is a dedicated sublimit of up to $1.5 million for issuing letters of credit, giving the company both borrowing capacity and trade support flexibility under a single agreement.

When does Perma-Pipe’s new JPMorgan credit facility mature?

The revolving credit facility matures on October 7, 2027, unless terminated earlier under its terms. Until that date, Perma-Pipe can borrow, subject to availability and covenants, under this revolving structure, offering a multi-year source of asset-based financing for its operations.

How is borrowing availability determined under Perma-Pipe’s facility?

Borrowing is limited to the lesser of the $18.0 million commitment or a borrowing base. That base equals 80% of eligible accounts receivable plus 25% of eligible inventory, each subject to customary eligibility criteria and lender reserves that can reduce effective availability over time.

What interest rates apply to Perma-Pipe’s new credit agreement?

Loans bear interest at either a CB Floating Rate or adjusted term SOFR, at Perma-Pipe’s election. Each option has an added margin tied to the company’s leverage ratio, ranging from 1.50% to 2.00% for CB Floating Rate loans and 2.50% to 3.00% for SOFR loans.

What key financial covenant is included in Perma-Pipe’s facility?

The agreement includes a financial maintenance covenant requiring Perma-Pipe to maintain a minimum Fixed Charge Coverage Ratio. This ratio is tested when certain availability thresholds are triggered, adding a performance-based condition to continued access to the revolving credit and associated letters of credit.

Filing Exhibits & Attachments

5 documents